Source - LSE Regulatory
RNS Number : 8167D
Barclays PLC
11 September 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

10 Sep 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

CENTAMIN PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 1 ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,625,534

0.63%

2,534,328

0.60%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

847,904

0.20%

542,816

0.13%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

130,000

0.03%

160,000

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,603,438

0.86%

3,237,144

0.77%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 1 ordinary

Purchase

289,564

26.9499  USD

USD 1 ordinary

Purchase

73,177

27.0787  USD

USD 1 ordinary

Purchase

72,584

27.2325  USD

USD 1 ordinary

Purchase

27,257

26.8870  USD

USD 1 ordinary

Purchase

21,924

26.6900  USD

USD 1 ordinary

Purchase

20,185

26.8951  USD

USD 1 ordinary

Purchase

19,371

26.8036  USD

USD 1 ordinary

Purchase

12,450

27.0220  USD

USD 1 ordinary

Purchase

12,250

480.2698  ZAR

USD 1 ordinary

Purchase

10,662

479.5800  ZAR

USD 1 ordinary

Purchase

10,474

26.9922  USD

USD 1 ordinary

Purchase

10,474

26.9921  USD

USD 1 ordinary

Purchase

10,000

27.2833  USD

USD 1 ordinary

Purchase

9,329

27.0125  USD

USD 1 ordinary

Purchase

7,672

27.1355  USD

USD 1 ordinary

Purchase

6,768

26.6449  USD

USD 1 ordinary

Purchase

5,600

27.2800  USD

USD 1 ordinary

Purchase

4,745

26.6043  USD

USD 1 ordinary

Purchase

4,494

26.8829  USD

USD 1 ordinary

Purchase

4,467

26.8429  USD

USD 1 ordinary

Purchase

4,432

26.8582  USD

USD 1 ordinary

Purchase

4,000

27.2841  USD

USD 1 ordinary

Purchase

3,223

26.6151  USD

USD 1 ordinary

Purchase

2,842

27.4500  USD

USD 1 ordinary

Purchase

2,633

27.3123  USD

USD 1 ordinary

Purchase

1,689

26.6973  USD

USD 1 ordinary

Purchase

1,566

26.9028  USD

USD 1 ordinary

Purchase

1,350

27.0904  USD

USD 1 ordinary

Purchase

1,246

26.9476  USD

USD 1 ordinary

Purchase

1,167

27.2100  USD

USD 1 ordinary

Purchase

1,140

27.1036  USD

USD 1 ordinary

Purchase

1,032

27.1657  USD

USD 1 ordinary

Purchase

977

26.6328  USD

USD 1 ordinary

Purchase

937

26.6270  USD

USD 1 ordinary

Purchase

900

26.6400  USD

USD 1 ordinary

Purchase

880

26.6353  USD

USD 1 ordinary

Purchase

812

26.6169  USD

USD 1 ordinary

Purchase

504

26.7858  USD

USD 1 ordinary

Purchase

500

483.7176  ZAR

USD 1 ordinary

Purchase

483

27.0900  USD

USD 1 ordinary

Purchase

479

27.1751  USD

USD 1 ordinary

Purchase

402

27.2759  USD

USD 1 ordinary

Purchase

400

27.3925  USD

USD 1 ordinary

Purchase

400

27.3500  USD

USD 1 ordinary

Purchase

382

26.5800  USD

USD 1 ordinary

Purchase

301

27.4283  USD

USD 1 ordinary

Purchase

300

26.6266  USD

USD 1 ordinary

Purchase

300

27.3700  USD

USD 1 ordinary

Purchase

282

27.3877  USD

USD 1 ordinary

Purchase

200

26.7900  USD

USD 1 ordinary

Purchase

200

27.0800  USD

USD 1 ordinary

Purchase

188

26.8929  USD

USD 1 ordinary

Purchase

134

27.0767  USD

USD 1 ordinary

Purchase

100

26.5000  USD

USD 1 ordinary

Purchase

100

27.2500  USD

USD 1 ordinary

Purchase

100

27.2400  USD

USD 1 ordinary

Purchase

