1. Market & Company News

  2. Form 8.5 (EPT/NON-RI) Alphawave IP Group plc

Source - LSE Regulatory
RNS Number : 5389E
Barclays PLC
10 April 2025
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

09 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 QUALCOMM INCORPORATED

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,940,806

0.65%

15,437,091

2.04%

(2) Cash-settled derivatives:

14,077,624

1.86%

4,495,027

0.59%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

19,018,430

2.51%

19,932,118

2.63%

Class of relevant security:

Senior unsecured Convertible Bond XS2962835257


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,200,000

2.13%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

3,200,000

2.13%

0

0.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

1p ordinary

Purchase

1530657

1.2496  GBP

1.1880  GBP

1p ordinary

Sale

1774301

1.2496  GBP

1.1880  GBP

Senior unsecured Convertible Bond

Purchase

3600000

118.2500  USD

118.0000  USD

Senior unsecured Convertible Bond

Sale

3600000

118.7600  USD

118.7600  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

1p ordinary

SWAP

Increasing Long

8,153

1.1899  GBP

1p ordinary

SWAP

Increasing Long

42,512

1.1900  GBP

1p ordinary

SWAP

Increasing Long

4,147

1.1936  GBP

1p ordinary

SWAP

Increasing Long

2,503

1.1944  GBP

1p ordinary

SWAP

Increasing Long

4,275

1.1947  GBP

1p ordinary

SWAP

Increasing Long

4,362

1.1986  GBP

1p ordinary

SWAP

Increasing Long

36,160

1.2002  GBP

1p ordinary

SWAP

Increasing Long

19,169

1.2019  GBP

1p ordinary

SWAP

Increasing Long

71,359

1.2085  GBP

1p ordinary

SWAP

Increasing Long

1,100

1.2116  GBP

1p ordinary

SWAP

Increasing Long

11,216

1.2193  GBP

1p ordinary

SWAP

Increasing Long

8,566

1.2223  GBP

1p ordinary

SWAP

Increasing Long

61,307

1.2241  GBP

1p ordinary

SWAP

Increasing Long

42,032

1.2249  GBP

1p ordinary

SWAP

Increasing Long

6,433

1.2284  GBP

1p ordinary

SWAP

Increasing Long

37,173

1.2328  GBP

1p ordinary

SWAP

Decreasing Long

10,900

1.1900  GBP

1p ordinary

SWAP

Decreasing Long

12,900

1.2102  GBP

1p ordinary

SWAP

Decreasing Long

16

1.2110  GBP

1p ordinary

SWAP

Decreasing Long

24,627

1.2141  GBP

1p ordinary

SWAP

Decreasing Long

8

1.2161  GBP

1p ordinary

SWAP

Decreasing Long

19,438

1.2188  GBP

1p ordinary

SWAP

Decreasing Long

331

1.2241  GBP

1p ordinary

SWAP

Decreasing Long

3,210

1.2325  GBP

1p ordinary

SWAP

Decreasing Long

14,808

1.2329  GBP

1p ordinary

SWAP

Decreasing Long

13,009

1.2350  GBP

1p ordinary

SWAP

Decreasing Long

1,604

1.2660  GBP

1p ordinary

CFD

Increasing Long

12,331

1.2104  GBP

1p ordinary

CFD

Increasing Long

1,560

1.2257  GBP

1p ordinary

CFD

Decreasing Long

25,174

1.2371  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

10 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
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