Form 8.3 - ANGLOGOLD ASHANTI PLC, 16 Oct 2024 15:18

16 October 2024, 15:18

Source - LSE Regulatory

RNS Number : 4764I

Barclays PLC

16 October 2024

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose relevant securities this form relates:			ANGLOGOLD ASHANTI PLC
(d)	If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e)	Date position held/dealing undertaken:			15 Oct 2024
(f)	In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?			YES: CENTAMIN PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 1 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				4,662,311	1.11%	4,516,693	1.08%
(2) Cash-settled derivatives:				4,296,669	1.10%	3,410,606	1.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				130,000	0.03%	160,000	0.04%
TOTAL:				9,088,980	2.24%	8,087,299	2.21%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Number of securities	Price per unit
USD 1 ordinary	Purchase	294,219	27.3398 USD
USD 1 ordinary	Purchase	36,513	27.3547 USD
USD 1 ordinary	Purchase	34,659	27.4015 USD
USD 1 ordinary	Purchase	29,432	27.3294 USD
USD 1 ordinary	Purchase	11,107	27.3552 USD
USD 1 ordinary	Purchase	10,899	27.5611 USD
USD 1 ordinary	Purchase	9,434	27.3711 USD
USD 1 ordinary	Purchase	9,119	27.3580 USD
USD 1 ordinary	Purchase	7,715	27.3507 USD
USD 1 ordinary	Purchase	7,714	27.3413 USD
USD 1 ordinary	Purchase	2,222	27.6000 USD
USD 1 ordinary	Purchase	1,784	27.3855 USD
USD 1 ordinary	Purchase	1,700	483.0600 ZAR
USD 1 ordinary	Purchase	1,091	27.5630 USD
USD 1 ordinary	Purchase	746	27.5600 USD
USD 1 ordinary	Purchase	458	27.6021 USD
USD 1 ordinary	Purchase	314	27.5500 USD
USD 1 ordinary	Purchase	258	27.5122 USD
USD 1 ordinary	Purchase	185	27.6110 USD
USD 1 ordinary	Purchase	111	27.6116 USD
USD 1 ordinary	Purchase	100	27.5350 USD
USD 1 ordinary	Purchase	89	27.5704 USD
USD 1 ordinary	Purchase	81	27.5700 USD
USD 1 ordinary	Purchase	43	27.6167 USD
USD 1 ordinary	Purchase	1	27.4700 USD
USD 1 ordinary	Sale	388,596	27.3464 USD
USD 1 ordinary	Sale	11,630	27.1829 USD
USD 1 ordinary	Sale	10,122	27.5223 USD
USD 1 ordinary	Sale	8,582	27.3588 USD
USD 1 ordinary	Sale	8,515	27.5508 USD
USD 1 ordinary	Sale	7,769	27.3995 USD
USD 1 ordinary	Sale	5,134	27.4369 USD
USD 1 ordinary	Sale	2,716	27.1442 USD
USD 1 ordinary	Sale	2,000	27.6000 USD
USD 1 ordinary	Sale	1,946	27.3509 USD
USD 1 ordinary	Sale	1,911	27.5474 USD
USD 1 ordinary	Sale	1,650	27.3993 USD
USD 1 ordinary	Sale	1,299	27.3422 USD
USD 1 ordinary	Sale	950	27.6005 USD
USD 1 ordinary	Sale	926	27.6071 USD
USD 1 ordinary	Sale	852	27.4946 USD
USD 1 ordinary	Sale	687	27.3120 USD
USD 1 ordinary	Sale	500	27.3200 USD
USD 1 ordinary	Sale	460	27.1684 USD
USD 1 ordinary	Sale	458	27.6021 USD
USD 1 ordinary	Sale	345	27.5500 USD
USD 1 ordinary	Sale	303	27.5464 USD
USD 1 ordinary	Sale	300	27.6100 USD
USD 1 ordinary	Sale	258	27.5122 USD
USD 1 ordinary	Sale	200	27.5800 USD
USD 1 ordinary	Sale	121	27.3665 USD
USD 1 ordinary	Sale	100	27.5750 USD
USD 1 ordinary	Sale	59	27.5530 USD
USD 1 ordinary	Sale	49	27.5550 USD
USD 1 ordinary	Sale	6	27.3300 USD
USD 1 ordinary	Sale	5	27.5900 USD
USD 1 ordinary	Sale	2	27.4840 USD
(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
USD 1 ordinary	SWAP	Decreasing Short	61	472.4803 ZAR
