| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
| (c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
| (d) | Date position held/dealing undertaken: | 04 Oct 2024 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
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| to which the disclosure relates following the dealing (if any) | ||||||
| Class of relevant security: | 1p ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 36,400,079 | 4.51% | 1,039,606 | 0.13% | |||
| (2) Cash-settled derivatives: | 953,336 | 0.12% | 35,086,807 | 4.35% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 37,353,415 | 4.63% | 36,126,413 | 4.48% | |||
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| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to |
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| Details, including nature of the rights |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales |
| | | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| 1p ordinary | Purchase | 1442256 | 0.7039 GBP | 0.6929 GBP | |||
| 1p ordinary | Sale | 935409 | 0.7062 GBP | 0.6929 GBP | |||
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| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| 1p ordinary | SWAP | Decreasing Short | 43,732 | 0.6929 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 86,373 | 0.6968 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 140,289 | 0.6969 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 23 | 0.6999 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 40,923 | 0.7052 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 434 | 0.7053 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 6,903 | 0.7056 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 5,531 | 0.7069 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 300 | 0.7079 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 226,289 | 0.6930 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 53,623 | 0.6933 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 2,294 | 0.6987 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 1,655 | 0.7007 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 292,923 | 0.7009 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 99,095 | 0.7010 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 71,446 | 0.7014 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 9,337 | 0.7016 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 10,919 | 0.7039 GBP | |||
| 1p ordinary | CFD | Decreasing Short | 1,756 | 0.6929 GBP | |||
| 1p ordinary | CFD | Increasing Short | 878 | 0.6929 GBP | |||
| 1p ordinary | CFD | Increasing Short | 41,598 | 0.6930 GBP | |||
| 1p ordinary | CFD | Increasing Short | 5 | 0.7000 GBP | |||
| 1p ordinary | CFD | Increasing Short | 22,171 | 0.7055 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 07 Oct 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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