Source - LSE Regulatory
RNS Number : 9782D
Northern Trust Corporation
07 April 2025
 

   

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Northern Trust Corporation

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Qualcomm Incorporated.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

4th April 2025

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes - Alphawave IP Group plc

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

                                                                                                                                                                                          

Class of relevant security:

 

Common Stock

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

14,360,917.00

1.31

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

14,360,917.00

1.31

 

 

 

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 13719 securities into the relevant accounts and 275 securities out of the relevant accounts.

 

 

All interests and all short positions should be disclosed.  

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Common Stock

SELL

16

130.3856

Common Stock

BUY

49

127.46

Common Stock

SELL

25

130.3856

Common Stock

BUY

37

130.4888

Common Stock

BUY

12

127.46

Common Stock

BUY

7

133.5325

Common Stock

SELL

40

128.7353

Common Stock

SELL

1

130.3856

Common Stock

SELL

27

128.7523

Common Stock

SELL

27

130.3856

Common Stock

SELL

38

130.3856

Common Stock

BUY

51

130.3161

Common Stock

BUY

29

127.46

Common Stock

SELL

10

130.3856

Common Stock

SELL

6

130.3856

Common Stock

SELL

47

130.3856

Common Stock

SELL

12197

127.46

Common Stock

BUY

46

130.4888

Common Stock

BUY

45

129.0182

Common Stock

SELL

5

133.5117

Common Stock

SELL

51

130.3856

Common Stock

SELL

285

133.96

Common Stock

BUY

440

127.46

Common Stock

BUY

44

127.46

Common Stock

SELL

15

130.3856

Common Stock

SELL

171

127.46

Common Stock

BUY

16

130.4888

Common Stock

SELL

287

128.7523

Common Stock

BUY

2

127.46

Common Stock

SELL

32

130.3856

Common Stock

SELL

82

130.3856

Common Stock

SELL

73

128.7523

Common Stock

BUY

3528

127.46

Common Stock

SELL

189

133.5117

Common Stock

SELL

900

129.02

Common Stock

BUY

32

128.9

Common Stock

BUY

38

127.46

Common Stock

BUY

14

130.4888

Common Stock

BUY

29

130.4888

Common Stock

SELL

9

130.3856

Common Stock

BUY

9

130.4888

Common Stock

SELL

11

127.46

Common Stock

SELL

1

130.3856

Common Stock

SELL

10

130.2484

Common Stock

SELL

28

129.02

Common Stock

SELL

25

130.3856

Common Stock

SELL

10

130.3856

Common Stock

SELL

31

130.3856

Common Stock

BUY

18

130.3161

Common Stock

SELL

94

130.3856

Common Stock

SELL

10

130.3856

Common Stock

SELL

1

130.3856

Common Stock

SELL

37

130.3856

Common Stock

BUY

93

128.7398

Common Stock

SELL

20

130.3856

Common Stock

SELL

94

1

Common Stock

SELL

23

130.3856

Common Stock

SELL

4

130.3856

Common Stock

SELL

22

130.3856

Common Stock

SELL

20

130.3856

Common Stock

SELL

86

130.3856

Common Stock

BUY

7

127.46

Common Stock

SELL

2

130.3856

Common Stock

SELL

27

130.3856

Common Stock

BUY

241

130.4888

Common Stock

SELL

50

130.2484

Common Stock

SELL

4

130.3856

Common Stock

BUY

19

127.46

Common Stock

BUY

83

129.0182

Common Stock

BUY

28

130.4888

Common Stock

BUY

29

130.4888

Common Stock

SELL

25

130.3856

Common Stock

BUY

7

127.46

Common Stock

BUY

29

130.4888

Common Stock

SELL

73

129.02

Common Stock

BUY

15

133.5325

Common Stock

BUY

146

128.9

Common Stock

BUY

57

128.7398

Common Stock

SELL

8

130.3856

Common Stock

SELL

18

130.3856

Common Stock

SELL

233

128.7353

Common Stock

SELL

205

