| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
| |||||
| (c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| (d) | If an exempt fund manager connected with an |
| |||||
| (e) | Date position held/dealing undertaken: | 28 Aug 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| Class of relevant security: | 1p ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 21,994,160 | 3.14% | 20,751,653 | 2.96% | |||
| (2) Cash-settled derivatives: | 20,054 | 0.00% | 21,808,650 | 3.11% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 22,014,214 | 3.14% | 42,560,303 | 6.08% | |||
| (b) | Rights to subscribe for new securities (including directors and | ||||||
| Class of relevant security in relation to | | ||||||
| Details, including nature of the rights | | ||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchase and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| 1p ordinary | Purchase | 20,385 | 5.8022 GBP | ||||
| 1p ordinary | Purchase | 17,769 | 5.8000 GBP | ||||
| 1p ordinary | Purchase | 10,609 | 5.7975 GBP | ||||
| 1p ordinary | Purchase | 8,597 | 5.7980 GBP | ||||
| 1p ordinary | Purchase | 6,600 | 5.7938 GBP | ||||
| 1p ordinary | Purchase | 5,218 | 5.8098 GBP | ||||
| 1p ordinary | Purchase | 3,934 | 5.7997 GBP | ||||
| 1p ordinary | Purchase | 2,332 | 5.7979 GBP | ||||
| 1p ordinary | Purchase | 1,421 | 5.8002 GBP | ||||
| 1p ordinary | Purchase | 375 | 5.7920 GBP | ||||
| 1p ordinary | Purchase | 356 | 5.8120 GBP | ||||
| 1p ordinary | Purchase | 309 | 5.8100 GBP | ||||
| 1p ordinary | Purchase | 48 | 5.8029 GBP | ||||
| 1p ordinary | Sale | 46,951 | 5.7998 GBP | ||||
| 1p ordinary | Sale | 16,575 | 5.7975 GBP | ||||
| 1p ordinary | Sale | 10,142 | 5.8000 GBP | ||||
| 1p ordinary | Sale | 8,273 | 5.8001 GBP | ||||
| 1p ordinary | Sale | 4,716 | 5.8017 GBP | ||||
| 1p ordinary | Sale | 3,731 | 5.7991 GBP | ||||
| 1p ordinary | Sale | 3,722 | 5.7974 GBP | ||||
| 1p ordinary | Sale | 3,671 | 5.7951 GBP | ||||
| 1p ordinary | Sale | 1,606 | 5.7994 GBP | ||||
| 1p ordinary | Sale | 1,432 | 5.7880 GBP | ||||
| 1p ordinary | Sale | 1,389 | 5.7920 GBP | ||||
| 1p ordinary | Sale | 843 | 5.7940 GBP | ||||
| 1p ordinary | Sale | 665 | 5.8111 GBP | ||||
| 1p ordinary | Sale | 375 | 5.7921 GBP | ||||
| 1p ordinary | Sale | 302 | 5.7960 GBP | ||||
| 1p ordinary | Sale | 293 | 5.7953 GBP | ||||
| 1p ordinary | Sale | 131 | 5.8020 GBP | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| 1p ordinary | SWAP | Decreasing Short | 871 | 5.7978 GBP | |||
| 1p ordinary | CFD | Decreasing Short | 4,458 | 5.7964 GBP | |||
| 1p ordinary | CFD | Increasing Short | 48 | 5.8029 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 40,032 | 5.7998 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 7,890 | 5.8000 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 8,305 | 5.7995 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 3,554 | 5.7991 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 66 | 5.7959 GBP | |||
| 1p ordinary | SWAP | Closing Short | 1,959 | 5.7910 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 3,671 | 5.7951 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 3,722 | 5.7974 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 814 | 5.8000 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 2,332 | 5.7979 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 10,077 | 5.8009 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 5,218 | 5.8098 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 1,974 | 5.8200 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 10,609 | 5.7975 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 197 | 5.8000 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 196 | 5.7955 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 5,103 | 5.8000 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 4,716 | 5.8017 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 1,421 | 5.8002 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 11,097 | 5.8000 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 363 | 5.8000 GBP | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 29 Aug 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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