| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: |
| Barclays PLC. | ||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | ASCENTIAL PLC | |||||
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| relevant securities this form relates: | ||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
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| offeror/offeree: | ||||||
| (e) | Date position held/dealing undertaken: | 03 Sep 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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| Class of relevant security: | 1.7p ordinary | ||||||
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| Interests | Short Positions | |||||
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| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned |
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| and/or controlled: |
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| 6,174,422 | 3.03% | 449,868 | 0.22% |
| (2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 459,559 | 0.23% | 5,940,264 | 2.90% |
| (3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 6,633,981 | 3.25% | 6,390,132 | 3.12% |
| (b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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| Class of relevant security in relation to |
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| which subscription right exists |
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| Details, including nature of the rights |
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| concerned and relevant percentages: |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales |
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| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security |
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| 1.7p ordinary | Purchase | 48,993 | 5.7000 GBP | ||||
| 1.7p ordinary | Purchase | 43,111 | 5.6977 GBP | ||||
| 1.7p ordinary | Purchase | 23,544 | 5.6951 GBP | ||||
| 1.7p ordinary | Purchase | 22,898 | 5.6944 GBP | ||||
| 1.7p ordinary | Purchase | 22,644 | 5.6901 GBP | ||||
| 1.7p ordinary | Purchase | 16,349 | 5.6992 GBP | ||||
| 1.7p ordinary | Purchase | 14,396 | 5.6945 GBP | ||||
| 1.7p ordinary | Purchase | 10,053 | 5.6910 GBP | ||||
| 1.7p ordinary | Purchase | 8,078 | 5.6906 GBP | ||||
| 1.7p ordinary | Purchase | 5,434 | 5.6993 GBP | ||||
| 1.7p ordinary | Purchase | 4,150 | 5.6862 GBP | ||||
| 1.7p ordinary | Purchase | 2,812 | 5.6879 GBP | ||||
| 1.7p ordinary | Purchase | 2,766 | 5.6925 GBP | ||||
| 1.7p ordinary | Purchase | 2,477 | 5.6887 GBP | ||||
| 1.7p ordinary | Purchase | 2,470 | 5.6939 GBP | ||||
| 1.7p ordinary | Purchase | 1,811 | 5.6883 GBP | ||||
| 1.7p ordinary | Purchase | 1,753 | 5.6915 GBP | ||||
| 1.7p ordinary | Purchase | 1,282 | 5.6900 GBP | ||||
| 1.7p ordinary | Purchase | 1,172 | 5.6822 GBP | ||||
| 1.7p ordinary | Purchase | 31 | 5.7009 GBP | ||||
| 1.7p ordinary | Sale | 102,771 | 5.7000 GBP | ||||
| 1.7p ordinary | Sale | 73,299 | 5.6948 GBP | ||||
| 1.7p ordinary | Sale | 59,797 | 5.6990 GBP | ||||
| 1.7p ordinary | Sale | 23,342 | 5.6971 GBP | ||||
| 1.7p ordinary | Sale | 19,980 | 5.6912 GBP | ||||
| 1.7p ordinary | Sale | 17,063 | 5.6983 GBP | ||||
| 1.7p ordinary | Sale | 8,117 | 5.6844 GBP | ||||
| 1.7p ordinary | Sale | 5,243 | 5.6897 GBP | ||||
| 1.7p ordinary | Sale | 4,685 | 5.6960 GBP | ||||
| 1.7p ordinary | Sale | 3,124 | 5.6900 GBP | ||||
| 1.7p ordinary | Sale | 743 | 5.6907 GBP | ||||
| 1.7p ordinary | Sale | 411 | 5.6833 GBP | ||||
| 1.7p ordinary | Sale | 187 | 5.6849 GBP | ||||
| 1.7p ordinary | Sale | 144 | 5.6850 GBP | ||||
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| (b) | Cash-settled derivative transactions |
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| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description |
| reference | unit | |||
| security |
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| securities |
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| 1.7p ordinary | SWAP | Decreasing Long | 4,757 | 5.6954 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Long | 2,165 | 5.6955 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 411 | 5.6833 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 8,117 | 5.6844 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 2 | 5.6900 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 743 | 5.6907 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 19,980 | 5.6913 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 80,538 | 5.6948 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 3,921 | 5.6954 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 23,342 | 5.6971 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 17 | 5.6988 GBP | |||
| 1.7p ordinary | SWAP | Decreasing Short | 19,108 | 5.7000 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 203 | 5.6871 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 22 | 5.6900 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 48,181 | 5.6903 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 9,547 | 5.6906 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 496 | 5.6921 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 721 | 5.6925 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 7,667 | 5.6939 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 10,740 | 5.6942 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 11,594 | 5.6944 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 23,544 | 5.6951 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 1,471 | 5.6993 GBP | |||
| 1.7p ordinary | SWAP | Increasing Short | 32,747 | 5.7000 GBP | |||
| 1.7p ordinary | CFD | Decreasing Short | 83,663 | 5.7000 GBP | |||
| 1.7p ordinary | CFD | Increasing Short | 2,588 | 5.6960 GBP | |||
| 1.7p ordinary | CFD | Increasing Short | 249 | 5.6995 GBP | |||
| 1.7p ordinary | CFD | Increasing Short | 81 | 5.7004 GBP | |||
| 1.7p ordinary | CFD | Increasing Short | 31 | 5.7009 GBP | |||
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| (c) | Stock-settled derivative transactions (including options) |
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| (i) | Writing, selling, purchasing or varying |
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| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price |
| date | money |
| relevant |
| selling, | securities | per unit |
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| paid/ |
| security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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| (ii) | Exercising |
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| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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| (d) | Other dealings (including subscribing for new securities) |
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| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security |
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| applicable) | ||||
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| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
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| Details of any indemnity or option arrangement, or any agreement or understanding, |
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| formal or informal, relating to relevant securities which may be an inducement to deal |
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| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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| to the offer or any person acting in concert with a party to the offer: |
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| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
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| Details of any agreement, arrangement or understanding, formal or informal, between |
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| the person making the disclosure and any other person relating to: |
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| (i) the voting rights of any relevant securities under any option; or |
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| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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| any derivative is referenced: |
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| NONE | |||||||
| (c) | Attachments |
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| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 04 Sep 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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