Source - LSE Regulatory
RNS Number : 5689E Barclays PLC 10 April 2025 FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Full name of discloser: Barclays PLC. (b) Owner or controller of interest and short positions disclosed, if different from 1(a): (c) Name of offeror/offeree in relation to whose relevant securities this form relates: AVIVA PLC (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 09 Apr 2025 (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES: DIRECT LINE INSURANCE GROUP PLC 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) Class of relevant security: 32 17/19p ordinary Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 13,673,433 0.51% 18,505,746 0.69% (2) Cash-settled derivatives: 17,787,430 0.66% 9,857,467 0.37% (3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0.00% 225,368 0.01% TOTAL: 31,460,863 1.17% 28,588,581 1.07% (b) Rights to subscribe for new securities (including directors and other executive options) Class of relevant security in relation to which subscription right exists Details, including nature of the rights concerned and relevant percentages: 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchase and sales Class of relevant security Purchase/sale Number of securities Price per unit 32 17/19p ordinary Purchase 650,000 4.9960 GBP 32 17/19p ordinary Purchase 333,037 5.0020 GBP 32 17/19p ordinary Purchase 313,175 5.0017 GBP 32 17/19p ordinary Purchase 286,262 4.9989 GBP 32 17/19p ordinary Purchase 220,259 4.9964 GBP 32 17/19p ordinary Purchase 201,698 5.0069 GBP 32 17/19p ordinary Purchase 170,040 5.0760 GBP 32 17/19p ordinary Purchase 155,047 5.0010 GBP 32 17/19p ordinary Purchase 154,339 4.9902 GBP 32 17/19p ordinary Purchase 93,228 5.0045 GBP 32 17/19p ordinary Purchase 65,061 5.0202 GBP 32 17/19p ordinary Purchase 53,593 4.9906 GBP 32 17/19p ordinary Purchase 50,362 4.9873 GBP 32 17/19p ordinary Purchase 44,062 5.0008 GBP 32 17/19p ordinary Purchase 41,099 5.0125 GBP 32 17/19p ordinary Purchase 33,910 4.9914 GBP 32 17/19p ordinary Purchase 30,459 4.9921 GBP 32 17/19p ordinary Purchase 24,522 4.9849 GBP 32 17/19p ordinary Purchase 21,535 4.9999 GBP 32 17/19p ordinary Purchase 16,700 5.0171 GBP 32 17/19p ordinary Purchase 13,929 5.0190 GBP 32 17/19p ordinary Purchase 13,800 4.9893 GBP 32 17/19p ordinary Purchase 11,545 5.0007 GBP 32 17/19p ordinary Purchase 10,553 4.9976 GBP 32 17/19p ordinary Purchase 9,695 5.0011 GBP 32 17/19p ordinary Purchase 6,814 4.9978 GBP 32 17/19p ordinary Purchase 6,698 5.0026 GBP 32 17/19p ordinary Purchase 6,394 5.0078 GBP 32 17/19p ordinary Purchase 6,345 4.9957 GBP 32 17/19p ordinary Purchase 6,000 5.0213 GBP 32 17/19p ordinary Purchase 5,600 5.0052 GBP 32 17/19p ordinary Purchase 5,275 5.0014 GBP 32 17/19p ordinary Purchase 4,800 4.9988 GBP 32 17/19p ordinary Purchase 4,604 5.0150 GBP 32 17/19p ordinary Purchase 4,236 5.0021 GBP 32 17/19p ordinary Purchase 4,018 4.9992 GBP 32 17/19p ordinary Purchase 3,974 5.0220 GBP 32 17/19p ordinary Purchase 3,761 4.9883 GBP 32 17/19p ordinary Purchase 3,540 4.9946 GBP 32 17/19p ordinary Purchase 3,287 4.9770 GBP 32 17/19p ordinary Purchase 3,257 4.9895 GBP 32 17/19p ordinary