| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
| (b) | Name of offeror/offeree in relation to whose |
| CAB PAYMENTS HOLDINGS PLC | ||||
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| relevant securities this form relates: |
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| (c) | Name of the party to the offer with which exempt | CAB PAYMENTS HOLDINGS PLC | |||||
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| principal trader is connected |
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| (d) | Date position held/dealing undertaken: |
| 31 Oct 2024 | ||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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| trader making disclosures in respect of any other party to the offer? | STONEX GROUP INC |
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| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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| Class of relevant security: | 0.0331/3p ordinary | ||||||
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| Interests | Short Positions | |||||
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| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
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| and/or controlled: |
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| 490,088 | 0.19% | 1,860,272 | 0.73% |
| (2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,062,903 | 0.81% | 467,656 | 0.18% |
| (3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 2,552,991 | 1.00% | 2,327,928 | 0.92% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
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| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| security |
| securities | paid/received | paid/received | |||
| 0.0331/3p ordinary | Purchase | 139,654 | 1.1500 GBP | 1.1180 GBP | |||
| 0.0331/3p ordinary | Sale | 94,595 | 1.1479 GBP | 1.1180 GBP | |||
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| (b) | Cash-settled derivative transactions |
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| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
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| securities |
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| 0.0331/3p ordinary | SWAP | Increasing Long | 10,209 | 1.1179 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 2,230 | 1.1180 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 500 | 1.1199 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 3,246 | 1.1245 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 1,383 | 1.1359 GBP | |||
| 0.0331/3p ordinary | SWAP | Increasing Long | 1,538 | 1.1479 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 863 | 1.1179 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 13,402 | 1.1180 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 37,808 | 1.1216 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 1,900 | 1.1237 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 2,472 | 1.1240 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 5 | 1.1264 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 4,297 | 1.1300 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 2,600 | 1.1366 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 800 | 1.1400 GBP | |||
| 0.0331/3p ordinary | SWAP | Decreasing Long | 1 | 1.1480 GBP | |||
| 0.0331/3p ordinary | CFD | Increasing Long | 2 | 1.1300 GBP | |||
| 0.0331/3p ordinary | CFD | Increasing Long | 2,094 | 1.1321 GBP | |||
| 0.0331/3p ordinary | CFD | Decreasing Long | 6,897 | 1.1314 GBP | |||
| 0.0331/3p ordinary | CFD | Decreasing Long | 1,216 | 1.1362 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) |
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| (i) | Writing, selling, purchasing or varying |
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| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
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| paid/ |
| security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security |
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| securities | unit | |||
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| (d) | Other dealings (including subscribing for new securities) |
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| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
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| applicable) | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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| to the offer or any person acting in concert with a party to the offer: |
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| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the exempt principal trader making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE | |||||||
| (c) | Attachments |
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| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 01 Nov 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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