
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | AVIVA PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 25 Mar 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 32 17/19p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 15,778,996 | 0.59% | 15,491,887 | 0.58% | |||
(2) Cash-settled derivatives: | 14,512,247 | 0.54% | 10,377,179 | 0.39% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 225,364 | 0.01% | |||
| 30,291,243 | 1.13% | 26,094,430 | 0.97% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
32 17/19p ordinary | Purchase | 433,272 | 5.5845 GBP | ||||
32 17/19p ordinary | Purchase | 171,196 | 5.5872 GBP | ||||
32 17/19p ordinary | Purchase | 147,494 | 5.5862 GBP | ||||
32 17/19p ordinary | Purchase | 137,673 | 5.5843 GBP | ||||
32 17/19p ordinary | Purchase | 125,197 | 5.5977 GBP | ||||
32 17/19p ordinary | Purchase | 122,867 | 5.5870 GBP | ||||
32 17/19p ordinary | Purchase | 122,605 | 5.5861 GBP | ||||
32 17/19p ordinary | Purchase | 106,915 | 5.5869 GBP | ||||
32 17/19p ordinary | Purchase | 72,047 | 5.5840 GBP | ||||
32 17/19p ordinary | Purchase | 69,130 | 5.5960 GBP | ||||
32 17/19p ordinary | Purchase | 54,410 | 5.5940 GBP | ||||
32 17/19p ordinary | Purchase | 36,818 | 5.6033 GBP | ||||
32 17/19p ordinary | Purchase | 31,829 | 5.5927 GBP | ||||
32 17/19p ordinary | Purchase | 31,107 | 5.5990 GBP | ||||
32 17/19p ordinary | Purchase | 30,868 | 5.6000 GBP | ||||
32 17/19p ordinary | Purchase | 30,579 | 5.5885 GBP | ||||
32 17/19p ordinary | Purchase | 17,996 | 5.5992 GBP | ||||
32 17/19p ordinary | Purchase | 17,642 | 5.5822 GBP | ||||
32 17/19p ordinary | Purchase | 16,743 | 5.6009 GBP | ||||
32 17/19p ordinary | Purchase | 12,773 | 5.5982 GBP | ||||
32 17/19p ordinary | Purchase | 10,289 | 5.5788 GBP | ||||
32 17/19p ordinary | Purchase | 9,334 | 5.5743 GBP | ||||
32 17/19p ordinary | Purchase | 6,062 | 5.5859 GBP | ||||
32 17/19p ordinary | Purchase | 5,425 | 5.5888 GBP | ||||
32 17/19p ordinary | Purchase | 5,313 | 5.6160 GBP | ||||
32 17/19p ordinary | Purchase | 5,304 | 5.6112 GBP | ||||
32 17/19p ordinary | Purchase | 5,270 | 5.6035 GBP | ||||
32 17/19p ordinary | Purchase | 5,048 | 5.5919 GBP | ||||
32 17/19p ordinary | Purchase | 4,735 | 5.5920 GBP | ||||
32 17/19p ordinary | Purchase | 3,704 | 5.5868 GBP | ||||
32 17/19p ordinary | Purchase | 3,654 | 5.5768 GBP | ||||
32 17/19p ordinary | Purchase | 3,494 | 5.5939 GBP | ||||
32 17/19p ordinary | Purchase | 3,032 | 5.5951 GBP | ||||
32 17/19p ordinary | Purchase | 2,889 | 5.5770 GBP | ||||
32 17/19p ordinary | Purchase | 2,528 | 5.5760 GBP | ||||
32 17/19p ordinary | Purchase | 2,406 | 5.5764 GBP | ||||
32 17/19p ordinary | Purchase | 2,150 | 5.5959 GBP | ||||
32 17/19p ordinary | Purchase | 1,961 | 5.5895 GBP | ||||
32 17/19p ordinary | Purchase | 1,693 | 5.5781 GBP | ||||
32 17/19p ordinary | Purchase | 1,655 | 5.5978 GBP | ||||
32 17/19p ordinary | Purchase | 1,581 | 5.5780 GBP | ||||
32 17/19p ordinary | Purchase | 1,422 | 5.5846 GBP | ||||
32 17/19p ordinary | Purchase | 1,248 | 5.5936 GBP | ||||
32 17/19p ordinary | Purchase | 1,030 | 5.5880 GBP | ||||
32 17/19p ordinary | Purchase | 1,018 | 5.6120 GBP | ||||
32 17/19p ordinary | Purchase | 907 | 5.6054 GBP | ||||
32 17/19p ordinary | Purchase | 800 | 5.5980 GBP | ||||
32 17/19p ordinary | Purchase | 796 | 5.6060 GBP | ||||
32 17/19p ordinary | Purchase | 657 | 5.5882 GBP | ||||
32 17/19p ordinary | Purchase | 548 | 5.6213 GBP | ||||
32 17/19p ordinary | Purchase | 426 | 5.6220 GBP | ||||
32 17/19p ordinary | Purchase | 333 | 5.6080 GBP | ||||
