FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
(d) | Date position held/dealing undertaken: | 02 Oct 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 35,381,019 | 4.39% | 1,094,263 | 0.14% | |||
(2) Cash-settled derivatives: | 1,021,219 | 0.13% | 34,081,851 | 4.22% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 36,402,238 | 4.51% | 35,176,114 | 4.36% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
1p ordinary | Purchase | 7728711 | 0.7230 GBP | 0.7082 GBP | |||
1p ordinary | Sale | 888263 | 0.7230 GBP | 0.7120 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 4,812 | 0.7120 GBP | |||
1p ordinary | SWAP | Decreasing Short | 12,928 | 0.7147 GBP | |||
1p ordinary | SWAP | Decreasing Short | 117,515 | 0.7154 GBP | |||
1p ordinary | SWAP | Increasing Short | 165,854 | 0.7083 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,250,000 | 0.7119 GBP | |||
1p ordinary | SWAP | Increasing Short | 18,285 | 0.7120 GBP | |||
1p ordinary | SWAP | Increasing Short | 529 | 0.7140 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,050,000 | 0.7143 GBP | |||
1p ordinary | SWAP | Increasing Short | 450,000 | 0.7145 GBP | |||
1p ordinary | SWAP | Increasing Short | 20,889 | 0.7147 GBP | |||
1p ordinary | SWAP | Increasing Short | 188,628 | 0.7151 GBP | |||
1p ordinary | SWAP | Increasing Short | 12,299 | 0.7160 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,800,000 | 0.7161 GBP | |||
1p ordinary | SWAP | Increasing Short | 180 | 0.7190 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,000,000 | 0.7203 GBP | |||
1p ordinary | CFD | Decreasing Short | 878 | 0.7120 GBP | |||
1p ordinary | CFD | Decreasing Short | 14,490 | 0.7141 GBP | |||
1p ordinary | CFD | Increasing Short | 34,407 | 0.7155 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Oct 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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