Form8.5(EPT/NON-RI)ALPHAWAVE IP GROUP PLC Replace

09 April 2025, 16:53

Source - LSE Regulatory

RNS Number : 3801E

Barclays PLC

09 April 2025

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 6002D published at 15:53 on 03/04/2025, changes made to section 2a.
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			ALPHAWAVE IP GROUP PLC

	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt			ALPHAWAVE IP GROUP PLC

	principal trader is connected
(d)	Date position held/dealing undertaken:			01-Apr-25
(e)	In addition to the company in 1(b) above, is the exempt principal			YES:

	trader making disclosures in respect of any other party to the offer?			QUALCOMM INCORPORATED
2	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,627,556	0.61%	13,998,509	1.85%
(2) Cash-settled derivatives:				12,957,688	1.71%	4,177,888	0.55%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				17,585,244	2.32%	18,176,397	2.40%
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,000,000	1.33%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				2,000,000	1.33%	0	0.00%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to

which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit

security		securities	paid/received	paid/received
1p ordinary	Purchase	5371537	1.3919 GBP	0.9448 GBP
1p ordinary	Sale	4358248	1.4018 GBP	0.9808 GBP

(b)	Cash-settled derivative transactions
Class of	Product description	Nature of dealing	Number of	Price per

relevant			reference	unit

security			securities
1p ordinary	SWAP	Opening Long	42	0.9869 GBP
1p ordinary	SWAP	Increasing Long	1,363	1.0568 GBP
1p ordinary	SWAP	Increasing Long	308,432	1.0626 GBP
1p ordinary	SWAP	Increasing Long	1,589	1.0659 GBP
1p ordinary	SWAP	Increasing Long	624	1.0707 GBP
1p ordinary	SWAP	Increasing Long	156,196	1.0788 GBP
1p ordinary	SWAP	Increasing Long	200	1.0799 GBP
1p ordinary	SWAP	Increasing Long	16,877	1.0920 GBP
1p ordinary	SWAP	Increasing Long	29,380	1.1105 GBP
1p ordinary	SWAP	Increasing Long	33,225	1.1118 GBP
1p ordinary	SWAP	Increasing Long	4,499	1.1314 GBP
1p ordinary	SWAP	Increasing Long	5,971	1.1453 GBP
1p ordinary	SWAP	Increasing Long	261,572	1.2101 GBP
1p ordinary	SWAP	Increasing Long	15,063	1.2620 GBP
1p ordinary	SWAP	Increasing Long	75,195	1.2715 GBP
1p ordinary	SWAP	Increasing Long	200	1.3199 GBP
1p ordinary	SWAP	Increasing Long	35,366	1.3473 GBP
1p ordinary	SWAP	Increasing Long	13,585	1.3587 GBP
1p ordinary	SWAP	Increasing Long	76,986	1.3697 GBP
1p ordinary	SWAP	Increasing Long	234,219	1.3699 GBP
1p ordinary	SWAP	Increasing Long	645,992	1.3700 GBP
1p ordinary	SWAP	Increasing Long	7,507	1.3779 GBP
1p ordinary	SWAP	Increasing Long	134	1.3998 GBP
1p ordinary	SWAP	Increasing Long	27,548	1.4018 GBP
1p ordinary	SWAP	Decreasing Long	16	0.9320 GBP
1p ordinary	SWAP	Decreasing Long	796	0.9447 GBP
1p ordinary	SWAP	Decreasing Long	468	0.9450 GBP
1p ordinary	SWAP	Decreasing Long	974	0.9472 GBP
1p ordinary	SWAP	Decreasing Long	11	0.9796 GBP
1p ordinary	SWAP	Decreasing Long	19,801	1.0106 GBP
1p ordinary	SWAP	Decreasing Long	3	1.0805 GBP
1p ordinary	SWAP	Decreasing Long	22	1.1939 GBP
1p ordinary	SWAP	Decreasing Long	3,996	1.2374 GBP
1p ordinary	SWAP	Decreasing Long	8	1.2631 GBP
1p ordinary	SWAP	Decreasing Long	24,990	1.3013 GBP
1p ordinary	SWAP	Decreasing Long	2,558	1.3164 GBP
1p ordinary	SWAP	Decreasing Long	31,197	1.3168 GBP
1p ordinary	SWAP	Decreasing Long	113	1.3236 GBP
1p ordinary	SWAP	Decreasing Long	4,916	1.3321 GBP
1p ordinary	SWAP	Decreasing Long	150,000	1.3379 GBP
1p ordinary	SWAP	Decreasing Long	10,932	1.3384 GBP
1p ordinary	SWAP	Decreasing Long	9,813	1.3389 GBP
1p ordinary	SWAP	Decreasing Long	577	1.3420 GBP
1p ordinary	SWAP	Decreasing Long	6,113	1.3472 GBP
1p ordinary	SWAP	Decreasing Long	309	1.3483 GBP
1p ordinary	SWAP	Decreasing Long	86,820	1.3527 GBP
1p ordinary	SWAP	Decreasing Long	123,790	1.3534 GBP
1p ordinary	SWAP	Decreasing Long	5,127	1.3570 GBP
1p ordinary	SWAP	Decreasing Long	5,338	1.3588 GBP
1p ordinary	SWAP	Decreasing Long	573,514	1.3626 GBP
1p ordinary	SWAP	Decreasing Long	372,573	1.3631 GBP
1p ordinary	SWAP	Opening Short	1,009,290	1.3632 GBP
1p ordinary	SWAP	Increasing Short	38,579	1.3700 GBP
1p ordinary	SWAP	Increasing Short	570,438	1.3808 GBP
1p ordinary	SWAP	Increasing Short	48,923	1.3919 GBP
1p ordinary	CFD	Opening Long	47,766	1.1446 GBP
1p ordinary	CFD	Increasing Long	15,265	1.2045 GBP
1p ordinary	CFD	Increasing Long	65,405	1.3698 GBP
1p ordinary	CFD	Decreasing Long	26,044	1.1302 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option

of	description	purchasing,	of	price		date	money

relevant		selling,	securities	per unit			paid/

security		varying etc	to which				received

			option				per unit

			relates


(ii)	Exercising
Class of relevant	Product description	Exercising/ exercised against	Number of	Exercise price per

security			securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant	Nature of Dealings	Details	Price per unit (if

security			applicable)

4	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				09-Apr-25
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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END

FEOUKSVRVKUSRAR

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