1. Market & Company News

  2. Form 8.5 (EPT/NON-RI) - Hargreaves Lansdown plc

Source - LSE Regulatory
RNS Number : 2931B
Barclays PLC
21 August 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

HARGREAVES LANSDOWN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

HARGREAVES LANSDOWN PLC

(d)

Date position held/dealing undertaken:

20 Aug 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.4p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

2,912,627

0.61%

608,536

0.13%

(2) Cash-settled derivatives:

501,002

0.11%

2,789,480

0.59%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

3,413,629

0.72%

3,398,016

0.72%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.4p ordinary

Purchase

297894

11.0270  GBP

10.9996  GBP

0.4p ordinary

Sale

261847

11.0150  GBP

10.9962  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.4p ordinary

SWAP

Increasing Short

353

11.0136  GBP

0.4p ordinary

CFD

Decreasing Short

51,315

11.0000  GBP

0.4p ordinary

CFD

Increasing Short

325

11.0060  GBP

0.4p ordinary

SWAP

Decreasing Short

2,166

11.0062  GBP

0.4p ordinary

SWAP

Decreasing Short

45,894

11.0000  GBP

0.4p ordinary

SWAP

Decreasing Short

7,051

11.0035  GBP

0.4p ordinary

SWAP

Increasing Short

6,999

11.0027  GBP

0.4p ordinary

SWAP

Decreasing Short

105

11.0035  GBP

0.4p ordinary

SWAP

Increasing Short

28,494

11.0042  GBP

0.4p ordinary

SWAP

Increasing Short

210

11.0042  GBP

0.4p ordinary

SWAP

Decreasing Short

19,559

11.0002  GBP

0.4p ordinary

SWAP

Decreasing Short

28,870

11.0018  GBP

0.4p ordinary

SWAP

Decreasing Short

5

11.0100  GBP

0.4p ordinary

SWAP

Decreasing Short

863

11.0150  GBP

0.4p ordinary

SWAP

Increasing Short

2,880

10.9988  GBP

0.4p ordinary

SWAP

Increasing Short

12,921

11.0000  GBP

0.4p ordinary

SWAP

Increasing Short

17,563

11.0036  GBP

0.4p ordinary

SWAP

Increasing Short

24,630

11.0057  GBP

0.4p ordinary

SWAP

Increasing Short

13,709

11.0062  GBP

0.4p ordinary

SWAP

Increasing Short

1,251

11.0082  GBP

0.4p ordinary

SWAP

Opening Long

5,672

11.0017  GBP

0.4p ordinary

SWAP

Decreasing Long

10

11.0026  GBP

0.4p ordinary

SWAP

Decreasing Long

180

11.0050  GBP

0.4p ordinary

SWAP

Decreasing Long

171

11.0061  GBP

0.4p ordinary

SWAP

Decreasing Long

56

11.0066  GBP

0.4p ordinary

SWAP

Increasing Short

17,857

11.0022  GBP

0.4p ordinary

SWAP

Decreasing Short

322

11.0054  GBP

0.4p ordinary

SWAP

Decreasing Short

1,217

11.0062  GBP

0.4p ordinary

SWAP

Increasing Long

7,993

11.0011  GBP

0.4p ordinary

SWAP

Increasing Long

2,709

11.0032  GBP

0.4p ordinary

SWAP

Decreasing Long

749

11.0014  GBP

0.4p ordinary

SWAP

Decreasing Long

5,730

11.0017  GBP

0.4p ordinary

SWAP

Decreasing Long

4,228

11.0060  GBP

0.4p ordinary

SWAP

Decreasing Long

65,431

11.0071  GBP

0.4p ordinary

SWAP

Decreasing Long

620

11.0250  GBP

0.4p ordinary

SWAP

Increasing Short

6,914

11.0550  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Aug 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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END
 
 
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