100

26.6000  USD

USD 1 ordinary

Purchase

100

27.0450  USD

USD 1 ordinary

Purchase

93

27.1300  USD

USD 1 ordinary

Purchase

17

27.3888  USD

USD 1 ordinary

Purchase

15

26.4800  USD

USD 1 ordinary

Purchase

3

27.1400  USD

USD 1 ordinary

Sale

403,268

26.9599  USD

USD 1 ordinary

Sale

64,898

27.2921  USD

USD 1 ordinary

Sale

30,704

26.8484  USD

USD 1 ordinary

Sale

20,024

26.6255  USD

USD 1 ordinary

Sale

12,718

27.0472  USD

USD 1 ordinary

Sale

11,162

479.7653  ZAR

USD 1 ordinary

Sale

10,474

26.9921  USD

USD 1 ordinary

Sale

10,340

27.0087  USD

USD 1 ordinary

Sale

9,235

27.0389  USD

USD 1 ordinary

Sale

5,600

27.2800  USD

USD 1 ordinary

Sale

4,200

26.9929  USD

USD 1 ordinary

Sale

4,081

26.9835  USD

USD 1 ordinary

Sale

4,000

27.2841  USD

USD 1 ordinary

Sale

3,796

26.9900  USD

USD 1 ordinary

Sale

3,358

27.3917  USD

USD 1 ordinary

Sale

3,222

26.9985  USD

USD 1 ordinary

Sale

2,889

27.2720  USD

USD 1 ordinary

Sale

2,880

26.7307  USD

USD 1 ordinary

Sale

2,828

27.3131  USD

USD 1 ordinary

Sale

2,633

27.3123  USD

USD 1 ordinary

Sale

1,952

27.2866  USD

USD 1 ordinary

Sale

1,900

27.3694  USD

USD 1 ordinary

Sale

1,566

26.9028  USD

USD 1 ordinary

Sale

1,500

26.8400  USD

USD 1 ordinary

Sale

1,378

26.9937  USD

USD 1 ordinary

Sale

1,350

27.0904  USD

USD 1 ordinary

Sale

1,070

27.2098  USD

USD 1 ordinary

Sale

1,016

27.0650  USD

USD 1 ordinary

Sale

1,000

26.9940  USD

USD 1 ordinary

Sale

900

27.1011  USD

USD 1 ordinary

Sale

800

27.2750  USD

USD 1 ordinary

Sale

783

27.0817  USD

USD 1 ordinary

Sale

732

27.0881  USD

USD 1 ordinary

Sale

722

26.9276  USD

USD 1 ordinary

Sale

691

26.5714  USD

USD 1 ordinary

Sale

655

27.2834  USD

USD 1 ordinary

Sale

648

27.0849  USD

USD 1 ordinary

Sale

639

26.9959  USD

USD 1 ordinary

Sale

542

26.7848  USD

USD 1 ordinary

Sale

500

26.7850  USD

USD 1 ordinary

Sale

500

27.4500  USD

USD 1 ordinary

Sale

487

26.9341  USD

USD 1 ordinary

Sale

479

27.1751  USD

USD 1 ordinary

Sale

400

27.1300  USD

USD 1 ordinary

Sale

310

27.3009  USD

USD 1 ordinary

Sale

134

27.0767  USD

USD 1 ordinary

Sale

100

26.9850  USD

USD 1 ordinary

Sale

100

27.2400  USD

USD 1 ordinary

Sale

100

26.4900  USD

USD 1 ordinary

Sale

100

27.0000  USD

USD 1 ordinary

Sale

45

27.1000  USD

USD 1 ordinary

Sale

10

26.8000  USD

USD 1 ordinary

Sale

4

26.8900  USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

USD 1 ordinary

SWAP

Opening Long

1,499

463.0487  ZAR

USD 1 ordinary

SWAP

Increasing Long

32

465.6490  ZAR

USD 1 ordinary

SWAP

Increasing Long

65

467.9708  ZAR

USD 1 ordinary

SWAP

Increasing Long

4,415

468.6876  ZAR

USD 1 ordinary

SWAP

Increasing Long

32

470.2499  ZAR

USD 1 ordinary

SWAP

Increasing Long

240

472.0705  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,087

472.2443  ZAR

USD 1 ordinary

SWAP

Increasing Long

8,318

475.8953  ZAR

USD 1 ordinary

SWAP

Increasing Long

29,625

476.6717  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,662

477.7791  ZAR

USD 1 ordinary

SWAP

Increasing Long

116,399

478.9040  ZAR

USD 1 ordinary

SWAP

Increasing Long

53,048

479.2856  ZAR