127.46

Common Stock

BUY

14

130.4888

Common Stock

SELL

4

130.3856

Common Stock

BUY

37

130.4888

Common Stock

SELL

166

130.3856

Common Stock

SELL

8

130.3856

Common Stock

BUY

21

130.4888

Common Stock

BUY

180

130.3161

Common Stock

SELL

14

130.3856

Common Stock

SELL

17

133.5117

Common Stock

BUY

149

130.4888

Common Stock

BUY

12

127.46

Common Stock

SELL

24

130.3856

Common Stock

BUY

50

127.46

Common Stock

SELL

214

128.7523

Common Stock

SELL

901

127.46

Common Stock

SELL

64

130.3856

Common Stock

SELL

13

130.3856

Common Stock

BUY

272

1

Common Stock

BUY

44

130.3161

Common Stock

SELL

45

130.3856

Common Stock

BUY

16

130.4888

Common Stock

SELL

11

130.3856

Common Stock

SELL

327

128.7523

Common Stock

SELL

2

129.02

Common Stock

SELL

10

127.46

Common Stock

SELL

659

128.9819

Common Stock

SELL

78

130.3856

Common Stock

SELL

53

127.46

Common Stock

SELL

4

130.3856

Common Stock

SELL

44

129.02

Common Stock

SELL

22

130.3856

Common Stock

SELL

14

130.3856

Common Stock

SELL

10

127.46

Common Stock

SELL

43

130.2484

Common Stock

SELL

17

130.3856

Common Stock

SELL

22

133.5117

Common Stock

SELL

10

133.5117

Common Stock

SELL

12

130.3856

Common Stock

SELL

16

130.3856

Common Stock

SELL

54

130.3856

Common Stock

BUY

13

127.46

Common Stock

SELL

127

130.3856

Common Stock

SELL

3

130.3856

Common Stock

SELL

16

130.3856

Common Stock

SELL

2325

127.46

Common Stock

BUY

7

128.7398

Common Stock

BUY

130

130.3161

Common Stock

SELL

35

130.2484

Common Stock

BUY

11

127.46

Common Stock

SELL

7

130.3856

Common Stock

SELL

15

130.2484

Common Stock

SELL

5

130.3856

Common Stock

SELL

5

130.3856

Common Stock

BUY

4

127.46

Common Stock

SELL

10

127.46

Common Stock

SELL

36

129.02

Common Stock

BUY

18

130.4888

Common Stock

BUY

125

128.9

Common Stock

BUY

9

129.0182

Common Stock

SELL

24

130.3856

Common Stock

BUY

58

129.0182

Common Stock

SELL

30

128.7353

Common Stock

SELL

15

130.3856

Common Stock

SELL

35

130.3856

Common Stock

SELL

16

133.5117

Common Stock

SELL

8

130.3856

Common Stock

SELL

301

128.7353

Common Stock

BUY

5

129.875

Common Stock

SELL

688

134.731

Common Stock

BUY

28

130.84

Common Stock

BUY

20

133.965

Common Stock

SELL

47

133.375

Common Stock

BUY

2

133.11

Common Stock

BUY

20

129.84

Common Stock

BUY

8

133.11

Common Stock

BUY

24

133.11

Common Stock

SELL

1

130.13

Common Stock

BUY

24

133.965

Common Stock

SELL

35

130.386

Common Stock

SELL

12197

127.46

Common Stock

SELL

659

128.982

Common Stock

BUY

83

129.018

Common Stock

BUY

58

129.018

Common Stock

SELL

78

130.386

Common Stock

SELL

10

130.386

Common Stock

SELL

5

133.512

Common Stock

SELL

11

127.46

Common Stock

SELL

25

130.386

Common Stock

BUY

149

130.489

Common Stock

SELL

900

129.02

Common Stock

BUY

14

130.489

Common Stock

SELL

4

130.386

Common Stock

BUY

45

129.018

Common Stock

SELL

18

130.386

Common Stock

SELL

327

128.752

Common Stock

SELL

22

130.386

Common Stock

SELL

17

133.512

Common Stock

BUY

15

133.533

Common Stock

SELL

13

130.386

Common Stock

SELL

11

130.386

Common Stock

BUY

46

130.489

Common Stock

SELL

16

130.386

Common Stock

SELL

1

130.386

Common Stock

SELL

20

130.386

Common Stock

BUY

16

130.489

Common Stock

BUY

18

130.316

Common Stock

SELL

10

133.512

Common Stock

SELL

16

133.512

Common Stock

SELL

10

130.248

Common Stock

SELL

50

130.248

Common Stock

SELL

8

130.386

Common Stock

BUY

49

127.46

Common Stock

BUY

50

127.46

Common Stock

SELL

287

128.752

Common Stock

SELL

6

130.386

Common Stock

SELL

10

127.46