Purchase 3,139 5.0012 GBP 32 17/19p ordinary Purchase 3,056 5.0120 GBP 32 17/19p ordinary Purchase 3,024 4.9968 GBP 32 17/19p ordinary Purchase 2,917 4.9951 GBP 32 17/19p ordinary Purchase 2,754 4.9904 GBP 32 17/19p ordinary Purchase 2,612 4.9759 GBP ADR Purchase 2,584 13.2855 USD 32 17/19p ordinary Purchase 2,569 5.0311 GBP 32 17/19p ordinary Purchase 2,275 5.0041 GBP 32 17/19p ordinary Purchase 1,751 4.9940 GBP 32 17/19p ordinary Purchase 1,589 5.0420 GBP 32 17/19p ordinary Purchase 1,589 5.0414 GBP 32 17/19p ordinary Purchase 1,585 5.0740 GBP 32 17/19p ordinary Purchase 1,539 5.0280 GBP 32 17/19p ordinary Purchase 1,297 5.0132 GBP 32 17/19p ordinary Purchase 1,292 5.0051 GBP 32 17/19p ordinary Purchase 1,205 5.0139 GBP 32 17/19p ordinary Purchase 1,070 5.0000 GBP 32 17/19p ordinary Purchase 944 5.0080 GBP 32 17/19p ordinary Purchase 933 5.0060 GBP 32 17/19p ordinary Purchase 860 5.0260 GBP 32 17/19p ordinary Purchase 800 4.9800 GBP 32 17/19p ordinary Purchase 711 4.9700 GBP 32 17/19p ordinary Purchase 566 4.9910 GBP 32 17/19p ordinary Purchase 562 4.9890 GBP 32 17/19p ordinary Purchase 540 5.0118 GBP 32 17/19p ordinary Purchase 521 4.9950 GBP 32 17/19p ordinary Purchase 510 5.0200 GBP 32 17/19p ordinary Purchase 443 5.0240 GBP 32 17/19p ordinary Purchase 380 5.0225 GBP 32 17/19p ordinary Purchase 362 5.0022 GBP 32 17/19p ordinary Purchase 361 5.0100 GBP 32 17/19p ordinary Purchase 263 4.9830 GBP ADR Purchase 258 13.9600 USD 32 17/19p ordinary Purchase 204 5.0004 GBP 32 17/19p ordinary Purchase 68 5.0001 GBP 32 17/19p ordinary Purchase 53 4.9816 GBP 32 17/19p ordinary Purchase 32 4.9918 GBP 32 17/19p ordinary Purchase 8 5.0040 GBP 32 17/19p ordinary Sale 708,057 5.0102 GBP 32 17/19p ordinary Sale 593,324 5.0014 GBP 32 17/19p ordinary Sale 567,575 4.9867 GBP 32 17/19p ordinary Sale 487,522 5.0020 GBP 32 17/19p ordinary Sale 273,054 5.0029 GBP 32 17/19p ordinary Sale 211,327 4.9942 GBP 32 17/19p ordinary Sale 146,844 5.0342 GBP 32 17/19p ordinary Sale 123,174 4.9932 GBP 32 17/19p ordinary Sale 109,395 4.9909 GBP 32 17/19p ordinary Sale 57,340 4.9705 GBP 32 17/19p ordinary Sale 54,697 4.9923 GBP 32 17/19p ordinary Sale 54,620 5.0085 GBP 32 17/19p ordinary Sale 52,830 5.0128 GBP 32 17/19p ordinary Sale 35,393 5.0027 GBP 32 17/19p ordinary Sale 33,254 4.9940 GBP 32 17/19p ordinary Sale 28,523 5.0030 GBP 32 17/19p ordinary Sale 27,497 5.0061 GBP 32 17/19p ordinary Sale 26,490 5.0051 GBP 32 17/19p ordinary Sale 23,865 5.0047 GBP 32 17/19p ordinary Sale 23,254 5.0125 GBP 32 17/19p ordinary Sale 20,002 5.0016 GBP 32 17/19p ordinary Sale 19,983 4.9938 GBP 32 17/19p ordinary Sale 18,550 5.0103 GBP 32 17/19p ordinary Sale 17,510 4.9813 GBP 32 17/19p ordinary Sale 12,709 5.0058 GBP 32 17/19p ordinary Sale 9,732 5.0063 GBP 32 17/19p ordinary Sale 7,946 5.0213 GBP 32 17/19p ordinary Sale 7,547 4.9976 GBP 32 17/19p ordinary Sale 4,296 5.0161 GBP 32 17/19p ordinary Sale 3,940 4.9844 GBP ADR Sale 2,584 13.2855 USD 32 17/19p ordinary Sale 2,419 4.9914 GBP 32 17/19p ordinary Sale 1,847 4.9941 GBP 32 17/19p ordinary Sale 1,740 4.9606 GBP 32 17/19p ordinary Sale 1,589 5.0420 GBP 32 17/19p ordinary Sale 1,215 4.9790 GBP 32 17/19p