| FORM 8.5 - Amendment to 2a and 3b |
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| Replaces form Released at 23/09/2024 11:54 RNS Number : 2639F |
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| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose | HARGREAVES LANSDOWN PLC | |||||
| (c) | Name of the party to the offer with which exempt | HARGREAVES LANSDOWN PLC | |||||
| (d) | Date position held/dealing undertaken: | 20 Sep 2024 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | NO | |||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
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| to which the disclosure relates following the dealing (if any) | ||||||
| Class of relevant security: | 0.4p ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 4,085,683 | 0.86% | 485,340 | 0.10% | |||
| (2) Cash-settled derivatives: | 737,472 | 0.16% | 3,834,932 | 0.81% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 4,823,155 | 1.02% | 4,320,272 | 0.91% | |||
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| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to |
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| Details, including nature of the rights |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales |
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| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| 0.4p ordinary | Purchase | 359800 | 11.7500 GBP | 11.0500 GBP | |||
| 0.4p ordinary | Sale | 884729 | 11.7500 GBP | 11.0500 GBP | |||
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| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| 0.4p ordinary | SWAP | Decreasing Short | 17,317 | 11.0582 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 4,435 | 11.0597 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 1,172 | 11.0600 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 69 | 11.0689 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 454 | 11.0750 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 73,157 | 11.0848 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 33,665 | 11.0923 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 110,194 | 11.0964 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 470 | 11.1027 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 149,408 | 11.1035 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 7,641 | 11.1036 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Short | 119,639 | 11.1050 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 16,107 | 11.0584 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 3,247 | 11.0591 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 2,163 | 11.0600 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 79,011 | 11.0603 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 714 | 11.0621 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 5 | 11.0650 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 30,600 | 11.0719 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 169 | 11.0750 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 973 | 11.0814 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 1,200 | 11.0824 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 931 | 11.1050 GBP | |||
| 0.4p ordinary | SWAP | Increasing Short | 966 | 11.1055 GBP | |||
| 0.4p ordinary | SWAP | Opening Long | 6,000 | 11.5000 GBP | |||
| 0.4p ordinary | SWAP | Decreasing Long | 100 | 11.0751 GBP | |||
| 0.4p ordinary | CFD | Decreasing Short | 155,405 | 11.1027 GBP | |||
| 0.4p ordinary | CFD | Decreasing Short | 35,347 | 11.1040 GBP | |||
| 0.4p ordinary | CFD | Increasing Short | 1,632 | 11.0609 GBP | |||
| 0.4p ordinary | CFD | Increasing Short | 218 | 11.0618 GBP | |||
| 0.4p ordinary | CFD | Increasing Short | 4,826 | 11.0686 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 30-Sep-24 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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