| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
| (b) | Name of offeror/offeree in relation to whose |
| CAB PAYMENTS HOLDINGS PLC | ||||
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| relevant securities this form relates: |
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| (c) | Name of the party to the offer with which exempt | CAB PAYMENTS HOLDINGS PLC | |||||
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| principal trader is connected |
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| (d) | Date position held/dealing undertaken: |
| 07 Nov 2024 | ||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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| trader making disclosures in respect of any other party to the offer? | STONEX GROUP INC |
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| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: | 0.0331/3p ordinary | ||||||
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| Interests | Short Positions | |||||
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| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
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| and/or controlled: |
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| 369,918 | 0.15% | 2,126,534 | 0.84% |
| (2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,302,076 | 0.91% | 343,164 | 0.14% |
| (3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 2,671,994 | 1.05% | 2,469,698 | 0.97% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
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| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| security |
| securities | paid/received | paid/received | |||
| 0.0331/3p ordinary | Purchase | 680,529 | 0.8938 GBP | 0.7900 GBP | |||
| 0.0331/3p ordinary | Sale | 1,013,636 | 0.8618 GBP | 0.7790 GBP | |||
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| (b) | Cash-settled derivative transactions |
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| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
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| securities |
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| 0.0331/3p ordinary | SWAP | Increasing Long | 25 | 0.7790 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 1 | 0.7850 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 1,701 | 0.7891 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 17,826 | 0.7941 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 208 | 0.7969 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 37,104 | 0.7970 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 94,532 | 0.8205 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 200 | 0.8239 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 94,677 | 0.8292 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 48,751 | 0.8342 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 118,403 | 0.8418 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 5,484 | 0.8494 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 117 | 0.8599 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 6,700 | 0.8618 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 1 | 0.7920 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 60 | 0.7970 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 50,655 | 0.8143 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 2 | 0.8295 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 77,773 | 0.8358 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 385 | 0.8435 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 1,553 | 0.8556 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 2,684 | 0.8588 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 81 | 0.9470 GBP | |||
| 0.0331/3p ordinary | CFD | Increasing Long | 7,525 | 0.7969 GBP | |||
| 0.0331/3p ordinary | CFD | Increasing Long | 8,244 | 0.8472 GBP | |||
| 0.0331/3p ordinary | CFD | Increasing Long | 3,000 | 0.8495 GBP | |||
| 0.0331/3p ordinary | CFD | Increasing Long | 176 | 0.8572 GBP | |||
| 0.0331/3p ordinary | CFD | Decreasing Long | 1,022 | 0.8362 GBP | |||
| 0.0331/3p ordinary | CFD | Decreasing Long | 118 | 0.8938 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) |
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| (i) | Writing, selling, purchasing or varying |
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| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
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| paid/ |
| security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security |
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| securities | unit | |||
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| (d) | Other dealings (including subscribing for new securities) |
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| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
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| applicable) | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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| to the offer or any person acting in concert with a party to the offer: |
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| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the exempt principal trader making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE | |||||||
| (c) | Attachments |
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| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 08 Nov 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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