| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: |
| Barclays PLC. | ||||
| (b) | Owner or controller of interest and short |
| |||||
|
| positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
|
| relevant securities this form relates: | ||||||
| (d) | If an exempt fund manager connected with an |
| |||||
|
| offeror/offeree, state this and specify identity of | ||||||
|
| offeror/offeree: | ||||||
| (e) | Date position held/dealing undertaken: | 05 Nov 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||
|
| disclosures in respect of any other party to the offer? | CENTAMIN PLC |
| ||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
|
| to which the disclosure relates following the dealing(if any) |
| |||||
| Class of relevant security: | USD 1 ordinary | ||||||
|
| Interests | Short Positions | |||||
|
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
|
|
|
| ||
|
| and/or controlled: |
|
| 4,269,974 | 1.02% | 4,058,093 | 0.96% |
| (2) | Cash-settled derivatives: |
|
|
|
| ||
|
| and/or controlled: |
|
| 3,906,761 | 0.92% | 2,554,761 | 0.60% |
| (3) | Stock-settled derivatives (including options) |
|
|
|
| ||
|
| and agreements to purchase/sell: |
|
| 130,000 | 0.03% | 160,000 | 0.04% |
|
|
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 8,306,735 | 1.97% | 6,772,854 | 1.60% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
|
| options) |
|
|
|
|
|
|
| Class of relevant security in relation to |
|
|
|
| |||
| which subscription right exists |
|
|
|
| |||
| Details, including nature of the rights |
|
|
|
| |||
| concerned and relevant percentages: |
|
|
|
| |||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
|
|
|
|
| |
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security |
| securities |
| ||||
| USD 1 ordinary | Purchase | 1,748,735 | 481.1100 ZAR | ||||
| USD 1 ordinary | Purchase | 103,402 | 27.3948 USD | ||||
| USD 1 ordinary | Purchase | 51,832 | 27.2615 USD | ||||
| USD 1 ordinary | Purchase | 36,065 | 27.1828 USD | ||||
| USD 1 ordinary | Purchase | 30,574 | 27.3469 USD | ||||
| USD 1 ordinary | Purchase | 14,634 | 27.3626 USD | ||||
| USD 1 ordinary | Purchase | 9,616 | 27.3693 USD | ||||
| USD 1 ordinary | Purchase | 8,710 | 27.3656 USD | ||||
| USD 1 ordinary | Purchase | 8,535 | 27.3437 USD | ||||
| USD 1 ordinary | Purchase | 6,188 | 27.3414 USD | ||||
| USD 1 ordinary | Purchase | 5,654 | 27.0306 USD | ||||
| USD 1 ordinary | Purchase | 5,450 | 27.3632 USD | ||||
| USD 1 ordinary | Purchase | 4,380 | 27.0534 USD | ||||
| USD 1 ordinary | Purchase | 4,151 | 27.4131 USD | ||||
| USD 1 ordinary | Purchase | 2,844 | 27.0319 USD | ||||
| USD 1 ordinary | Purchase | 2,600 | 27.3315 USD | ||||
| USD 1 ordinary | Purchase | 1,700 | 27.3217 USD | ||||
| USD 1 ordinary | Purchase | 1,100 | 27.3127 USD | ||||
| USD 1 ordinary | Purchase | 800 | 27.3375 USD | ||||
| USD 1 ordinary | Purchase | 705 | 27.3086 USD | ||||
| USD 1 ordinary | Purchase | 554 | 27.3212 USD | ||||
| USD 1 ordinary | Purchase | 534 | 27.4594 USD | ||||
| USD 1 ordinary | Purchase | 483 | 27.1200 USD | ||||
| USD 1 ordinary | Purchase | 398 | 27.0111 USD | ||||
| USD 1 ordinary | Purchase | 375 | 27.3257 USD | ||||
| USD 1 ordinary | Purchase | 351 | 27.3298 USD | ||||
| USD 1 ordinary | Purchase | 314 | 27.3817 USD | ||||
| USD 1 ordinary | Purchase | 203 | 27.0158 USD | ||||
| USD 1 ordinary | Purchase | 171 | 27.3018 USD | ||||
| USD 1 ordinary | Purchase | 161 | 27.3300 USD | ||||
| USD 1 ordinary | Purchase | 156 | 27.3335 USD | ||||
| USD 1 ordinary | Purchase | 153 | 27.0550 USD | ||||
| USD 1 ordinary | Purchase | 151 | 27.0350 USD | ||||
| USD 1 ordinary | Purchase | 146 | 27.3650 USD | ||||
| USD 1 ordinary | Purchase | 126 | 26.9700 USD | ||||
| USD 1 ordinary | Purchase | 62 | 27.0445 USD | ||||
| USD 1 ordinary | Purchase | 53 | 27.0900 USD | ||||
| USD 1 ordinary | Purchase | 51 | 26.9900 USD | ||||
