| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
| |||||
| (c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| (d) | If an exempt fund manager connected with an |
| |||||
| (e) | Date position held/dealing undertaken: | 21 Aug 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| Class of relevant security: | 1p ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 23,248,743 | 3.32% | 20,757,581 | 2.96% | |||
| (2) Cash-settled derivatives: | 26,113 | 0.00% | 23,096,112 | 3.30% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 23,274,856 | 3.32% | 43,853,693 | 6.26% | |||
| (b) | Rights to subscribe for new securities (including directors and | ||||||
| Class of relevant security in relation to | | ||||||
| Details, including nature of the rights | | ||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchase and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| 1p ordinary | Purchase | 20,765 | 5.8383 GBP | ||||
| 1p ordinary | Purchase | 13,119 | 5.8426 GBP | ||||
| 1p ordinary | Purchase | 12,604 | 5.8368 GBP | ||||
| 1p ordinary | Purchase | 12,267 | 5.8377 GBP | ||||
| 1p ordinary | Purchase | 12,140 | 5.8449 GBP | ||||
| 1p ordinary | Purchase | 9,600 | 5.8417 GBP | ||||
| 1p ordinary | Purchase | 6,176 | 5.8371 GBP | ||||
| 1p ordinary | Purchase | 3,076 | 5.8468 GBP | ||||
| 1p ordinary | Purchase | 2,898 | 5.8493 GBP | ||||
| 1p ordinary | Purchase | 2,592 | 5.8380 GBP | ||||
| 1p ordinary | Purchase | 1,765 | 5.8389 GBP | ||||
| 1p ordinary | Purchase | 778 | 5.8460 GBP | ||||
| 1p ordinary | Purchase | 498 | 5.8400 GBP | ||||
| 1p ordinary | Purchase | 432 | 5.8670 GBP | ||||
| 1p ordinary | Purchase | 262 | 5.8700 GBP | ||||
| 1p ordinary | Purchase | 56 | 5.8360 GBP | ||||
| 1p ordinary | Purchase | 16 | 5.8374 GBP | ||||
| 1p ordinary | Purchase | 5 | 5.8620 GBP | ||||
| 1p ordinary | Sale | 53,906 | 5.8385 GBP | ||||
| 1p ordinary | Sale | 21,102 | 5.8380 GBP | ||||
| 1p ordinary | Sale | 20,451 | 5.8399 GBP | ||||
| 1p ordinary | Sale | 16,146 | 5.8431 GBP | ||||
| 1p ordinary | Sale | 4,221 | 5.8400 GBP | ||||
| 1p ordinary | Sale | 2,826 | 5.8470 GBP | ||||
| 1p ordinary | Sale | 2,143 | 5.8432 GBP | ||||
| 1p ordinary | Sale | 1,387 | 5.8613 GBP | ||||
| 1p ordinary | Sale | 1,112 | 5.8360 GBP | ||||
| 1p ordinary | Sale | 591 | 5.8350 GBP | ||||
| 1p ordinary | Sale | 517 | 5.8383 GBP | ||||
| 1p ordinary | Sale | 482 | 5.8510 GBP | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| 1p ordinary | SWAP | Decreasing Short | 2,390 | 5.8493 GBP | |||
| 1p ordinary | CFD | Decreasing Short | 976 | 5.8396 GBP | |||
| 1p ordinary | CFD | Increasing Short | 8,717 | 5.8428 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 3,501 | 5.8408 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 773 | 5.8380 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 9,124 | 5.8444 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 78 | 5.8380 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 9,284 | 5.8380 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 11,203 | 5.8396 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 16,146 | 5.8432 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 1,387 | 5.8613 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 3,902 | 5.8384 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 12,140 | 5.8450 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 2,898 | 5.8493 GBP | |||
| 1p ordinary | SWAP | Increasing Long | 2,826 | 5.8470 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 1,765 | 5.8389 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 265 | 5.8479 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 10,000 | 5.8382 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 591 | 5.8350 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 4,641 | 5.8380 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 12,131 | 5.8385 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 9,600 | 5.8417 GBP | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 22 Aug 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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