FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 16 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,973,807 | 3.28% | 20,746,359 | 2.96% | |||
(2) Cash-settled derivatives: | 14,200 | 0.00% | 22,828,096 | 3.26% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 22,988,007 | 3.28% | 43,574,455 | 6.22% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 858,518 | 5.8917 GBP | ||||
1p ordinary | Purchase | 116,032 | 5.8940 GBP | ||||
1p ordinary | Purchase | 65,881 | 5.9026 GBP | ||||
1p ordinary | Purchase | 37,772 | 5.9181 GBP | ||||
1p ordinary | Purchase | 32,901 | 5.9089 GBP | ||||
1p ordinary | Purchase | 23,064 | 5.8900 GBP | ||||
1p ordinary | Purchase | 12,111 | 5.9012 GBP | ||||
1p ordinary | Purchase | 11,668 | 5.9028 GBP | ||||
1p ordinary | Purchase | 11,107 | 5.9002 GBP | ||||
1p ordinary | Purchase | 10,030 | 5.9017 GBP | ||||
1p ordinary | Purchase | 4,990 | 5.9038 GBP | ||||
1p ordinary | Purchase | 4,490 | 5.9020 GBP | ||||
1p ordinary | Purchase | 4,115 | 5.9200 GBP | ||||
1p ordinary | Purchase | 2,216 | 5.9140 GBP | ||||
1p ordinary | Purchase | 2,178 | 5.8920 GBP | ||||
1p ordinary | Purchase | 1,848 | 5.8902 GBP | ||||
1p ordinary | Purchase | 1,655 | 5.9180 GBP | ||||
1p ordinary | Purchase | 1,558 | 5.9040 GBP | ||||
1p ordinary | Purchase | 669 | 5.9042 GBP | ||||
1p ordinary | Purchase | 570 | 5.8998 GBP | ||||
1p ordinary | Purchase | 570 | 5.9000 GBP | ||||
1p ordinary | Purchase | 493 | 5.8991 GBP | ||||
1p ordinary | Purchase | 418 | 5.8960 GBP | ||||
1p ordinary | Purchase | 205 | 5.8980 GBP | ||||
1p ordinary | Purchase | 14 | 5.8894 GBP | ||||
1p ordinary | Sale | 1,004,213 | 5.8920 GBP | ||||
1p ordinary | Sale | 49,769 | 5.9100 GBP | ||||
1p ordinary | Sale | 44,001 | 5.9020 GBP | ||||
1p ordinary | Sale | 36,000 | 5.9150 GBP | ||||
1p ordinary | Sale | 15,759 | 5.9007 GBP | ||||
1p ordinary | Sale | 6,857 | 5.8923 GBP | ||||
1p ordinary | Sale | 6,848 | 5.8942 GBP | ||||
1p ordinary | Sale | 6,573 | 5.9200 GBP | ||||
1p ordinary | Sale | 3,461 | 5.9155 GBP | ||||
1p ordinary | Sale | 3,312 | 5.9195 GBP | ||||
1p ordinary | Sale | 2,449 | 5.9140 GBP | ||||
1p ordinary | Sale | 2,216 | 5.9141 GBP | ||||
1p ordinary | Sale | 1,898 | 5.9011 GBP | ||||
1p ordinary | Sale | 1,655 | 5.9180 GBP | ||||
1p ordinary | Sale | 1,240 | 5.9073 GBP | ||||
1p ordinary | Sale | 905 | 5.9142 GBP | ||||
1p ordinary | Sale | 714 | 5.9126 GBP | ||||
1p ordinary | Sale | 687 | 5.9066 GBP | ||||
1p ordinary | Sale | 570 | 5.9000 GBP | ||||
1p ordinary | Sale | 441 | 5.8900 GBP | ||||
1p ordinary | Sale | 383 | 5.9149 GBP | ||||
1p ordinary | Sale | 259 | 5.9144 GBP | ||||
1p ordinary | Sale | 205 | 5.8980 GBP | ||||
1p ordinary | Sale | 200 | 5.9030 GBP | ||||
1p ordinary | Sale | 45 | 5.9040 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 4,799 | 5.9011 GBP | |||
1p ordinary | CFD | Increasing Short | 9,756 | 5.9016 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,706 | 5.8978 GBP | |||
1p ordinary | SWAP | Opening Long | 43,859 | 5.9020 GBP | |||
1p ordinary | SWAP | Closing Long | 38,288 | 5.9022 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,668 | 5.9028 GBP | |||
1p ordinary | SWAP | Decreasing Short | 83 | 5.9060 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,324 | 5.9034 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,268 | 5.9100 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,857 | 5.8923 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,795 | 5.9011 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,156 | 5.9020 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,543 | 5.9057 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,669 | 5.9020 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,855 | 5.9029 GBP | |||
1p ordinary | SWAP | Increasing Short | 32,901 | 5.9089 GBP | |||
1p ordinary | SWAP | Increasing Short | 57 | 5.9100 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,848 | 5.8942 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,990 | 5.9038 GBP | |||
1p ordinary | SWAP | Decreasing Short | 66 | 5.9019 GBP | |||
1p ordinary | SWAP | Decreasing Short | 8,668 | 5.9020 GBP | |||
1p ordinary | SWAP | Increasing Short | 10,030 | 5.9017 GBP | |||
1p ordinary | SWAP | Increasing Short | 13,125 | 5.9020 GBP | |||
1p ordinary | SWAP | Increasing Long | 36,000 | 5.9240 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.