FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 19 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,384,990 | 3.20% | 91,320 | 0.01% | |||
(2) Cash-settled derivatives: | 57,075 | 0.01% | 22,179,059 | 3.17% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 22,442,065 | 3.20% | 22,270,379 | 3.18% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 11,077,267 | 5.8140 GBP | ||||
1p ordinary | Purchase | 171,955 | 5.8000 GBP | ||||
1p ordinary | Purchase | 73,652 | 5.8213 GBP | ||||
1p ordinary | Purchase | 55,431 | 5.8128 GBP | ||||
1p ordinary | Purchase | 55,025 | 5.8226 GBP | ||||
1p ordinary | Purchase | 51,587 | 5.8280 GBP | ||||
1p ordinary | Purchase | 35,341 | 5.8170 GBP | ||||
1p ordinary | Purchase | 34,262 | 5.8010 GBP | ||||
1p ordinary | Purchase | 32,180 | 5.8157 GBP | ||||
1p ordinary | Purchase | 20,100 | 5.8230 GBP | ||||
1p ordinary | Purchase | 16,503 | 5.8036 GBP | ||||
1p ordinary | Purchase | 13,785 | 5.8059 GBP | ||||
1p ordinary | Purchase | 7,482 | 5.8160 GBP | ||||
1p ordinary | Purchase | 5,961 | 5.8001 GBP | ||||
1p ordinary | Purchase | 3,500 | 5.8200 GBP | ||||
1p ordinary | Purchase | 3,075 | 5.8115 GBP | ||||
1p ordinary | Purchase | 1,988 | 5.7999 GBP | ||||
1p ordinary | Purchase | 1,434 | 5.8020 GBP | ||||
1p ordinary | Purchase | 1,233 | 5.8027 GBP | ||||
1p ordinary | Purchase | 488 | 5.7940 GBP | ||||
1p ordinary | Purchase | 11 | 5.8040 GBP | ||||
1p ordinary | Sale | 103,307 | 5.8074 GBP | ||||
1p ordinary | Sale | 43,403 | 5.8152 GBP | ||||
1p ordinary | Sale | 28,493 | 5.8104 GBP | ||||
1p ordinary | Sale | 21,471 | 5.8160 GBP | ||||
1p ordinary | Sale | 16,700 | 5.8153 GBP | ||||
1p ordinary | Sale | 14,828 | 5.8094 GBP | ||||
1p ordinary | Sale | 10,913 | 5.8055 GBP | ||||
1p ordinary | Sale | 10,434 | 5.8058 GBP | ||||
1p ordinary | Sale | 7,885 | 5.8126 GBP | ||||
1p ordinary | Sale | 7,255 | 5.8002 GBP | ||||
1p ordinary | Sale | 5,610 | 5.8124 GBP | ||||
1p ordinary | Sale | 2,482 | 5.8080 GBP | ||||
1p ordinary | Sale | 1,933 | 5.8119 GBP | ||||
1p ordinary | Sale | 1,239 | 5.8051 GBP | ||||
1p ordinary | Sale | 1,088 | 5.8195 GBP | ||||
1p ordinary | Sale | 516 | 5.8122 GBP | ||||
1p ordinary | Sale | 484 | 5.8020 GBP | ||||
1p ordinary | Sale | 484 | 5.8021 GBP | ||||
1p ordinary | Sale | 386 | 5.8040 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 1,000 | 5.8023 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,521 | 5.8055 GBP | |||
1p ordinary | SWAP | Decreasing Short | 14,828 | 5.8094 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,933 | 5.8119 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,075 | 5.8115 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,954 | 5.8159 GBP | |||
1p ordinary | SWAP | Increasing Short | 15,563 | 5.8160 GBP | |||
1p ordinary | SWAP | Increasing Short | 35,341 | 5.8170 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,500 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 73,652 | 5.8213 GBP | |||
1p ordinary | SWAP | Increasing Short | 55,025 | 5.8226 GBP | |||
1p ordinary | SWAP | Increasing Short | 20,100 | 5.8230 GBP | |||
1p ordinary | SWAP | Increasing Short | 44 | 5.8240 GBP | |||
1p ordinary | CFD | Decreasing Short | 516 | 5.8122 GBP | |||
1p ordinary | CFD | Decreasing Short | 54,884 | 5.8124 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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