32 17/19p ordinary | Purchase | 146 | 5.5981 GBP | ||||
32 17/19p ordinary | Purchase | 109 | 5.5850 GBP | ||||
ADR | Purchase | 98 | 14.6900 USD | ||||
32 17/19p ordinary | Purchase | 71 | 5.5800 GBP | ||||
32 17/19p ordinary | Purchase | 59 | 5.5860 GBP | ||||
32 17/19p ordinary | Purchase | 55 | 5.6180 GBP | ||||
32 17/19p ordinary | Purchase | 47 | 5.6040 GBP | ||||
32 17/19p ordinary | Purchase | 39 | 5.5782 GBP | ||||
ADR | Purchase | 30 | 14.4200 USD | ||||
32 17/19p ordinary | Purchase | 22 | 5.6083 GBP | ||||
32 17/19p ordinary | Purchase | 19 | 5.5740 GBP | ||||
32 17/19p ordinary | Purchase | 1 | 5.6100 GBP | ||||
32 17/19p ordinary | Sale | 212,696 | 5.5840 GBP | ||||
32 17/19p ordinary | Sale | 51,902 | 5.5873 GBP | ||||
32 17/19p ordinary | Sale | 48,721 | 5.6018 GBP | ||||
32 17/19p ordinary | Sale | 32,832 | 5.5906 GBP | ||||
32 17/19p ordinary | Sale | 29,513 | 5.5827 GBP | ||||
32 17/19p ordinary | Sale | 27,405 | 5.5937 GBP | ||||
32 17/19p ordinary | Sale | 23,069 | 5.6005 GBP | ||||
32 17/19p ordinary | Sale | 16,236 | 5.6000 GBP | ||||
32 17/19p ordinary | Sale | 14,475 | 5.5839 GBP | ||||
32 17/19p ordinary | Sale | 14,217 | 5.6074 GBP | ||||
32 17/19p ordinary | Sale | 14,017 | 5.5973 GBP | ||||
32 17/19p ordinary | Sale | 13,776 | 5.5989 GBP | ||||
32 17/19p ordinary | Sale | 12,029 | 5.5862 GBP | ||||
32 17/19p ordinary | Sale | 11,679 | 5.5836 GBP | ||||
32 17/19p ordinary | Sale | 10,018 | 5.5971 GBP | ||||
32 17/19p ordinary | Sale | 9,256 | 5.5881 GBP | ||||
32 17/19p ordinary | Sale | 8,966 | 5.6020 GBP | ||||
32 17/19p ordinary | Sale | 5,368 | 5.5818 GBP | ||||
32 17/19p ordinary | Sale | 5,313 | 5.6160 GBP | ||||
32 17/19p ordinary | Sale | 4,641 | 5.5870 GBP | ||||
32 17/19p ordinary | Sale | 3,316 | 5.5781 GBP | ||||
32 17/19p ordinary | Sale | 2,528 | 5.5760 GBP | ||||
32 17/19p ordinary | Sale | 2,501 | 5.5730 GBP | ||||
32 17/19p ordinary | Sale | 2,231 | 5.5980 GBP | ||||
32 17/19p ordinary | Sale | 1,581 | 5.5780 GBP | ||||
32 17/19p ordinary | Sale | 1,016 | 5.6012 GBP | ||||
32 17/19p ordinary | Sale | 624 | 5.5919 GBP | ||||
32 17/19p ordinary | Sale | 534 | 5.6154 GBP | ||||
32 17/19p ordinary | Sale | 522 | 5.6120 GBP | ||||
32 17/19p ordinary | Sale | 348 | 5.5920 GBP | ||||
32 17/19p ordinary | Sale | 333 | 5.6080 GBP | ||||
32 17/19p ordinary | Sale | 191 | 5.6039 GBP | ||||
32 17/19p ordinary | Sale | 190 | 5.5761 GBP | ||||
32 17/19p ordinary | Sale | 109 | 5.5850 GBP | ||||
ADR | Sale | 98 | 14.6900 USD | ||||
32 17/19p ordinary | Sale | 75 | 5.6100 GBP | ||||
32 17/19p ordinary | Sale | 71 | 5.5800 GBP | ||||
32 17/19p ordinary | Sale | 59 | 5.5860 GBP | ||||
32 17/19p ordinary | Sale | 55 | 5.6180 GBP | ||||
32 17/19p ordinary | Sale | 47 | 5.6040 GBP | ||||
ADR | Sale | 30 | 14.4200 USD | ||||
32 17/19p ordinary | Sale | 19 | 5.5740 GBP | ||||
32 17/19p ordinary | Sale | 8 | 5.5889 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
32 17/19p ordinary | SWAP | Decreasing Short | 2,501 | 5.5730 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 71 | 5.5775 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 29,513 | 5.5827 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 11,679 | 5.5836 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 14,475 | 5.5839 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 135,927 | 5.5840 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 12,789 | 5.5884 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 624 | 5.5919 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 18,519 | 5.5936 