| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | | BARCLAYS CAPITAL SECURITIES LTD | ||||
| (b) | Name of offeror/offeree in relation to whose | | SEGRO PLC | ||||
| | relevant securities this form relates: | | |||||
| (c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
| | principal trader is connected | | | ||||
| (d) | Date position held/dealing undertaken: | | 09 Sep 2024 | ||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: | | | |||
| | trader making disclosures in respect of any other party to the offer? | TRITAX EUROBOX PLC | | ||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | | |||||
| | to which the disclosure relates following the dealing (if any) | | |||||
| Class of relevant security: | 10p ordinary | ||||||
| | Interests | Short Positions | |||||
| | Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | | | | | ||
| | and/or controlled: | | | 7,479,102 | 0.55% | 2,530,875 | 0.19% |
| (2) | Cash-settled derivatives: | | | | | ||
| | and/or controlled: | | | 2,884,046 | 0.21% | 7,011,439 | 0.52% |
| (3) | Stock-settled derivatives (including options) | | | | | ||
| | and agreements to purchase/sell: | | | 0 | 0.00% | 0 | 0.00% |
| | | | | | | | |
| | TOTAL: | | | 10,363,148 | 0.77% | 9,542,314 | 0.71% |
| (b) | Rights to subscribe for new securities (including directors and other executive | | |||||
| | options) | | | | | | |
| Class of relevant security in relation to | | | | | |||
| which subscription right exists | | | | | |||
| Details, including nature of the rights | | | | | |||
| concerned and relevant percentages: | | | | | |||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales | | | | | | |
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| security | | securities | paid/received | paid/received | |||
| 10p ordinary | Purchase | 1,342,433 | 8.8200 GBP | 8.6910 GBP | |||
| 10p ordinary | Sale | 1,465,538 | 8.8201 GBP | 8.6940 GBP | |||
| | | | | | | | |
| (b) | Cash-settled derivative transactions | | |||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | | reference | unit | |||
| security | | | securities | | |||
| 10p ordinary | SWAP | Increasing Long | 12,063 | 8.7968 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 491 | 8.7280 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 115 | 8.7399 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 32 | 8.7440 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 366 | 8.7530 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 68 | 8.7560 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 70,268 | 8.7584 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 739 | 8.7613 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 6,310 | 8.7615 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 2,357 | 8.7631 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 432 | 8.7646 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 10,808 | 8.7652 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 99 | 8.7659 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 8,127 | 8.7670 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 179 | 8.7679 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 3,315 | 8.7698 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 16,071 | 8.7723 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 9,235 | 8.7764 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 5,553 | 8.7767 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 105 | 8.7779 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 3,782 | 8.7798 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 13,519 | 8.7799 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 6,588 | 8.7856 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 11,864 | 8.7919 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 5,621 | 8.7922 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 3,333 | 8.7953 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 31 | 8.7959 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 33 | 8.7961 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 18 | 8.8005 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 652 | 8.8165 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 512 | 8.8166 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 68,758 | 8.8180 GBP | |||
| 10p ordinary | SWAP | Decreasing Short | 1,050 | 8.8200 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 323 | 8.6940 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,155 | 8.6993 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,812 | 8.7221 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 53 | 8.7234 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 176 | 8.7340 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 138 | 8.7380 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 290 | 8.7406 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,200 | 8.7441 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 1,768 | 8.7463 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 3,311 | 8.7502 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 15 | 8.7520 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 140 | 8.7533 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 899 | 8.7610 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 3,357 | 8.7622 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 6,547 | 8.7675 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 2,779 | 8.7716 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 2,675 | 8.7718 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 9,268 | 8.7780 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 20 | 8.7940 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 8,833 | 8.7959 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 30,610 | 8.8170 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 30,795 | 8.8180 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 201 | 8.8184 GBP | |||
| 10p ordinary | SWAP | Increasing Short | 2,832 | 8.8186 GBP | |||
| 10p ordinary | CFD | Increasing Long | 2,966 | 8.7574 GBP | |||
| 10p ordinary | CFD | Increasing Long | 20 | 8.7620 GBP | |||
| 10p ordinary | CFD | Increasing Long | 9,867 | 8.7666 GBP | |||
| 10p ordinary | CFD | Increasing Long | 208 | 8.7939 GBP | |||
| 10p ordinary | CFD | Increasing Long | 805 | 8.8192 GBP | |||
| 10p ordinary | CFD | Decreasing Long | 7,403 | 8.7656 GBP | |||
| 10p ordinary | CFD | Decreasing Long | 85 | 8.7672 GBP | |||
| 10p ordinary | CFD | Decreasing Long | 37,321 | 8.8180 GBP | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions (including options) | | |||||
| (i) | Writing, selling, purchasing or varying | | |||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | | date | money |
| relevant | | selling, | securities | per unit | | | paid/ |
| security | | varying etc | to which | | | | received |
| | | | option | | | | per unit |
| | | | relates | | | | |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising | | | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | | | securities | unit | |||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for new securities) | | |||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | | | applicable) | ||||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | | |||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | | | |||||
| formal or informal, relating to relevant securities which may be an inducement to deal | | | |||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | | ||||||
| to the offer or any person acting in concert with a party to the offer: | | | | ||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | | |||||
| Details of any agreement, arrangement or understanding, formal or informal, between | | | |||||
| the exempt principal trader making the disclosure and any other person relating to: | | | |||||
| (i) the voting rights of any relevant securities under any option; or | | | | ||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | | | |||||
| any derivative is referenced: | | | | | | | |
| NONE | |||||||
| (c) | Attachments | | | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 10 Sep 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
| | | | | | | | |
| | | | | | | | |
| | | | | | | | |
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | SEGRO PLC | ||||||
| relevant securities this from relates: | |||||||
| | | | | | | | |
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
| | Call Options | Purchased | 12,571 | 947.1620 | European | | |
| | | | | | | | |
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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