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FORM 8.3 - Amendment to section 3b |
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Replaces form released 15:26 on 14 August 2024 |
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RNS number: 4834A |
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FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | ASCENTIAL PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 13-Aug-24 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2 | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1.7p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
-1 | Relevant securities owned |
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| and/or controlled: |
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| 2,775,806 | 1.36% | 458,714 | 0.22% |
-2 | Cash-settled derivatives: |
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| and/or controlled: |
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| 314,450 | 0.15% | 2,404,146 | 1.18% |
-3 | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 3,090,256 | 1.51% | 2,862,860 | 1.40% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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1.7p ordinary | Purchase | 42,431 | 5.7031 GBP | ||||
1.7p ordinary | Purchase | 16,582 | 5.7047 GBP | ||||
1.7p ordinary | Purchase | 10,973 | 5.6948 GBP | ||||
1.7p ordinary | Purchase | 9,065 | 5.6900 GBP | ||||
1.7p ordinary | Purchase | 8,882 | 5.6930 GBP | ||||
1.7p ordinary | Purchase | 8,046 | 5.7035 GBP | ||||
1.7p ordinary | Purchase | 5,384 | 5.6921 GBP | ||||
1.7p ordinary | Purchase | 4,113 | 5.6878 GBP | ||||
1.7p ordinary | Purchase | 3,087 | 5.7050 GBP | ||||
1.7p ordinary | Purchase | 3,001 | 5.6875 GBP | ||||
1.7p ordinary | Purchase | 2,758 | 5.6850 GBP | ||||
1.7p ordinary | Purchase | 1,762 | 5.6923 GBP | ||||
1.7p ordinary | Purchase | 1,653 | 5.6883 GBP | ||||
1.7p ordinary | Purchase | 1,500 | 5.6887 GBP | ||||
1.7p ordinary | Purchase | 1,269 | 5.6854 GBP | ||||
1.7p ordinary | Purchase | 1,139 | 5.6889 GBP | ||||
1.7p ordinary | Purchase | 200 | 5.6899 GBP | ||||
1.7p ordinary | Sale | 30,569 | 5.7050 GBP | ||||
1.7p ordinary | Sale | 10,450 | 5.6898 GBP | ||||
1.7p ordinary | Sale | 8,727 | 5.6892 GBP | ||||
1.7p ordinary | Sale | 3,854 | 5.6952 GBP | ||||
1.7p ordinary | Sale | 1,244 | 5.6850 GBP | ||||
1.7p ordinary | Sale | 1,124 | 5.6876 GBP | ||||
1.7p ordinary | Sale | 399 | 5.6900 GBP | ||||
1.7p ordinary | Sale | 100 | 5.6899 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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1.7p ordinary | SWAP | Decreasing Short | 10,284 | 5.6897 GBP | |||
1.7p ordinary | CFD | Increasing Short | 1,852 | 5.6903 GBP | |||
1.7p ordinary | CFD | Increasing Short | 84 | 5.6904 GBP | |||
1.7p ordinary | CFD | Increasing Short | 3,067 | 5.7001 GBP | |||
1.7p ordinary | CFD | Increasing Short | 3,032 | 5.7050 GBP | |||
1.7p ordinary | SWAP | Opening Long | 100 | 5.6899 GBP | |||
1.7p ordinary | SWAP | Closing Long | 55 | 5.7050 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 141 | 5.6883 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 1,500 | 5.6887 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 967 | 5.6850 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 65 | 5.6900 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 1,762 | 5.6923 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 8,882 | 5.6930 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 15,273 | 5.7049 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 23 | 5.7050 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 603 | 5.6900 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 331 | 5.6868 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 12,893 | 5.6882 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 985 | 5.6900 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 5,384 | 5.6922 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 10,779 | 5.7050 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 10,598 | 5.6882 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 21-Aug-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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