USD 1 ordinary	SWAP	Decreasing Short	66	472.5575 ZAR
USD 1 ordinary	SWAP	Decreasing Short	5,037	477.7936 ZAR
USD 1 ordinary	SWAP	Decreasing Short	17,255	478.8817 ZAR
USD 1 ordinary	SWAP	Decreasing Short	277	479.7994 ZAR
USD 1 ordinary	SWAP	Decreasing Short	14,737	480.2690 ZAR
USD 1 ordinary	SWAP	Decreasing Short	15,300	480.3109 ZAR
USD 1 ordinary	SWAP	Decreasing Short	622	480.3138 ZAR
USD 1 ordinary	SWAP	Decreasing Short	3	480.3983 ZAR
USD 1 ordinary	SWAP	Decreasing Short	5,414	480.4942 ZAR
USD 1 ordinary	SWAP	Decreasing Short	13,678	480.5195 ZAR
USD 1 ordinary	SWAP	Decreasing Short	50,475	481.2092 ZAR
USD 1 ordinary	SWAP	Decreasing Short	15,216	481.2138 ZAR
USD 1 ordinary	SWAP	Decreasing Short	33,298	481.3087 ZAR
USD 1 ordinary	SWAP	Decreasing Short	1,400	481.6609 ZAR
USD 1 ordinary	SWAP	Decreasing Short	66	482.0600 ZAR
USD 1 ordinary	SWAP	Decreasing Short	1,680	482.5054 ZAR
USD 1 ordinary	SWAP	Decreasing Short	13,136	483.0546 ZAR
USD 1 ordinary	SWAP	Decreasing Short	10,355	483.0600 ZAR
USD 1 ordinary	SWAP	Increasing Short	61	472.4000 ZAR
USD 1 ordinary	SWAP	Increasing Short	66	472.4772 ZAR
USD 1 ordinary	SWAP	Increasing Short	7,177	476.3142 ZAR
USD 1 ordinary	SWAP	Increasing Short	14,737	480.1874 ZAR
USD 1 ordinary	SWAP	Increasing Short	29,600	480.3257 ZAR
USD 1 ordinary	SWAP	Increasing Short	5,414	480.4125 ZAR
USD 1 ordinary	SWAP	Increasing Short	2,390	480.8733 ZAR
USD 1 ordinary	SWAP	Increasing Short	50,475	481.1274 ZAR
USD 1 ordinary	SWAP	Increasing Short	33,298	481.2269 ZAR
USD 1 ordinary	SWAP	Increasing Short	1,400	481.5790 ZAR
USD 1 ordinary	SWAP	Increasing Short	10,898	481.8102 ZAR
USD 1 ordinary	SWAP	Increasing Short	66	481.9780 ZAR
USD 1 ordinary	SWAP	Increasing Short	2,943	482.0104 ZAR
USD 1 ordinary	SWAP	Increasing Short	368,741	482.1932 ZAR
USD 1 ordinary	SWAP	Increasing Short	10,644	482.2667 ZAR
USD 1 ordinary	SWAP	Increasing Short	13,136	482.9725 ZAR
USD 1 ordinary	SWAP	Increasing Short	10,355	482.9778 ZAR
USD 1 ordinary	CFD	Increasing Long	7,177	476.2880 ZAR
USD 1 ordinary	CFD	Increasing Long	2,390	480.8228 ZAR
USD 1 ordinary	CFD	Increasing Long	10,898	481.7476 ZAR
USD 1 ordinary	CFD	Increasing Long	2,943	481.9598 ZAR
USD 1 ordinary	CFD	Increasing Long	368,741	482.1306 ZAR
USD 1 ordinary	CFD	Increasing Long	10,644	482.2161 ZAR
USD 1 ordinary	CFD	Decreasing Long	5,037	477.8438 ZAR
USD 1 ordinary	CFD	Decreasing Long	17,255	478.9440 ZAR
USD 1 ordinary	CFD	Decreasing Long	277	479.8618 ZAR
USD 1 ordinary	CFD	Decreasing Long	3	480.4500 ZAR
USD 1 ordinary	CFD	Decreasing Long	15,216	481.2643 ZAR
USD 1 ordinary	CFD	Decreasing Long	1,680	482.5319 ZAR

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				16 Oct 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213


SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities this from relates:				ANGLOGOLD ASHANTI PLC

2. OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 1 ordinary	Put Options	Purchased	-160,000	22.0000	American	21 Mar 2025
USD 1 ordinary	Put Options	Written	130,000	15.0000	American	17 Jan 2025

3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

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END

RETFLFLSIRLRLIS

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