Notification of dealing form
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Graham Kerr | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Executive Officer and Managing Director | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 1,181,803 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 30 August 2024 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Off-market transfer of shares made as part settlement of a marital divorce | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Off-market transfer of shares made as part settlement of a marital divorce | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 141645 Total Aggregated Price: 0.00 | ||||
| g) | Date of the transaction | 3 September 2024 | ||||
| h) | Place of the transaction | XASX | ||||
Notification of dealing forms
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Vanessa de Macedo Torres | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Operating Officer | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 336437 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 30 August 2024 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.1015 Aggregated volume: 200000 Total Aggregated Price: 620300.00 | ||||
| g) | Date of transaction | 2 September 2024 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.115 Aggregated volume: 42235 Total Aggregated Price: 131562.03 | ||||
| g) | Date of transaction | 3 September 2024 | ||||
| h) | Place of transaction | XASX | ||||
Notification of dealing form
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Kumaran Perumal Pillay | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Operating Officer | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 198716 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 30 August 2024 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: amount Aggregated volume: 82436 Total Aggregated Price: 258849.04 | ||||
| g) | Date of transaction | 30 August 2024 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.115 Aggregated volume: 6988 Total Aggregated Price: 21767.62 | ||||
| g) | Date of transaction | 2 September 2024 | ||||
| h) | Place of transaction | XASX | ||||
Notification of dealing form
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Sandy Sibenaler | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Financial Officer | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 63047 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 30 August 2024 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.06 Aggregated volume: 29633 Total Aggregated Price: 90676.98 | ||||
| g) | Date of transaction | 2 September 2024 | ||||
| h) | Place of transaction | XASX | ||||
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