| USD 1 ordinary | Purchase | 51 | 27.0500 USD | ||||
| USD 1 ordinary | Purchase | 51 | 27.0850 USD | ||||
| USD 1 ordinary | Purchase | 14 | 27.4200 USD | ||||
| USD 1 ordinary | Purchase | 8 | 27.3100 USD | ||||
| USD 1 ordinary | Purchase | 5 | 27.0050 USD | ||||
| USD 1 ordinary | Purchase | 4 | 27.3600 USD | ||||
| USD 1 ordinary | Sale | 1,748,735 | 481.1100 ZAR | ||||
| USD 1 ordinary | Sale | 183,906 | 27.3593 USD | ||||
| USD 1 ordinary | Sale | 30,014 | 27.3528 USD | ||||
| USD 1 ordinary | Sale | 24,909 | 27.1008 USD | ||||
| USD 1 ordinary | Sale | 10,370 | 27.1136 USD | ||||
| USD 1 ordinary | Sale | 3,601 | 27.4547 USD | ||||
| USD 1 ordinary | Sale | 3,477 | 27.2342 USD | ||||
| USD 1 ordinary | Sale | 3,233 | 27.4493 USD | ||||
| USD 1 ordinary | Sale | 2,837 | 27.0294 USD | ||||
| USD 1 ordinary | Sale | 2,687 | 27.0871 USD | ||||
| USD 1 ordinary | Sale | 2,534 | 27.0315 USD | ||||
| USD 1 ordinary | Sale | 917 | 27.2202 USD | ||||
| USD 1 ordinary | Sale | 675 | 27.1965 USD | ||||
| USD 1 ordinary | Sale | 560 | 27.0353 USD | ||||
| USD 1 ordinary | Sale | 534 | 27.4594 USD | ||||
| USD 1 ordinary | Sale | 490 | 27.0159 USD | ||||
| USD 1 ordinary | Sale | 483 | 27.1200 USD | ||||
| USD 1 ordinary | Sale | 351 | 27.3298 USD | ||||
| USD 1 ordinary | Sale | 239 | 27.0192 USD | ||||
| USD 1 ordinary | Sale | 210 | 27.1058 USD | ||||
| USD 1 ordinary | Sale | 200 | 27.2100 USD | ||||
| USD 1 ordinary | Sale | 126 | 26.9700 USD | ||||
| USD 1 ordinary | Sale | 115 | 27.2430 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.4740 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.0350 USD | ||||
| USD 1 ordinary | Sale | 53 | 27.0900 USD | ||||
| USD 1 ordinary | Sale | 53 | 27.0181 USD | ||||
| USD 1 ordinary | Sale | 31 | 27.0445 USD | ||||
| USD 1 ordinary | Sale | 30 | 27.0260 USD | ||||
| USD 1 ordinary | Sale | 28 | 27.0460 USD | ||||
| USD 1 ordinary | Sale | 22 | 26.9750 USD | ||||
| USD 1 ordinary | Sale | 21 | 27.0252 USD | ||||
| USD 1 ordinary | Sale | 15 | 27.0050 USD | ||||
| USD 1 ordinary | Sale | 7 | 26.9850 USD | ||||
| USD 1 ordinary | Sale | 4 | 26.9600 USD | ||||
| USD 1 ordinary | Sale | 3 | 27.0310 USD | ||||
| USD 1 ordinary | Sale | 1 | 27.0200 USD | ||||
|
|
|
|
|
|
|
|
|
| (b) | Cash-settled derivative transactions |
| |||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
|
| securities |
| |||
| USD 1 ordinary | SWAP | Decreasing Short | 212 | 474.9275 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 4,287 | 475.0421 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 181 | 475.0881 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 67 | 475.1714 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 10,615 | 476.2546 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 4,951 | 476.7054 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 18,160 | 476.9214 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 11,939 | 477.0607 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 759 | 477.8898 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 1,484 | 478.2819 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 385 | 478.3753 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 15,432 | 478.4378 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 8,080 | 479.5738 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 14,456 | 479.6820 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 30,000 | 480.8694 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 39,508 | 481.1100 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 1,748,735 | 481.1581 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 181 | 475.0074 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 67 | 475.0907 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 3,870 | 475.4628 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 12,639 | 476.0473 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 10,615 | 476.1737 