USD 1 ordinary

SWAP

Increasing Long

20,000

479.3402  ZAR

USD 1 ordinary

SWAP

Increasing Long

22,612

479.4221  ZAR

USD 1 ordinary

SWAP

Increasing Long

6,546

479.5800  ZAR

USD 1 ordinary

SWAP

Increasing Long

66,830

479.6615  ZAR

USD 1 ordinary

SWAP

Increasing Long

131,134

480.1889  ZAR

USD 1 ordinary

SWAP

Increasing Long

145

480.4816  ZAR

USD 1 ordinary

SWAP

Increasing Long

7,555

481.0867  ZAR

USD 1 ordinary

SWAP

Increasing Long

13,543

481.3374  ZAR

USD 1 ordinary

SWAP

Increasing Long

407

481.5165  ZAR

USD 1 ordinary

SWAP

Increasing Long

671

481.8286  ZAR

USD 1 ordinary

SWAP

Increasing Long

3

482.0715  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,116

482.0816  ZAR

USD 1 ordinary

SWAP

Increasing Long

4

482.1715  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,040

482.3934  ZAR

USD 1 ordinary

SWAP

Increasing Long

2

483.0517  ZAR

USD 1 ordinary

SWAP

Increasing Long

2,344

483.0571  ZAR

USD 1 ordinary

SWAP

Increasing Long

17

483.0723  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,056

483.2887  ZAR

USD 1 ordinary

SWAP

Increasing Long

206

483.5001  ZAR

USD 1 ordinary

SWAP

Increasing Long

26

483.5022  ZAR

USD 1 ordinary

SWAP

Increasing Long

27,085

483.5308  ZAR

USD 1 ordinary

SWAP

Increasing Long

478

483.6643  ZAR

USD 1 ordinary

SWAP

Increasing Long

46,632

483.7280  ZAR

USD 1 ordinary

SWAP

Increasing Long

14,791

483.7604  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,261

484.7599  ZAR

USD 1 ordinary

SWAP

Increasing Long

675

485.1468  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,469

485.7298  ZAR

USD 1 ordinary

SWAP

Increasing Long

11

485.9123  ZAR

USD 1 ordinary

SWAP

Increasing Long

691

485.9478  ZAR

USD 1 ordinary

SWAP

Increasing Long

14

487.5926  ZAR

USD 1 ordinary

SWAP

Increasing Long

19

487.6726  ZAR

USD 1 ordinary

SWAP

Increasing Long

1,297

488.9052  ZAR

USD 1 ordinary

SWAP

Increasing Long

402,137

508.6000  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,499

462.9700  ZAR

USD 1 ordinary

SWAP

Decreasing Long

32

465.5699  ZAR

USD 1 ordinary

SWAP

Decreasing Long

23,756

467.4728  ZAR

USD 1 ordinary

SWAP

Decreasing Long

65

467.8913  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4,415

468.6079  ZAR

USD 1 ordinary

SWAP

Decreasing Long

8,044

469.1705  ZAR

USD 1 ordinary

SWAP

Decreasing Long

32

470.1700  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,087

472.1640  ZAR

USD 1 ordinary

SWAP

Decreasing Long

29,625

476.5907  ZAR

USD 1 ordinary

SWAP

Decreasing Long

20,226

477.8743  ZAR

USD 1 ordinary

SWAP

Decreasing Long

80,475

478.7059  ZAR

USD 1 ordinary

SWAP

Decreasing Long

116,399

478.8226  ZAR

USD 1 ordinary

SWAP

Decreasing Long

20,000

479.3402  ZAR

USD 1 ordinary

SWAP

Decreasing Long

73,376

479.5800  ZAR

USD 1 ordinary

SWAP

Decreasing Long

131,134

480.1073  ZAR

USD 1 ordinary

SWAP

Decreasing Long

7,555

481.0049  ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,543

481.2556  ZAR

USD 1 ordinary

SWAP

Decreasing Long

9,324

481.2723  ZAR

USD 1 ordinary

SWAP

Decreasing Long

407

481.4346  ZAR

USD 1 ordinary

SWAP

Decreasing Long

671

