Source - LSE Regulatory
RNS Number : 7623E Barclays PLC 11 April 2025 FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Full name of discloser: Barclays PLC. (b) Owner or controller of interest and short positions disclosed, if different from 1(a): (c) Name of offeror/offeree in relation to whose relevant securities this form relates: AVIVA PLC (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 10 Apr 2025 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES: DIRECT LINE INSURANCE GROUP PLC 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) Class of relevant security: 32 17/19p ordinary Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 13,104,707 0.49% 18,419,157 0.69% (2) Cash-settled derivatives: 17,693,658 0.66% 10,372,401 0.39% (3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00% 225,373 0.01% TOTAL: 30,798,365 1.15% 29,016,931 1.08% (b) Rights to subscribe for new securities (including directors and other executive options) Class of relevant security in relation to which subscription right exists Details, including nature of the rights concerned and relevant percentages: 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchase and sales Class of relevant security Purchase/sale Number of securities Price per unit 32 17/19p ordinary Purchase 438,845 5.0777 GBP 32 17/19p ordinary Purchase 358,059 5.0014 GBP 32 17/19p ordinary Purchase 300,056 5.0268 GBP 32 17/19p ordinary Purchase 243,352 5.0440 GBP 32 17/19p ordinary Purchase 208,595 4.9773 GBP 32 17/19p ordinary Purchase 200,000 4.9860 GBP 32 17/19p ordinary Purchase 169,316 4.9978 GBP 32 17/19p ordinary Purchase 70,975 4.9848 GBP 32 17/19p ordinary Purchase 65,044 4.9631 GBP 32 17/19p ordinary Purchase 63,607 5.0024 GBP 32 17/19p ordinary Purchase 61,773 4.9734 GBP 32 17/19p ordinary Purchase 60,581 4.9641 GBP 32 17/19p ordinary Purchase 50,482 5.0126 GBP 32 17/19p ordinary Purchase 42,874 4.9936 GBP 32 17/19p ordinary Purchase 32,418 4.9632 GBP 32 17/19p ordinary Purchase 25,892 4.9869 GBP 32 17/19p ordinary Purchase 25,388 4.9630 GBP 32 17/19p ordinary Purchase 24,396 5.0106 GBP 32 17/19p ordinary Purchase 21,063 4.9720 GBP 32 17/19p ordinary Purchase 19,679 5.0118 GBP 32 17/19p ordinary Purchase 18,294 5.0012 GBP 32 17/19p ordinary Purchase 17,615 5.0581 GBP 32 17/19p ordinary Purchase 10,851 4.9888 GBP 32 17/19p ordinary Purchase 10,219 4.9949 GBP 32 17/19p ordinary Purchase 9,803 5.0013 GBP 32 17/19p ordinary Purchase 9,608 4.9925 GBP 32 17/19p ordinary Purchase 8,991 4.9611 GBP 32 17/19p ordinary Purchase 8,491 4.9810 GBP 32 17/19p ordinary Purchase 6,469 4.9637 GBP 32 17/19p ordinary Purchase 5,218 4.9873 GBP 32 17/19p ordinary Purchase 5,190 5.0399 GBP 32 17/19p ordinary Purchase 4,853 5.0109 GBP 32 17/19p ordinary Purchase 4,784 4.9639 GBP ADR Purchase 3,686 13.5613 USD 32 17/19p ordinary