FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 22 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 23,265,749 | 3.32% | 20,750,949 | 2.96% | |||
(2) Cash-settled derivatives: | 20,240 | 0.00% | 23,113,877 | 3.30% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 23,285,989 | 3.32% | 43,864,826 | 6.26% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 70,000 | 5.8317 GBP | ||||
1p ordinary | Purchase | 30,000 | 5.8258 GBP | ||||
1p ordinary | Purchase | 23,285 | 5.8200 GBP | ||||
1p ordinary | Purchase | 19,684 | 5.8196 GBP | ||||
1p ordinary | Purchase | 5,377 | 5.8279 GBP | ||||
1p ordinary | Purchase | 4,239 | 5.8251 GBP | ||||
1p ordinary | Purchase | 2,216 | 5.8145 GBP | ||||
1p ordinary | Purchase | 1,930 | 5.8219 GBP | ||||
1p ordinary | Purchase | 1,580 | 5.8220 GBP | ||||
1p ordinary | Purchase | 1,047 | 5.8130 GBP | ||||
1p ordinary | Purchase | 470 | 5.8014 GBP | ||||
1p ordinary | Purchase | 287 | 5.8267 GBP | ||||
1p ordinary | Purchase | 253 | 5.8340 GBP | ||||
1p ordinary | Purchase | 162 | 5.8360 GBP | ||||
1p ordinary | Purchase | 99 | 5.8260 GBP | ||||
1p ordinary | Sale | 48,666 | 5.8291 GBP | ||||
1p ordinary | Sale | 18,686 | 5.8240 GBP | ||||
1p ordinary | Sale | 18,333 | 5.8207 GBP | ||||
1p ordinary | Sale | 17,194 | 5.8221 GBP | ||||
1p ordinary | Sale | 11,105 | 5.8202 GBP | ||||
1p ordinary | Sale | 8,348 | 5.8200 GBP | ||||
1p ordinary | Sale | 4,761 | 5.8225 GBP | ||||
1p ordinary | Sale | 2,258 | 5.8164 GBP | ||||
1p ordinary | Sale | 1,592 | 5.8220 GBP | ||||
1p ordinary | Sale | 1,414 | 5.8188 GBP | ||||
1p ordinary | Sale | 1,047 | 5.8136 GBP | ||||
1p ordinary | Sale | 813 | 5.8327 GBP | ||||
1p ordinary | Sale | 807 | 5.8162 GBP | ||||
1p ordinary | Sale | 550 | 5.8181 GBP | ||||
1p ordinary | Sale | 548 | 5.8293 GBP | ||||
1p ordinary | Sale | 470 | 5.8020 GBP | ||||
1p ordinary | Sale | 399 | 5.8080 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 3,263 | 5.8182 GBP | |||
1p ordinary | CFD | Increasing Short | 293 | 5.8190 GBP | |||
1p ordinary | CFD | Increasing Short | 559 | 5.8311 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,520 | 5.8200 GBP | |||
1p ordinary | SWAP | Decreasing Short | 36,627 | 5.8291 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,909 | 5.8191 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,414 | 5.8188 GBP | |||
1p ordinary | SWAP | Opening Short | 1,458 | 5.8162 GBP | |||
1p ordinary | SWAP | Decreasing Short | 807 | 5.8162 GBP | |||
1p ordinary | SWAP | Decreasing Short | 7,290 | 5.8200 GBP | |||
1p ordinary | SWAP | Decreasing Short | 7,540 | 5.8209 GBP | |||
1p ordinary | SWAP | Decreasing Short | 17,194 | 5.8221 GBP | |||
1p ordinary | SWAP | Decreasing Short | 18,686 | 5.8240 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,324 | 5.9000 GBP | |||
1p ordinary | SWAP | Increasing Short | 8,391 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 74 | 5.8220 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,000 | 5.8258 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,377 | 5.8280 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,258 | 5.8164 GBP | |||
1p ordinary | SWAP | Decreasing Long | 3,892 | 5.8200 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,239 | 5.8251 GBP | |||
1p ordinary | SWAP | Decreasing Short | 216 | 5.8204 GBP | |||
1p ordinary | SWAP | Decreasing Short | 15,253 | 5.8219 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,216 | 5.8145 GBP | |||
1p ordinary | SWAP | Increasing Short | 8,622 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 70,000 | 5.8317 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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