481.7467  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3

481.9896  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,116

481.9997  ZAR

USD 1 ordinary

SWAP

Decreasing Long

4

482.0896  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,040

482.3114  ZAR

USD 1 ordinary

SWAP

Decreasing Long

282,971

482.8928  ZAR

USD 1 ordinary

SWAP

Decreasing Long

13,966

482.9667  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2

482.9696  ZAR

USD 1 ordinary

SWAP

Decreasing Long

2,344

482.9750  ZAR

USD 1 ordinary

SWAP

Decreasing Long

17

482.9902  ZAR

USD 1 ordinary

SWAP

Decreasing Long

3,994

483.1318  ZAR

USD 1 ordinary

SWAP

Decreasing Long

206

483.4179  ZAR

USD 1 ordinary

SWAP

Decreasing Long

26

483.4200  ZAR

USD 1 ordinary

SWAP

Decreasing Long

27,085

483.4486  ZAR

USD 1 ordinary

SWAP

Decreasing Long

478

483.5821  ZAR

USD 1 ordinary

SWAP

Decreasing Long

11,838

483.5950  ZAR

USD 1 ordinary

SWAP

Decreasing Long

46,632

483.6458  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14,791

483.6781  ZAR

USD 1 ordinary

SWAP

Decreasing Long

675

485.0644  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,469

485.6473  ZAR

USD 1 ordinary

SWAP

Decreasing Long

11

485.8297  ZAR

USD 1 ordinary

SWAP

Decreasing Long

691

485.8652  ZAR

USD 1 ordinary

SWAP

Decreasing Long

14

487.5097  ZAR

USD 1 ordinary

SWAP

Decreasing Long

19

487.5897  ZAR

USD 1 ordinary

SWAP

Decreasing Long

1,297

488.8221  ZAR

USD 1 ordinary

SWAP

Opening Short

402,137

508.6000  ZAR

USD 1 ordinary

CFD

Opening Long

23,756

467.4237  ZAR

USD 1 ordinary

CFD

Increasing Long

8,044

469.1446  ZAR

USD 1 ordinary

CFD

Increasing Long

20,226

477.8241  ZAR

USD 1 ordinary

CFD

Increasing Long

80,475

478.6437  ZAR

USD 1 ordinary

CFD

Increasing Long

6,546

479.5800  ZAR

USD 1 ordinary

CFD

Increasing Long

9,324

481.2217  ZAR

USD 1 ordinary

CFD

Increasing Long

282,971

482.8300  ZAR

USD 1 ordinary

CFD

Increasing Long

13,966

482.8556  ZAR

USD 1 ordinary

CFD

Increasing Long

3,994

483.0811  ZAR

USD 1 ordinary

CFD

Increasing Long

11,838

483.5321  ZAR

USD 1 ordinary

CFD

Decreasing Long

240

472.1318  ZAR

USD 1 ordinary

CFD

Decreasing Long

8,318

475.9571  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,662

477.8412  ZAR

USD 1 ordinary

CFD

Decreasing Long

53,048

479.3360  ZAR

USD 1 ordinary

CFD

Decreasing Long

22,612

479.4725  ZAR

USD 1 ordinary

CFD

Decreasing Long

6,546

479.5800  ZAR

USD 1 ordinary

CFD

Decreasing Long

145

480.5080  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,056

483.3394  ZAR

USD 1 ordinary

CFD

Decreasing Long

1,261

484.8108  ZAR

USD 1 ordinary

SWAP

Opening Long

134

27.0718  USD

USD 1 ordinary

SWAP

Opening Short

20,000

26.6264  USD

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Sep 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

ANGLOGOLD ASHANTI PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 1 ordinary

Put Options

Purchased

-160,000

22.0000

American

21 Mar 2025

USD 1 ordinary

Put Options

Written

130,000

15.0000

American

17 Jan 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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