Source - LSE Regulatory
RNS Number : 2071C
Morgan Stanley & Co. Int'l plc
29 August 2024
 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

27 August 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

545,024

11.0600 GBP

11.0025 GBP

0.4p ordinary

SALES

525,967

11.1000 GBP

11.0050 GBP

0.4p ordinary

PURCHASES

1,900

14.5688 USD

14.5688 USD

0.4p ordinary

SALES

1,900

14.5717 USD

14.5717 USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

993

11.0150 GBP

0.4p ordinary

CFD

increasing a long position

36,082

11.0200 GBP

0.4p ordinary

CFD

increasing a long position

525

11.0200 GBP

0.4p ordinary

CFD

increasing a long position

87

11.0320 GBP

0.4p ordinary

CFD

increasing a long position

39

11.0400 GBP

0.4p ordinary

CFD

increasing a short position

5,479

11.0033 GBP

0.4p ordinary

CFD

increasing a short position

2,917

11.0140 GBP

0.4p ordinary

CFD

increasing a short position

10,012

11.0174 GBP

0.4p ordinary

CFD

increasing a short position

7,667

11.0200 GBP

0.4p ordinary

CFD

increasing a short position

1,705

11.0200 GBP

0.4p ordinary

CFD

increasing a short position

258

11.0200 GBP

0.4p ordinary

CFD

increasing a short position

12

11.0200 GBP

0.4p ordinary

CFD

increasing a short position

470

11.0200 GBP

0.4p ordinary

CFD

increasing a short position

100

11.0200 GBP

0.4p ordinary

CFD

increasing a short position

500

11.0211 GBP

0.4p ordinary

CFD

reducing a long position

58,734

11.0183 GBP

0.4p ordinary

CFD

reducing a long position

993

11.0188 GBP

0.4p ordinary

CFD

reducing a long position

247

11.0200 GBP

0.4p ordinary

CFD

reducing a long position

36,082

11.0200 GBP

0.4p ordinary

CFD

reducing a long position

600

11.0200 GBP

0.4p ordinary

CFD

reducing a long position

2,385

11.0203 GBP

0.4p ordinary

CFD

reducing a long position

39

11.0250 GBP

0.4p ordinary

CFD

reducing a long position

38,569

11.0272 GBP

0.4p ordinary

CFD

reducing a long position

51,115

11.0272 GBP

0.4p ordinary

CFD

reducing a long position

202,843

11.0272 GBP

0.4p ordinary

CFD

reducing a short position

284,874

11.0146 GBP

0.4p ordinary

CFD

reducing a short position

74,865

11.0146 GBP

0.4p ordinary

CFD

reducing a short position

2,550

11.0198 GBP

0.4p ordinary

CFD

reducing a short position

1,545

11.0200 GBP

0.4p ordinary

CFD

reducing a short position

732

11.0200 GBP

0.4p ordinary

CFD

reducing a short position

193

11.0200 GBP

0.4p ordinary

CFD

reducing a short position

138

11.0200 GBP

0.4p ordinary

CFD

reducing a short position

699

11.0221 GBP

0.4p ordinary

CFD

reducing a short position

601

11.0221 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

29 August 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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