Purchase 2,762 5.0016 GBP 32 17/19p ordinary Purchase 2,576 5.0415 GBP 32 17/19p ordinary Purchase 1,643 4.9731 GBP 32 17/19p ordinary Purchase 1,632 4.9826 GBP 32 17/19p ordinary Purchase 1,520 4.9654 GBP ADR Purchase 1,254 13.6392 USD 32 17/19p ordinary Purchase 1,154 4.9840 GBP 32 17/19p ordinary Purchase 1,132 4.9944 GBP 32 17/19p ordinary Purchase 1,035 5.0130 GBP 32 17/19p ordinary Purchase 1,028 5.0004 GBP 32 17/19p ordinary Purchase 729 4.9650 GBP 32 17/19p ordinary Purchase 650 4.9580 GBP 32 17/19p ordinary Purchase 619 5.0020 GBP 32 17/19p ordinary Purchase 543 4.9740 GBP 32 17/19p ordinary Purchase 485 4.9682 GBP 32 17/19p ordinary Purchase 405 4.9660 GBP 32 17/19p ordinary Purchase 351 4.9829 GBP 32 17/19p ordinary Purchase 267 4.9642 GBP 32 17/19p ordinary Purchase 158 5.0220 GBP 32 17/19p ordinary Purchase 150 5.0160 GBP 32 17/19p ordinary Purchase 144 4.9600 GBP 32 17/19p ordinary Purchase 68 4.9935 GBP 32 17/19p ordinary Purchase 61 4.9614 GBP 32 17/19p ordinary Purchase 52 4.9620 GBP 32 17/19p ordinary Purchase 30 5.0060 GBP 32 17/19p ordinary Purchase 5 4.9640 GBP 32 17/19p ordinary Sale 653,535 5.0530 GBP 32 17/19p ordinary Sale 409,251 4.9630 GBP 32 17/19p ordinary Sale 404,306 4.9745 GBP 32 17/19p ordinary Sale 230,199 5.0498 GBP 32 17/19p ordinary Sale 220,209 4.9980 GBP 32 17/19p ordinary Sale 164,092 4.9996 GBP 32 17/19p ordinary Sale 105,693 5.0004 GBP 32 17/19p ordinary Sale 104,074 5.0522 GBP 32 17/19p ordinary Sale 98,478 5.0517 GBP 32 17/19p ordinary Sale 78,228 4.9841 GBP 32 17/19p ordinary Sale 69,008 5.0129 GBP 32 17/19p ordinary Sale 68,615 5.1251 GBP 32 17/19p ordinary Sale 66,485 4.9875 GBP 32 17/19p ordinary Sale 54,697 4.9936 GBP 32 17/19p ordinary Sale 54,697 4.9737 GBP 32 17/19p ordinary Sale 52,730 4.9620 GBP 32 17/19p ordinary Sale 47,346 4.9965 GBP 32 17/19p ordinary Sale 33,235 4.9871 GBP 32 17/19p ordinary Sale 32,724 4.9797 GBP 32 17/19p ordinary Sale 31,145 5.0944 GBP 32 17/19p ordinary Sale 18,704 5.0043 GBP 32 17/19p ordinary Sale 17,080 4.9796 GBP 32 17/19p ordinary Sale 16,745 4.9931 GBP 32 17/19p ordinary Sale 12,054 5.0133 GBP 32 17/19p ordinary Sale 11,499 5.0165 GBP 32 17/19p ordinary Sale 7,264 5.1044 GBP 32 17/19p ordinary Sale 6,952 5.1360 GBP 32 17/19p ordinary Sale 5,623 5.0678 GBP 32 17/19p ordinary Sale 4,629 4.9670 GBP 32 17/19p ordinary Sale 4,406 4.9849 GBP ADR Sale 3,686 13.5613 USD 32 17/19p ordinary Sale 2,500 5.0100 GBP 32 17/19p ordinary Sale 2,145 5.0120 GBP 32 17/19p ordinary Sale 1,696 4.9906 GBP 32 17/19p ordinary Sale 1,595 4.9895 GBP 32 17/19p ordinary Sale 1,326 4.9626 GBP ADR Sale 1,254 13.6392 USD 32 17/19p ordinary Sale 1,185 4.9920 GBP 32 17/19p ordinary Sale 1,160 5.0349 GBP 32 17/19p ordinary Sale 1,111 4.9701 GBP 32 17/19p ordinary Sale 1,021 5.0070 GBP 32 17/19p ordinary Sale 768 5.1239 GBP 32 