ordinary Sale 1,071 5.0000 GBP 32 17/19p ordinary Sale 944 5.0080 GBP 32 17/19p ordinary Sale 860 5.0260 GBP 32 17/19p ordinary Sale 711 4.9700 GBP 32 17/19p ordinary Sale 566 4.9910 GBP 32 17/19p ordinary Sale 562 4.9890 GBP 32 17/19p ordinary Sale 519 5.0060 GBP 32 17/19p ordinary Sale 450 5.0004 GBP 32 17/19p ordinary Sale 443 5.0240 GBP 32 17/19p ordinary Sale 391 4.9800 GBP 32 17/19p ordinary Sale 263 4.9830 GBP ADR Sale 258 13.9600 USD 32 17/19p ordinary Sale 163 5.0210 GBP (b) Cash-settled derivative transactions Class of relevant security Product description Nature of dealing Number of reference securities Price per unit 32 17/19p ordinary SWAP Increasing Long 80,679 5.1161 GBP 32 17/19p ordinary SWAP Decreasing Short 1,740 4.9606 GBP 32 17/19p ordinary SWAP Decreasing Short 57,340 4.9705 GBP 32 17/19p ordinary SWAP Decreasing Short 1,215 4.9790 GBP 32 17/19p ordinary SWAP Decreasing Short 567,575 4.9867 GBP 32 17/19p ordinary SWAP Decreasing Short 8,762 4.9923 GBP 32 17/19p ordinary SWAP Decreasing Short 68,025 4.9925 GBP 32 17/19p ordinary SWAP Decreasing Short 211,327 4.9942 GBP 32 17/19p ordinary SWAP Opening Long 86,250 4.9944 GBP 32 17/19p ordinary SWAP Increasing Long 7,547 4.9976 GBP 32 17/19p ordinary SWAP Increasing Long 19,827 5.0010 GBP 32 17/19p ordinary SWAP Increasing Long 20,155 5.0012 GBP 32 17/19p ordinary SWAP Increasing Long 20,002 5.0016 GBP 32 17/19p ordinary SWAP Increasing Long 1 5.0017 GBP 32 17/19p ordinary SWAP Increasing Long 213,089 5.0020 GBP 32 17/19p ordinary SWAP Increasing Long 4,698 5.0025 GBP 32 17/19p ordinary SWAP Increasing Long 55,412 5.0027 GBP 32 17/19p ordinary SWAP Increasing Long 145,859 5.0031 GBP 32 17/19p ordinary SWAP Increasing Long 123,467 5.0082 GBP 32 17/19p ordinary SWAP Increasing Long 94,856 5.0295 GBP 32 17/19p ordinary SWAP Increasing Long 19 5.0357 GBP 32 17/19p ordinary SWAP Increasing Long 42,436 5.0419 GBP 32 17/19p ordinary SWAP Increasing Long 9,552 5.0461 GBP 32 17/19p ordinary SWAP Increasing Long 9,269 5.0704 GBP 32 17/19p ordinary SWAP Decreasing Long 3,287 4.9770 GBP 32 17/19p ordinary SWAP Decreasing Long 19,426 4.9787 GBP 32 17/19p ordinary SWAP Decreasing Long 800 4.9800 GBP 32 17/19p ordinary SWAP Decreasing Long 135,460 4.9834 GBP 32 17/19p ordinary SWAP Decreasing Long 24,522 4.9849 GBP 32 17/19p ordinary SWAP Decreasing Long 50,362 4.9873 GBP 32 17/19p ordinary SWAP Decreasing Long 3,761 4.9883 GBP 32 17/19p ordinary SWAP Decreasing Long 13,800 4.9893 GBP 32 17/19p ordinary SWAP Decreasing Long 3,257 4.9895 GBP 32 17/19p ordinary SWAP Decreasing Long 154,339 4.9902 GBP 32 17/19p ordinary SWAP Decreasing Long 35,590 4.9906 GBP 32 17/19p ordinary SWAP Decreasing Long 32 4.9919 GBP 32 17/19p ordinary SWAP Decreasing Long 30,459 4.9921 GBP 32 17/19p ordinary SWAP Decreasing Long 521 4.9950 GBP 32 17/19p ordinary SWAP Opening Short 650,000 4.9960 GBP 32 17/19p ordinary SWAP Increasing Short 220,259 4.9964 GBP 32 17/19p ordinary SWAP Increasing Short 3,024 4.9968 GBP 32 17/19p ordinary SWAP Increasing Short 4,800 4.9988 GBP 32 17/19p ordinary SWAP Increasing Short 18,260 4.9989 GBP 32 17/19p ordinary SWAP Increasing Short 4,018 4.9992 