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 3,231 | 476.4200 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 4,951 | 476.6244 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 7,000 | 478.1264 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 1,484 | 478.2006 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 5,521 | 478.6559 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 2,245 | 478.7000 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 20,658 | 479.1160 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 176,732 | 479.5922 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 14,456 | 479.6005 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 51,379 | 480.7211 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 30,000 | 480.8694 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 39,508 | 481.0282 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 70 | 0.0000 ZAR | |||
| USD 1 ordinary | SWAP | Opening Long | 83,121 | 27.2900 USD | |||
| USD 1 ordinary | CFD | Increasing Long | 3,870 | 475.4129 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 3,231 | 476.3699 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 7,000 | 478.0164 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 2,245 | 478.6378 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 20,658 | 479.0657 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 176,732 | 479.5298 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 51,379 | 480.6706 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 212 | 474.9892 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 4,287 | 475.1039 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 11,939 | 477.0869 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 759 | 477.9997 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 385 | 478.4255 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 15,432 | 478.4880 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 8,080 | 479.6241 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 847,000 | 481.1597 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 567,735 | 481.1598 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 334,000 | 481.1599 ZAR | |||
| USD 1 ordinary | SWAP | Opening Short | 83,121 | 27.2900 USD | |||
| USD 1 ordinary | SWAP | Closing Long | 83,121 | 27.2600 USD | |||
| USD 1 ordinary | SWAP | Opening Short | 30,000 | 27.3542 USD | |||
|
|
|
|
|
|
|
|
|
| (c) | Stock-settled derivative transactions (including options) |
| |||||
| (i) | Writing, selling, purchasing or varying |
| |||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
|
| paid/ |
| security |
| varying etc | to which |
|
|
| received |
|
|
|
| option |
|
|
| per unit |
|
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) | Exercising |
|
|
|
|
|
|
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security |
|
| securities | unit | |||
|
|
|
|
|
| |||
|
|
|
|
|
|
|
|
|
| (d) | Other dealings (including subscribing for new securities) |
| |||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
|
| applicable) | ||||
|
|
|
|
| ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| |||||
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
| to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
| the person making the disclosure and any other person relating to: |
|
| |||||
| (i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
| any derivative is referenced: |
|
|
|
|
|
| |
| NONE | |||||||
| (c) | Attachments |
|
|
|
|
|
|
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 06 Nov 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
| relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
|
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
| USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
| USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
|
|
|
|
|
|
|
|
|
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