17/19p ordinary Sale 729 4.9650 GBP 32 17/19p ordinary Sale 650 4.9580 GBP 32 17/19p ordinary Sale 650 4.9581 GBP 32 17/19p ordinary Sale 630 4.9720 GBP 32 17/19p ordinary Sale 598 4.9800 GBP 32 17/19p ordinary Sale 568 5.0520 GBP 32 17/19p ordinary Sale 534 5.0700 GBP 32 17/19p ordinary Sale 405 4.9660 GBP 32 17/19p ordinary Sale 386 5.0360 GBP 32 17/19p ordinary Sale 296 5.0720 GBP 32 17/19p ordinary Sale 148 4.9640 GBP 32 17/19p ordinary Sale 148 4.9850 GBP 32 17/19p ordinary Sale 138 4.9805 GBP 32 17/19p ordinary Sale 27 4.9795 GBP (b) Cash-settled derivative transactions Class of relevant security Product description Nature of dealing Number of reference securities Price per unit 32 17/19p ordinary SWAP Decreasing Short 52,730 4.9620 GBP 32 17/19p ordinary SWAP Decreasing Short 1,326 4.9626 GBP 32 17/19p ordinary SWAP Decreasing Short 51,518 4.9627 GBP 32 17/19p ordinary SWAP Decreasing Short 15,634 4.9630 GBP 32 17/19p ordinary SWAP Decreasing Short 28,065 4.9750 GBP 32 17/19p ordinary SWAP Decreasing Short 138 4.9805 GBP 32 17/19p ordinary SWAP Decreasing Short 67,824 4.9933 GBP 32 17/19p ordinary SWAP Decreasing Short 24,664 4.9952 GBP 32 17/19p ordinary SWAP Decreasing Short 158 4.9973 GBP 32 17/19p ordinary SWAP Decreasing Short 241 4.9976 GBP 32 17/19p ordinary SWAP Decreasing Short 15,942 4.9979 GBP 32 17/19p ordinary SWAP Decreasing Short 64,298 4.9996 GBP 32 17/19p ordinary SWAP Decreasing Short 105,693 5.0004 GBP 32 17/19p ordinary SWAP Decreasing Short 28,673 5.0144 GBP 32 17/19p ordinary SWAP Decreasing Short 11,499 5.0165 GBP 32 17/19p ordinary SWAP Decreasing Short 230,199 5.0498 GBP 32 17/19p ordinary SWAP Decreasing Short 104,074 5.0522 GBP 32 17/19p ordinary SWAP Decreasing Short 23,301 5.0684 GBP 32 17/19p ordinary SWAP Decreasing Short 25,104 5.1036 GBP 32 17/19p ordinary SWAP Decreasing Short 768 5.1239 GBP 32 17/19p ordinary SWAP Decreasing Short 43,511 5.1375 GBP 32 17/19p ordinary SWAP Increasing Short 144 4.9600 GBP 32 17/19p ordinary SWAP Increasing Short 8,991 4.9611 GBP 32 17/19p ordinary SWAP Increasing Short 61 4.9614 GBP 32 17/19p ordinary SWAP Increasing Short 14,123 4.9630 GBP 32 17/19p ordinary SWAP Increasing Short 65,044 4.9631 GBP 32 17/19p ordinary SWAP Increasing Short 6,469 4.9637 GBP 32 17/19p ordinary SWAP Increasing Short 4,784 4.9639 GBP 32 17/19p ordinary SWAP Increasing Short 9,414 4.9640 GBP 32 17/19p ordinary SWAP Increasing Short 51,439 4.9641 GBP 32 17/19p ordinary SWAP Increasing Short 724 4.9651 GBP 32 17/19p ordinary SWAP Increasing Short 5 4.9660 GBP 32 17/19p ordinary SWAP Increasing Short 138,325 4.9671 GBP 32 17/19p ordinary SWAP Increasing Short 28,629 4.9715 GBP 32 17/19p ordinary SWAP Increasing Short 18,011 4.9720 GBP 32 17/19p ordinary SWAP Increasing Short 1,643 4.9731 GBP 32 17/19p ordinary SWAP Increasing Short 