GBP 32 17/19p ordinary SWAP Increasing Short 3,114 4.9999 GBP 32 17/19p ordinary SWAP Increasing Short 68 5.0001 GBP 32 17/19p ordinary SWAP Increasing Short 11,545 5.0007 GBP 32 17/19p ordinary SWAP Increasing Short 44,062 5.0008 GBP 32 17/19p ordinary SWAP Increasing Short 9,695 5.0011 GBP 32 17/19p ordinary SWAP Increasing Short 13,036 5.0013 GBP 32 17/19p ordinary SWAP Increasing Short 78,071 5.0014 GBP 32 17/19p ordinary SWAP Increasing Short 143,550 5.0016 GBP 32 17/19p ordinary SWAP Increasing Short 4,236 5.0021 GBP 32 17/19p ordinary SWAP Increasing Short 362 5.0022 GBP 32 17/19p ordinary SWAP Increasing Short 827 5.0023 GBP 32 17/19p ordinary SWAP Increasing Short 11,320 5.0026 GBP 32 17/19p ordinary SWAP Increasing Short 11,476 5.0027 GBP 32 17/19p ordinary SWAP Increasing Short 3,887 5.0028 GBP 32 17/19p ordinary SWAP Increasing Short 5,805 5.0030 GBP 32 17/19p ordinary SWAP Increasing Short 2,283 5.0041 GBP 32 17/19p ordinary SWAP Increasing Short 819 5.0059 GBP 32 17/19p ordinary SWAP Increasing Short 198,825 5.0069 GBP 32 17/19p ordinary SWAP Increasing Short 200 5.0070 GBP 32 17/19p ordinary SWAP Increasing Short 6,394 5.0078 GBP 32 17/19p ordinary SWAP Increasing Short 3,956 5.0153 GBP 32 17/19p ordinary SWAP Increasing Short 6,000 5.0213 GBP 32 17/19p ordinary SWAP Increasing Short 11,500 5.0276 GBP 32 17/19p ordinary SWAP Increasing Short 170,040 5.0760 GBP 32 17/19p ordinary SWAP Increasing Long 103,544 4.9863 GBP 32 17/19p ordinary SWAP Decreasing Long 12,500 5.0020 GBP 32 17/19p ordinary CFD Increasing Long 485,412 4.9980 GBP 32 17/19p ordinary CFD Increasing Long 16,845 5.0015 GBP 32 17/19p ordinary CFD Increasing Long 1,753 5.0016 GBP 32 17/19p ordinary CFD Increasing Long 88,363 5.0020 GBP 32 17/19p ordinary CFD Increasing Long 5,754 5.0030 GBP 32 17/19p ordinary CFD Increasing Long 56,497 5.0219 GBP 32 17/19p ordinary CFD Increasing Long 1,000 5.0276 GBP 32 17/19p ordinary CFD Decreasing Long 8,612 4.9956 GBP 32 17/19p ordinary CFD Decreasing Long 50,961 5.0296 GBP 32 17/19p ordinary CFD Decreasing Long 10,963 5.0315 GBP 32 17/19p ordinary CFD Decreasing Long 3,259 5.0468 GBP (c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit (ii) Exercising Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit (d) Other dealings (including subscribing for new securities) Class of relevant security Nature of Dealings Details Price per unit (if applicable) 4. OTHER INFORMATION (a) Indemnity and other dealings arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 10 Apr 2025 Contact name: Large Holdings Regulatory Operations Telephone number: 020 3134 7213 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of the person whose positions/dealings are being disclosed: Barclays PLC. Name of offeror/offeree in relation to whose relevant securities this from relates: AVIVA PLC 2. OPTIONS AND DERIVATIVES Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date 32 17/19p ordinary Call Options Written -120,790 5.3305 European 06-Jun-25 32 17/19p ordinary Call Options Written -104,578 5.3176 European 05-Jun-25 3. AGREEMENTS TO PURCHASE OR SELL ETC. 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