FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose |
| CAB PAYMENTS HOLDINGS PLC | ||||
| relevant securities this form relates: |
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(c) | Name of the party to the offer with which exempt | CAB PAYMENTS HOLDINGS PLC | |||||
| principal trader is connected |
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(d) | Date position held/dealing undertaken: |
| 30 Oct 2024 | ||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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| trader making disclosures in respect of any other party to the offer? | STONEX GROUP INC |
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2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 0.0331/3p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 437,460 | 0.17% | 1,852,703 | 0.73% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,066,706 | 0.81% | 420,400 | 0.17% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 2,504,166 | 0.99% | 2,273,103 | 0.89% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security |
| securities | paid/received | paid/received | |||
0.0331/3p ordinary | Purchase | 90,822 | 1.2040 GBP | 1.0595 GBP | |||
0.0331/3p ordinary | Sale | 111,872 | 1.2000 GBP | 1.0300 GBP | |||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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0.0331/3p ordinary | SWAP | Increasing Long | 176 | 1.1079 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 4,394 | 1.1419 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 3,409 | 1.1420 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 392 | 1.1598 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 5,211 | 1.1628 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 2,657 | 1.1659 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 1 | 1.1700 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 1,219 | 1.1762 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 4,100 | 1.1822 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 3,031 | 1.1874 GBP | |||
0.0331/3p ordinary | SWAP | Increasing Long | 28,221 | 1.2091 GBP | |||
0.0331/3p ordinary | SWAP | Decreasing Long | 7,190 | 1.0880 GBP | |||
0.0331/3p ordinary | SWAP | Decreasing Long | 7,800 | 1.1234 GBP | |||
0.0331/3p ordinary | SWAP | Decreasing Long | 1,055 | 1.1405 GBP | |||
0.0331/3p ordinary | SWAP | Decreasing Long | 2,785 | 1.1420 GBP | |||
0.0331/3p ordinary | SWAP | Decreasing Long | 7,115 | 1.1625 GBP | |||
0.0331/3p ordinary | SWAP | Decreasing Long | 3,068 | 1.1920 GBP | |||
0.0331/3p ordinary | CFD | Increasing Long | 35 | 1.1457 GBP | |||
0.0331/3p ordinary | CFD | Increasing Long | 3,754 | 1.1552 GBP | |||
0.0331/3p ordinary | CFD | Decreasing Long | 2,004 | 1.0300 GBP | |||
0.0331/3p ordinary | CFD | Decreasing Long | 28 | 1.1607 GBP | |||
0.0331/3p ordinary | CFD | Decreasing Long | 4,505 | 1.1958 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 31 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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