3,995 4.9736 GBP 32 17/19p ordinary SWAP Increasing Short 29,149 4.9752 GBP 32 17/19p ordinary SWAP Increasing Short 18,182 4.9812 GBP 32 17/19p ordinary SWAP Increasing Short 60,715 4.9825 GBP 32 17/19p ordinary SWAP Increasing Short 200,000 4.9860 GBP 32 17/19p ordinary SWAP Increasing Short 68 4.9934 GBP 32 17/19p ordinary SWAP Increasing Short 8,864 4.9950 GBP 32 17/19p ordinary SWAP Increasing Short 30,749 4.9996 GBP 32 17/19p ordinary SWAP Increasing Short 3,208 5.0012 GBP 32 17/19p ordinary SWAP Increasing Short 9,803 5.0013 GBP 32 17/19p ordinary SWAP Increasing Short 3,447 5.0014 GBP 32 17/19p ordinary SWAP Increasing Short 2,762 5.0016 GBP 32 17/19p ordinary SWAP Increasing Short 619 5.0020 GBP 32 17/19p ordinary SWAP Increasing Short 24,396 5.0106 GBP 32 17/19p ordinary SWAP Increasing Short 50,482 5.0126 GBP 32 17/19p ordinary SWAP Increasing Short 300,056 5.0268 GBP 32 17/19p ordinary SWAP Increasing Short 76,130 5.0312 GBP 32 17/19p ordinary SWAP Increasing Short 131,133 5.0345 GBP 32 17/19p ordinary SWAP Increasing Short 243,352 5.0440 GBP 32 17/19p ordinary SWAP Increasing Short 750 5.0998 GBP 32 17/19p ordinary SWAP Decreasing Long 505 5.1165 GBP 32 17/19p ordinary CFD Increasing Long 459 4.9626 GBP 32 17/19p ordinary CFD Increasing Long 11,856 4.9630 GBP 32 17/19p ordinary CFD Increasing Long 7,473 4.9650 GBP 32 17/19p ordinary CFD Increasing Long 190,780 4.9710 GBP 32 17/19p ordinary CFD Increasing Long 659 5.0882 GBP 32 17/19p ordinary CFD Increasing Long 56,726 5.0940 GBP 32 17/19p ordinary CFD Increasing Long 667 5.1091 GBP 32 17/19p ordinary CFD Increasing Long 918 5.1355 GBP 32 17/19p ordinary CFD Decreasing Long 200 4.9603 GBP 32 17/19p ordinary CFD Decreasing Long 918 4.9784 GBP 32 17/19p ordinary CFD Decreasing Long 103,733 4.9859 GBP 32 17/19p ordinary CFD Decreasing Long 122,123 5.0022 GBP 32 17/19p ordinary CFD Decreasing Long 459 5.1363 GBP (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit (ii) Exercising Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of Dealings Details Price per unit (if applicable) 4. OTHER INFORMATION (a) Indemnity and other dealings arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 11 Apr 2025 Contact name: Large Holdings Regulatory Operations Telephone number: 020 3134 7213 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of the person whose positions/dealings are being disclosed: Barclays PLC. Name of offeror/offeree in relation to whose relevant securities this from relates: AVIVA PLC 2. OPTIONS AND DERIVATIVES Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date 32 17/19p ordinary Call Options Written -120,790 5.3305 European 06-Jun-25 32 17/19p ordinary Call Options Written -104,583 5.3176 European 05-Jun-25 3. AGREEMENTS TO PURCHASE OR SELL ETC. 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