![](https://tracker.live.rns-distribution.com/track.live-rns/5337700_d9353a075fe0b610698e373da828b7e4.png)
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ASCENTIAL PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 04 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
|
| |||
| disclosures in respect of any other party to the offer? |
|
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | 1.7p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 5,999,680 | 2.93% | 496,904 | 0.24% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 505,544 | 0.25% | 5,778,697 | 2.82% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 6,505,224 | 3.18% | 6,275,601 | 3.07% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
1.7p ordinary | Purchase | 53,721 | 5.6908 GBP | ||||
1.7p ordinary | Purchase | 24,705 | 5.6900 GBP | ||||
1.7p ordinary | Purchase | 17,333 | 5.6894 GBP | ||||
1.7p ordinary | Purchase | 14,577 | 5.7005 GBP | ||||
1.7p ordinary | Purchase | 6,303 | 5.6897 GBP | ||||
1.7p ordinary | Purchase | 6,057 | 5.6896 GBP | ||||
1.7p ordinary | Purchase | 5,174 | 5.6944 GBP | ||||
1.7p ordinary | Purchase | 5,142 | 5.6906 GBP | ||||
1.7p ordinary | Purchase | 2,978 | 5.6962 GBP | ||||
1.7p ordinary | Purchase | 2,968 | 5.6950 GBP | ||||
1.7p ordinary | Purchase | 2,739 | 5.7000 GBP | ||||
1.7p ordinary | Purchase | 2,486 | 5.6940 GBP | ||||
1.7p ordinary | Purchase | 1,177 | 5.6925 GBP | ||||
1.7p ordinary | Purchase | 1,092 | 5.6922 GBP | ||||
1.7p ordinary | Purchase | 1,029 | 5.6902 GBP | ||||
1.7p ordinary | Purchase | 426 | 5.6959 GBP | ||||
1.7p ordinary | Sale | 200,570 | 5.6933 GBP | ||||
1.7p ordinary | Sale | 100,313 | 5.6900 GBP | ||||
1.7p ordinary | Sale | 24,512 | 5.6883 GBP | ||||
1.7p ordinary | Sale | 16,093 | 5.6891 GBP | ||||
1.7p ordinary | Sale | 11,849 | 5.6950 GBP | ||||
1.7p ordinary | Sale | 10,312 | 5.6963 GBP | ||||
1.7p ordinary | Sale | 4,552 | 5.6919 GBP | ||||
1.7p ordinary | Sale | 622 | 5.6863 GBP | ||||
1.7p ordinary | Sale | 467 | 5.6923 GBP | ||||
1.7p ordinary | Sale | 364 | 5.6886 GBP | ||||
1.7p ordinary | Sale | 31 | 5.6861 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
1.7p ordinary | SWAP | Decreasing Long | 8,306 | 5.6906 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 31 | 5.6861 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 622 | 5.6863 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 24,512 | 5.6882 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 16,093 | 5.6891 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 17,515 | 5.6900 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 4,552 | 5.6919 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 467 | 5.6923 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 200,570 | 5.6933 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 15,771 | 5.6950 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 3,795 | 5.6983 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 24,285 | 5.6900 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 137 | 5.6904 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 15,681 | 5.6926 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 370 | 5.6933 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 4,322 | 5.6950 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 2,978 | 5.6962 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 1,287 | 5.7000 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 14,577 | 5.7005 GBP | |||
1.7p ordinary | CFD | Increasing Short | 15 | 5.6906 GBP | |||
1.7p ordinary | CFD | Increasing Short | 689 | 5.6953 GBP | |||
1.7p ordinary | CFD | Increasing Short | 426 | 5.6959 GBP | |||
1.7p ordinary | CFD | Increasing Short | 3,303 | 5.7005 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 05 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.