FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | | BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose | | SEGRO PLC | ||||
| relevant securities this form relates: | | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
| principal trader is connected | | | ||||
(d) | Date position held/dealing undertaken: | | 10 Sep 2024 | ||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | | | |||
| trader making disclosures in respect of any other party to the offer? | TRITAX EUROBOX PLC | | ||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | | |||||
| to which the disclosure relates following the dealing (if any) | | |||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | | | | | ||
| and/or controlled: | | | 7,573,453 | 0.56% | 2,679,969 | 0.20% |
(2) | Cash-settled derivatives: | | | | | ||
| and/or controlled: | | | 3,032,539 | 0.22% | 7,270,272 | 0.54% |
(3) | Stock-settled derivatives (including options) | | | | | ||
| and agreements to purchase/sell: | | | 0 | 0.00% | 0 | 0.00% |
| | | | | | | |
| TOTAL: | | | 10,605,992 | 0.78% | 9,950,241 | 0.74% |
(b) | Rights to subscribe for new securities (including directors and other executive | | |||||
| options) | | | | | | |
Class of relevant security in relation to | | | | | |||
which subscription right exists | | | | | |||
Details, including nature of the rights | | | | | |||
concerned and relevant percentages: | | | | | |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | | | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security | | securities | paid/received | paid/received | |||
10p ordinary | Purchase | 2,366,490 | 8.9240 GBP | 8.7810 GBP | |||
10p ordinary | Sale | 2,421,233 | 8.9240 GBP | 8.7810 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | | reference | unit | |||
security | | | securities | | |||
10p ordinary | SWAP | Increasing Long | 11,472 | 8.8626 GBP | |||
10p ordinary | SWAP | Decreasing Short | 28 | 8.7820 GBP | |||
10p ordinary | SWAP | Decreasing Short | 238 | 8.8038 GBP | |||
10p ordinary | SWAP | Decreasing Short | 553 | 8.8290 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,968 | 8.8377 GBP | |||
10p ordinary | SWAP | Decreasing Short | 422 | 8.8477 GBP | |||
10p ordinary | SWAP | Decreasing Short | 496 | 8.8566 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,374 | 8.8568 GBP | |||
10p ordinary | SWAP | Decreasing Short | 190 | 8.8570 GBP | |||
10p ordinary | SWAP | Decreasing Short | 22,159 | 8.8619 GBP | |||
10p ordinary | SWAP | Decreasing Short | 15,701 | 8.8633 GBP | |||
10p ordinary | SWAP | Decreasing Short | 177 | 8.8680 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17 | 8.8701 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,757 | 8.8725 GBP | |||
10p ordinary | SWAP | Decreasing Short | 419 | 8.8778 GBP | |||
10p ordinary | SWAP | Decreasing Short | 55 | 8.8839 GBP | |||
10p ordinary | SWAP | Decreasing Short | 14,817 | 8.8842 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,306 | 8.8849 GBP | |||
10p ordinary | SWAP | Decreasing Short | 20,297 | 8.8892 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,920 | 8.8936 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,619 | 8.8948 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,351 | 8.8993 GBP | |||
10p ordinary | SWAP | Decreasing Short | 901 | 8.9006 GBP | |||
10p ordinary | SWAP | Decreasing Short | 383 | 8.9045 GBP | |||
10p ordinary | SWAP | Decreasing Short | 105 | 8.9055 GBP | |||
10p ordinary | SWAP | Decreasing Short | 25,658 | 8.9059 GBP | |||
10p ordinary | SWAP | Decreasing Short | 502 | 8.9062 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,419 | 8.9083 GBP | |||
10p ordinary | SWAP | Increasing Short | 465 | 8.8041 GBP | |||
10p ordinary | SWAP | Increasing Short | 179 | 8.8440 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,800 | 8.8518 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,425 | 8.8532 GBP | |||
10p ordinary | SWAP | Increasing Short | 79 | 8.8540 GBP | |||
10p ordinary | SWAP | Increasing Short | 679 | 8.8545 GBP | |||
10p ordinary | SWAP | Increasing Short | 341 | 8.8552 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,309 | 8.8555 GBP | |||
10p ordinary | SWAP | Increasing Short | 10,700 | 8.8617 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,621 | 8.8712 GBP | |||
10p ordinary | SWAP | Increasing Short | 14,268 | 8.8741 GBP | |||
10p ordinary | SWAP | Increasing Short | 14,357 | 8.8769 GBP | |||
10p ordinary | SWAP | Increasing Short | 57,616 | 8.8857 GBP | |||
10p ordinary | SWAP | Increasing Short | 21,615 | 8.8865 GBP | |||
10p ordinary | SWAP | Increasing Short | 3 | 8.8907 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,843 | 8.8950 GBP | |||
10p ordinary | SWAP | Increasing Short | 203,092 | 8.9060 GBP | |||
10p ordinary | CFD | Increasing Long | 531 | 8.8537 GBP | |||
10p ordinary | CFD | Increasing Long | 87,346 | 8.9060 GBP | |||
10p ordinary | CFD | Increasing Long | 1,095 | 8.9237 GBP | |||
10p ordinary | CFD | Decreasing Long | 4 | 8.8175 GBP | |||
10p ordinary | CFD | Decreasing Long | 5,505 | 8.8844 GBP | |||
10p ordinary | CFD | Decreasing Long | 1,125 | 8.9060 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | | |||||
(i) | Writing, selling, purchasing or varying | | |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
| | | | | | | |
| | | | | | | |
(ii) | Exercising | | | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | | | securities | unit | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) | | |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | | | applicable) | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | | |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | | | |||||
formal or informal, relating to relevant securities which may be an inducement to deal | | | |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | | ||||||
to the offer or any person acting in concert with a party to the offer: | | | | ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | | |||||
Details of any agreement, arrangement or understanding, formal or informal, between | | | |||||
the exempt principal trader making the disclosure and any other person relating to: | | | |||||
(i) the voting rights of any relevant securities under any option; or | | | | ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | | | |||||
any derivative is referenced: | | | | | | | |
NONE | |||||||
(c) | Attachments | | | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 11 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
| | | | | | | |
| | | | | | | |
| | | | | | | |
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | SEGRO PLC | ||||||
relevant securities this from relates: | |||||||
| | | | | | | |
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
| Call Options | Purchased | 12,571 | 947.1620 | European | | |
| | | | | | | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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