1. Market & Company News

  2. Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC

Source - LSE Regulatory
RNS Number : 6246B
Barclays PLC
23 August 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

22 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,029,943

0.64%

503,290

0.11%

(2) Cash-settled derivatives:

387,171

0.08%

2,905,580

0.61%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

3,417,114

0.72%

3,408,870

0.72%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

347690

11.0186  GBP

11.0000  GBP

0.4p ordinary

Sale

193821

11.0300  GBP

10.9900  GBP

 








(b)

a

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

CFD

Increasing Short

2,542

11.0174  GBP

0.4p ordinary

SWAP

Decreasing Short

1,149

11.0119  GBP

0.4p ordinary

SWAP

Decreasing Short

4,077

11.0035  GBP

0.4p ordinary

SWAP

Decreasing Short

57,120

11.0050  GBP

0.4p ordinary

SWAP

Increasing Short

6,139

11.0145  GBP

0.4p ordinary

SWAP

Decreasing Short

70

11.0099  GBP

0.4p ordinary

SWAP

Increasing Short

107,529

11.0008  GBP

0.4p ordinary

SWAP

Increasing Short

796

11.0008  GBP

0.4p ordinary

SWAP

Decreasing Short

8,238

11.0030  GBP

0.4p ordinary

SWAP

Decreasing Short

14,280

11.0041  GBP

0.4p ordinary

SWAP

Decreasing Short

14,998

11.0052  GBP

0.4p ordinary

SWAP

Decreasing Short

15,354

11.0174  GBP

0.4p ordinary

SWAP

Increasing Short

32,600

11.0050  GBP

0.4p ordinary

SWAP

Increasing Short

6,921

11.0067  GBP

0.4p ordinary

SWAP

Increasing Short

453

11.0078  GBP

0.4p ordinary

SWAP

Increasing Short

6,241

11.0123  GBP

0.4p ordinary

SWAP

Increasing Short

14,030

11.0140  GBP

0.4p ordinary

SWAP

Increasing Long

818

11.0109  GBP

0.4p ordinary

SWAP

Decreasing Long

225

11.0110  GBP

0.4p ordinary

SWAP

Decreasing Long

1,778

11.0137  GBP

0.4p ordinary

SWAP

Decreasing Long

372

11.0142  GBP

0.4p ordinary

SWAP

Increasing Short

24,257

11.0072  GBP

0.4p ordinary

SWAP

Decreasing Short

958

11.0119  GBP

0.4p ordinary

SWAP

Increasing Long

14,822

11.0041  GBP

0.4p ordinary

SWAP

Decreasing Long

24,713

11.0050  GBP

0.4p ordinary

SWAP

Decreasing Long

6,150

11.0091  GBP

0.4p ordinary

SWAP

Decreasing Long

39,627

11.0097  GBP

0.4p ordinary

SWAP

Decreasing Long

284

11.0125  GBP

0.4p ordinary

SWAP

Decreasing Long

4,379

11.0143  GBP

0.4p ordinary

SWAP

Decreasing Long

635

11.0150  GBP

0.4p ordinary

SWAP

Opening Short

2,513

10.9999  GBP

0.4p ordinary

SWAP

Increasing Short

1,081

11.0080  GBP

0.4p ordinary

SWAP

Increasing Short

3,737

11.0000  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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END
 
 
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