| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | ALPHAWAVE IP GROUP PLC | |||||
| (c) | Name of the party to the offer with which exempt | ALPHAWAVE IP GROUP PLC | |||||
| (d) | Date position held/dealing undertaken: | 11 Apr 2025 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
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| to which the disclosure relates following the dealing (if any) | ||||||
| Class of relevant security: | 1p ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 5,123,021 | 0.67% | 15,345,913 | 2.02% | |||
| (2) Cash-settled derivatives: | 13,998,802 | 1.84% | 4,677,242 | 0.62% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| TOTAL: | 19,121,823 | 2.52% | 20,023,155 | 2.63% | |||
| Class of relevant security: | Senior unsecured convertible bond | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 3,200,000 | 2.13% | 0 | 0.00% | |||
| (2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| TOTAL: | 3,200,000 | 2.13% | 0 | 0.00% | |||
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| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to |
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| Details, including nature of the rights |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales |
| | | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| 1p ordinary | Purchase | 365309 | 1.2520 GBP | 1.1800 GBP | |||
| 1p ordinary | Sale | 277933 | 1.2495 GBP | 1.1799 GBP | |||
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| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| 1p ordinary | SWAP | Increasing Long | 13,738 | 1.1799 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 454 | 1.1922 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 2,064 | 1.1955 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 3,241 | 1.1993 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 28,710 | 1.2166 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 32,344 | 1.2170 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 1,979 | 1.2185 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 1,185 | 1.2200 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 12,950 | 1.2215 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 8,009 | 1.2261 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 9,947 | 1.2269 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 527 | 1.2495 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 43,213 | 1.1800 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 15,000 | 1.1801 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 51,725 | 1.1990 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 4,787 | 1.2009 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 7 | 1.2014 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 30,105 | 1.2088 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 14 | 1.2092 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 26,245 | 1.2093 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 242 | 1.2118 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 5,684 | 1.2123 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 16,646 | 1.2190 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 14,710 | 1.2282 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 14,770 | 1.2306 GBP | |||
| 1p ordinary | CFD | Increasing Long | 15,567 | 1.2089 GBP | |||
| 1p ordinary | CFD | Increasing Long | 31,009 | 1.2169 GBP | |||
| 1p ordinary | CFD | Decreasing Long | 13,596 | 1.2481 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 14 Apr 2025 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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