| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: |
| Barclays PLC. | ||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | PURETECH HEALTH PLC | |||||
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| relevant securities this form relates: | ||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
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| offeror/offeree: | ||||||
| (e) | Date position held/dealing undertaken: | 07 Apr 2025 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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| Class of relevant security: | 1p ordinary | ||||||
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| Interests | Short Positions | |||||
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| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
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| and/or controlled: |
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| 2,055,002 | 0.86% | 1,895,300 | 0.79% |
| (2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,818,046 | 0.76% | 1,936,662 | 0.81% |
| (3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 3,873,048 | 1.61% | 3,831,962 | 1.60% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
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| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
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| securities |
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| 1p ordinary | Purchase | 55,239 | 1.2453 GBP | ||||
| 1p ordinary | Purchase | 39,171 | 1.2820 GBP | ||||
| 1p ordinary | Purchase | 39,118 | 1.3820 GBP | ||||
| 1p ordinary | Purchase | 38,656 | 1.3484 GBP | ||||
| 1p ordinary | Purchase | 22,899 | 1.3012 GBP | ||||
| 1p ordinary | Purchase | 21,041 | 1.2146 GBP | ||||
| 1p ordinary | Purchase | 20,000 | 1.2325 GBP | ||||
| 1p ordinary | Purchase | 8,954 | 1.2489 GBP | ||||
| 1p ordinary | Purchase | 8,804 | 1.2807 GBP | ||||
| 1p ordinary | Purchase | 6,713 | 1.2395 GBP | ||||
| 1p ordinary | Purchase | 6,250 | 1.2250 GBP | ||||
| 1p ordinary | Purchase | 6,239 | 1.2457 GBP | ||||
| 1p ordinary | Purchase | 4,719 | 1.1977 GBP | ||||
| ADR | Purchase | 3,020 | 18.4341 USD | ||||
| 1p ordinary | Purchase | 2,784 | 1.2370 GBP | ||||
| 1p ordinary | Purchase | 2,317 | 1.2900 GBP | ||||
| 1p ordinary | Purchase | 1,931 | 1.2940 GBP | ||||
| 1p ordinary | Purchase | 1,692 | 1.2775 GBP | ||||
| 1p ordinary | Purchase | 1,478 | 1.2042 GBP | ||||
| ADR | Purchase | 760 | 17.3300 USD | ||||
| 1p ordinary | Purchase | 643 | 1.2475 GBP | ||||
| 1p ordinary | Purchase | 631 | 1.2520 GBP | ||||
| 1p ordinary | Purchase | 531 | 1.3070 GBP | ||||
| ADR | Purchase | 150 | 19.7650 USD | ||||
| 1p ordinary | Sale | 114,965 | 1.3179 GBP | ||||
| 1p ordinary | Sale | 105,077 | 1.3268 GBP | ||||
| 1p ordinary | Sale | 66,748 | 1.2341 GBP | ||||
| 1p ordinary | Sale | 62,235 | 1.2741 GBP | ||||
| 1p ordinary | Sale | 40,088 | 1.2591 GBP | ||||
| 1p ordinary | Sale | 38,028 | 1.3819 GBP | ||||
| 1p ordinary | Sale | 34,989 | 1.2727 GBP | ||||
| 1p ordinary | Sale | 29,900 | 1.2790 GBP | ||||
| 1p ordinary | Sale | 14,154 | 1.3069 GBP | ||||
| 1p ordinary | Sale | 12,110 | 1.2651 GBP | ||||
| 1p ordinary | Sale | 9,652 | 1.3041 GBP | ||||
| 1p ordinary | Sale | 9,500 | 1.2931 GBP | ||||
| 1p ordinary | Sale | 8,889 | 1.3072 GBP | ||||
| 1p ordinary | Sale | 8,804 | 1.2807 GBP | ||||
| 1p ordinary | Sale | 6,848 | 1.3059 GBP | ||||
| 1p ordinary | Sale | 5,633 | 1.2684 GBP | ||||
| ADR | Sale | 1,510 | 18.4341 USD | ||||
| 1p ordinary | Sale | 1,040 | 1.3065 GBP | ||||
| ADR | Sale | 910 | 17.7313 USD | ||||
| ADR | Sale | 760 | 17.3300 USD | ||||
| 1p ordinary | Sale | 676 | 1.2265 GBP | ||||
| ADR | Sale | 600 | 19.5000 USD | ||||
| 1p ordinary | Sale | 380 | 1.2285 GBP | ||||
| 1p ordinary | Sale | 291 | 1.2328 GBP | ||||
| 1p ordinary | Sale | 166 | 1.2820 GBP | ||||
| ADR | Sale | 150 | 19.7650 USD | ||||
| 1p ordinary | Sale | 126 | 1.2420 GBP | ||||
| 1p ordinary | Sale | 1 | 1.2900 GBP | ||||
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| (b) | Cash-settled derivative transactions |
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| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
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| securities |
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| 1p ordinary | SWAP | Opening Long | 2,030 | 1.2322 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 2,335 | 1.2397 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 729 | 1.2417 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 382 | 1.2500 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 2,141 | 1.2556 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 6,778 | 1.2608 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 5,633 | 1.2684 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 34,989 | 1.2727 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 53,316 | 1.2766 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 29,900 | 1.2790 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 1 | 1.2900 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 1,040 | 1.3065 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 121,324 | 1.3095 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 38,477 | 1.3264 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 22,782 | 1.3814 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 38,028 | 1.3819 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 18,575 | 1.3820 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 500 | 1.1940 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 4,219 | 1.1981 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 1,478 | 1.2042 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 58,968 | 1.2313 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 873 | 1.2390 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 643 | 1.2475 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 3,528 | 1.3820 GBP | |||
| 1p ordinary | CFD | Opening Long | 30,444 | 1.2320 GBP | |||
| 1p ordinary | CFD | Increasing Long | 191 | 1.2498 GBP | |||
| 1p ordinary | CFD | Increasing Long | 493 | 1.2618 GBP | |||
| 1p ordinary | CFD | Increasing Long | 166 | 1.2819 GBP | |||
| 1p ordinary | CFD | Increasing Long | 2,289 | 1.3820 GBP | |||
| 1p ordinary | CFD | Opening Short | 35,590 | 1.3820 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) |
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| (i) | Writing, selling, purchasing or varying |
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| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
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| paid/ |
| security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| (d) | Other dealings (including subscribing for new securities) |
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| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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| applicable) | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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| to the offer or any person acting in concert with a party to the offer: |
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| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the person making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE | |||||||
| (c) | Attachments |
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| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 08 Apr 2025 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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