Common Stock

SELL

4

130.386

Common Stock

SELL

22

133.512

Common Stock

SELL

189

133.512

Common Stock

SELL

127

130.386

Common Stock

BUY

38

127.46

Common Stock

SELL

2

130.386

Common Stock

BUY

44

130.316

Common Stock

BUY

440

127.46

Common Stock

SELL

44

129.02

Common Stock

SELL

53

127.46

Common Stock

BUY

7

133.533

Common Stock

SELL

12

130.386

Common Stock

SELL

14

130.386

Common Stock

SELL

27

130.386

Common Stock

BUY

14

130.489

Common Stock

SELL

8

130.386

Common Stock

SELL

10

127.46

Common Stock

BUY

9

129.018

Common Stock

SELL

28

129.02

Common Stock

SELL

54

130.386

Common Stock

SELL

9

130.386

Common Stock

BUY

16

130.489

Common Stock

SELL

51

130.386

Common Stock

SELL

40

128.735

Common Stock

SELL

15

130.386

Common Stock

SELL

166

130.386

Common Stock

SELL

30

128.735

Common Stock

SELL

47

130.386

Common Stock

SELL

4

130.386

Common Stock

SELL

1

130.386

Common Stock

SELL

2

129.02

Common Stock

BUY

19

127.46

Common Stock

SELL

4

130.386

Common Stock

SELL

24

130.386

Common Stock

SELL

22

130.386

Common Stock

BUY

146

128.9

Common Stock

SELL

25

130.386

Common Stock

BUY

29

130.489

Common Stock

SELL

7

130.386

Common Stock

SELL

14

130.386

Common Stock

BUY

44

127.46

Common Stock

SELL

3

130.386

Common Stock

SELL

10

130.386

Common Stock

SELL

86

130.386

Common Stock

SELL

31

130.386

Common Stock

SELL

24

130.386

Common Stock

SELL

37

130.386

Common Stock

SELL

27

130.386

Common Stock

SELL

38

130.386

Common Stock

SELL

45

130.386

Common Stock

SELL

205

127.46

Common Stock

SELL

64

130.386

Common Stock

SELL

10

130.386

Common Stock

SELL

73

129.02

Common Stock

BUY

93

128.74

Common Stock

SELL

16

130.386

Common Stock

SELL

32

130.386

Common Stock

SELL

25

130.386

Common Stock

BUY

9

130.489

Common Stock

SELL

20

130.386

Common Stock

SELL

8

130.386

Common Stock

SELL

23

130.386

Common Stock

SELL

10

127.46

Common Stock

BUY

130

130.316

Common Stock

SELL

15

130.248

Common Stock

SELL

15

130.386

Common Stock

SELL

16

130.386

Common Stock

SELL

73

128.752

Common Stock

BUY

32

128.9

Common Stock

BUY

2

127.46

Common Stock

BUY

180

130.316

Common Stock

SELL

35

130.248

Common Stock

SELL

43

130.248

Common Stock

SELL

94

130.386

Common Stock

BUY

125

128.9

Common Stock

BUY

18

130.489

Common Stock

BUY

12

127.46

Common Stock

BUY

37

130.489

Common Stock

BUY

29

130.489

Common Stock

BUY

28

130.489

Common Stock

BUY

21

130.489

Common Stock

BUY

29

130.489

Common Stock

BUY

37

130.489

Common Stock

BUY

51

130.316

Common Stock

SELL

27

128.752

Common Stock

BUY

29

127.46

Common Stock

BUY

7

127.46

Common Stock

BUY

4

127.46

Common Stock

BUY

13

127.46

Common Stock

BUY

11

127.46

Common Stock

BUY

7

127.46

Common Stock

BUY

12

127.46

Common Stock

SELL

17

130.386

Common Stock

SELL

5

130.386

Common Stock

BUY

241

130.489

Common Stock

SELL

1

130.386

Common Stock

SELL

82

130.386

Common Stock

BUY

7

128.74

Common Stock

SELL

301

128.735

Common Stock

BUY

57

128.74

Common Stock

SELL

233

128.735

Common Stock

SELL

5

130.386

Common Stock

SELL

214

128.752

Common Stock

SELL

36

129.02

Common Stock

SELL

28

129.695

Common Stock

SELL

53

129.38

Common Stock

SELL

200

131.574

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

 

 

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

             

Date of disclosure:

7th April 2025

Contact name:

London Compliance Team

Telephone number*:

0207 982 2158 or 0207 982 3697

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk.

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