FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 22 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 33,288,803 | 2.41% | 28,735,957 | 2.08% | |||
(2) Cash-settled derivatives: | 11,129,049 | 0.81% | 33,347,083 | 2.42% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 44,417,852 | 3.22% | 62,083,040 | 4.50% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 599,777 | 4.7200 GBP | ||||
10p ordinary | Purchase | 68,676 | 4.7101 GBP | ||||
10p ordinary | Purchase | 65,541 | 4.7092 GBP | ||||
10p ordinary | Purchase | 37,465 | 4.7105 GBP | ||||
10p ordinary | Purchase | 34,696 | 4.7115 GBP | ||||
10p ordinary | Purchase | 29,380 | 4.7140 GBP | ||||
10p ordinary | Purchase | 29,100 | 4.7081 GBP | ||||
10p ordinary | Purchase | 21,216 | 4.7098 GBP | ||||
10p ordinary | Purchase | 18,481 | 4.7129 GBP | ||||
10p ordinary | Purchase | 15,645 | 4.7073 GBP | ||||
10p ordinary | Purchase | 11,159 | 4.7137 GBP | ||||
10p ordinary | Purchase | 10,415 | 4.7030 GBP | ||||
10p ordinary | Purchase | 5,930 | 4.7124 GBP | ||||
10p ordinary | Purchase | 5,506 | 4.6914 GBP | ||||
10p ordinary | Purchase | 5,297 | 4.6924 GBP | ||||
10p ordinary | Purchase | 5,200 | 4.7100 GBP | ||||
10p ordinary | Purchase | 4,765 | 4.6940 GBP | ||||
10p ordinary | Purchase | 4,436 | 4.7044 GBP | ||||
10p ordinary | Purchase | 4,098 | 4.7076 GBP | ||||
10p ordinary | Purchase | 3,488 | 4.7207 GBP | ||||
10p ordinary | Purchase | 3,192 | 4.7120 GBP | ||||
10p ordinary | Purchase | 2,794 | 4.7032 GBP | ||||
10p ordinary | Purchase | 2,756 | 4.7012 GBP | ||||
10p ordinary | Purchase | 2,630 | 4.7062 GBP | ||||
10p ordinary | Purchase | 2,125 | 4.7232 GBP | ||||
10p ordinary | Purchase | 1,953 | 4.6933 GBP | ||||
10p ordinary | Purchase | 1,918 | 4.7123 GBP | ||||
10p ordinary | Purchase | 1,761 | 4.7104 GBP | ||||
10p ordinary | Purchase | 1,452 | 4.6931 GBP | ||||
10p ordinary | Purchase | 1,293 | 4.7039 GBP | ||||
10p ordinary | Purchase | 862 | 4.7180 GBP | ||||
10p ordinary | Purchase | 843 | 4.6960 GBP | ||||
10p ordinary | Purchase | 664 | 4.6980 GBP | ||||
10p ordinary | Purchase | 598 | 4.7020 GBP | ||||
10p ordinary | Purchase | 430 | 4.7160 GBP | ||||
10p ordinary | Purchase | 158 | 4.7147 GBP | ||||
10p ordinary | Purchase | 31 | 4.7135 GBP | ||||
10p ordinary | Sale | 169,542 | 4.7140 GBP | ||||
10p ordinary | Sale | 55,606 | 4.7012 GBP | ||||
10p ordinary | Sale | 30,187 | 4.7112 GBP | ||||
10p ordinary | Sale | 17,199 | 4.6956 GBP | ||||
10p ordinary | Sale | 10,138 | 4.7094 GBP | ||||
10p ordinary | Sale | 7,438 | 4.7082 GBP | ||||
10p ordinary | Sale | 5,408 | 4.7038 GBP | ||||
10p ordinary | Sale | 5,297 | 4.6930 GBP | ||||
10p ordinary | Sale | 4,649 | 4.7142 GBP | ||||
10p ordinary | Sale | 4,288 | 4.7173 GBP | ||||
10p ordinary | Sale | 3,290 | 4.6910 GBP | ||||
10p ordinary | Sale | 1,387 | 4.6925 GBP | ||||
10p ordinary | Sale | 1,154 | 4.6959 GBP | ||||
10p ordinary | Sale | 430 | 4.7160 GBP | ||||
10p ordinary | Sale | 91 | 4.7141 GBP | ||||
10p ordinary | Sale | 65 | 4.7184 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Opening Short | 21,094 | 4.7080 GBP | |||
10p ordinary | CFD | Decreasing Short | 218 | 4.7140 GBP | |||
10p ordinary | CFD | Increasing Short | 30,000 | 4.7121 GBP | |||
10p ordinary | CFD | Increasing Short | 218 | 4.7140 GBP | |||
10p ordinary | CFD | Increasing Short | 430 | 4.7160 GBP | |||
10p ordinary | CFD | Increasing Short | 13,767 | 4.7198 GBP | |||
10p ordinary | SWAP | Decreasing Long | 599,112 | 4.7200 GBP | |||
10p ordinary | SWAP | Decreasing Short | 55,606 | 4.7012 GBP | |||
10p ordinary | SWAP | Decreasing Short | 10,138 | 4.7094 GBP | |||
10p ordinary | SWAP | Decreasing Short | 94,835 | 4.7140 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,288 | 4.7173 GBP | |||
10p ordinary | SWAP | Increasing Short | 13,108 | 4.7083 GBP | |||
10p ordinary | SWAP | Increasing Short | 68,676 | 4.7101 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,761 | 4.7104 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,899 | 4.7140 GBP | |||
10p ordinary | SWAP | Increasing Short | 375 | 4.7340 GBP | |||
10p ordinary | SWAP | Increasing Short | 29,100 | 4.7081 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,154 | 4.6960 GBP | |||
10p ordinary | SWAP | Decreasing Short | 49,212 | 4.7140 GBP | |||
10p ordinary | SWAP | Increasing Short | 8,320 | 4.7080 GBP | |||
10p ordinary | SWAP | Increasing Short | 37,465 | 4.7105 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,899 | 4.7140 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.