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 10,018 | 5.5971 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 725 | 5.5973 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 2,497 | 5.5992 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 48,721 | 5.6018 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 191 | 5.6039 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Short | 534 | 5.6154 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 9,334 | 5.5743 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 1,732 | 5.5781 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 17,642 | 5.5822 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 154,693 | 5.5839 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 153,206 | 5.5840 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 118,226 | 5.5842 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 141,102 | 5.5852 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 6,062 | 5.5859 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 122,605 | 5.5861 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 147,494 | 5.5862 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 3,704 | 5.5868 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 106,915 | 5.5869 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 122,867 | 5.5870 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 171,196 | 5.5872 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 27,684 | 5.5881 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 657 | 5.5882 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 30,579 | 5.5885 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 31,829 | 5.5927 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 54,359 | 5.5940 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 70,378 | 5.5943 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 211 | 5.5960 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 125,197 | 5.5977 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 8,509 | 5.5990 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 65 | 5.6013 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 700 | 5.6014 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 10 | 5.6030 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 36,818 | 5.6033 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 5,270 | 5.6035 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 907 | 5.6054 GBP | |||
32 17/19p ordinary | SWAP | Increasing Short | 548 | 5.6196 GBP | |||
32 17/19p ordinary | SWAP | Decreasing Long | 8,500 | 5.5840 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 38,363 | 5.5812 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 1,519 | 5.5836 GBP | |||
32 17/19p ordinary | CFD | Increasing Long | 632 | 5.5933 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 20,984 | 5.5777 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 1,519 | 5.5823 GBP | |||
32 17/19p ordinary | CFD | Decreasing Long | 882 | 5.6043 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 26 Mar 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| | | | | | | |
| | | | | | | |
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose | AVIVA PLC | ||||||
| | | | | | | |
2. OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
32 17/19p ordinary | Call Options | Written | -120,788 | 5.3305 | European | 06-Jun-25 | |
32 17/19p ordinary | Call Options | Written | -104,576 | 5.3176 | European | 05-Jun-25 | |
| | | | | | | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
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