| FORM 8.5 (EPT/NON-RI) - Amendment to 2a Replaces form Released at 13/09/2024 11:58 11:20 RNS Number : 1705E | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
| (b) | Name of offeror/offeree in relation to whose |
| SEGRO PLC | ||||
|
| relevant securities this form relates: |
| |||||
| (c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
|
| principal trader is connected |
|
| ||||
| (d) | Date position held/dealing undertaken: |
| 12 Sep 2024 | ||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
|
| |||
|
| trader making disclosures in respect of any other party to the offer? | TRITAX EUROBOX PLC |
| ||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
|
| to which the disclosure relates following the dealing (if any) |
| |||||
| Class of relevant security: | 10p ordinary | ||||||
|
| Interests | Short Positions | |||||
|
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
|
|
|
| ||
|
| and/or controlled: |
|
| 7,541,700 | 0.56% | 3,333,433 | 0.25% |
| (2) | Cash-settled derivatives: |
|
|
|
| ||
|
| and/or controlled: |
|
| 3,690,193 | 0.27% | 7,010,727 | 0.52% |
| (3) | Stock-settled derivatives (including options) |
|
|
|
| ||
|
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 11,231,893 | 0.83% | 10,344,160 | 0.76% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
|
| options) |
|
|
|
|
|
|
| Class of relevant security in relation to |
|
|
|
| |||
| which subscription right exists |
|
|
|
| |||
| Details, including nature of the rights |
|
|
|
| |||
| concerned and relevant percentages: |
|
|
|
| |||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
|
|
|
|
| |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| security |
| securities | paid/received | paid/received | |||
| 10p ordinary | Purchase | 658,526 | 8.9900 GBP | 8.9186 GBP | |||
| 10p ordinary | Sale | 1,234,587 | 8.9908 GBP | 8.9320 GBP | |||
|
|
|
|
|
|
|
|
|
| (b) | Cash-settled derivative transactions |
| |||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
|
| securities |
| |||
| 10p ordinary | SWAP | Increasing Long | 11,785 | 8.9764 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 108 | 8.9140 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 722 | 8.9320 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 43 | 8.9572 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 4,769 | 8.9592 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 570 | 8.9599 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 318 | 8.9617 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 39,172 | 8.9629 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 19,387 | 8.9631 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 66,058 | 8.9632 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 20,888 | 8.9638 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 31,087 | 8.9642 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 24,765 | 8.9644 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 14,622 | 8.9657 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 1,466 | 8.9664 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 31,203 | 8.9671 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 30,503 | 8.9674 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 18,831 | 8.9682 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 182 | 8.9686 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 27,292 | 8.9692 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 3,667 | 8.9694 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 90 | 8.9756 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 263 | 8.9760 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 214 | 8.9770 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 66 | 8.9783 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 1,812 | 8.9815 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 47,026 | 8.9848 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 131 | 8.9892 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 176 | 8.9898 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 89,460 | 8.9899 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 562 | 8.9559 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,500 | 8.9566 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 28,258 | 8.9588 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,961 | 8.9640 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 11,500 | 8.9686 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 465 | 8.9700 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,197 | 8.9718 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 442 | 8.9760 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 613 | 8.9829 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 36,541 | 8.9877 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 60,889 | 8.9900 GBP | |||
| 10p ordinary | CFD | Increasing Long | 5,892 | 8.9578 GBP | |||
| 10p ordinary | CFD | Increasing Long | 3,059 | 8.9609 GBP | |||
| 10p ordinary | CFD | Increasing Long | 99,706 | 8.9884 GBP | |||
| 10p ordinary | CFD | Increasing Long | 352,735 | 8.9900 GBP | |||
|
|
|
|
|
|
|
|
|
| (c) | Stock-settled derivative transactions (including options) |
| |||||
| (i) | Writing, selling, purchasing or varying |
| |||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
|
| paid/ |
| security |
| varying etc | to which |
|
|
| received |
|
|
|
| option |
|
|
| per unit |
|
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (ii) | Exercising |
|
|
|
|
|
|
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security |
|
| securities | unit | |||
|
|
|
|
|
| |||
|
|
|
|
|
|
|
|
|
| (d) | Other dealings (including subscribing for new securities) |
| |||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
|
| applicable) | ||||
|
|
|
|
| ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| |||||
| Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
| formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
| to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
| Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
| the exempt principal trader making the disclosure and any other person relating to: |
|
| |||||
| (i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
| any derivative is referenced: |
|
|
|
|
|
| |
| NONE | |||||||
| (c) | Attachments |
|
|
|
|
|
|
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 13 Sep 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | SEGRO PLC | ||||||
| relevant securities this from relates: | |||||||
|
|
|
|
|
|
|
|
|
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
|
| Call Options | Purchased | 12,571 | 947.1620 | European |
| |
|
|
|
|
|
|
|
|
|
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
