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FORM 8.5 (EPT/NON-RI)- Amendment to section2a , 3a and 3b |
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Replaces form released on 11:52 14/08/2024 |
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RNS Number : 4629A |
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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: |
| BARCLAYS CAPITAL SECURITIES LTD | ||||
(b) | Name of offeror/offeree in relation to whose |
| BARRATT DEVELOPMENTS PLC | ||||
| relevant securities this form relates: |
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(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
| principal trader is connected |
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(d) | Date position held/dealing undertaken: |
| 13-Aug-24 | ||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
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| trader making disclosures in respect of any other party to the offer? | REDROW PLC |
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2 | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
-1 | Relevant securities owned |
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| and/or controlled: |
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| 9,921,501 | 1.01% | 3,013,273 | 0.30% |
-2 | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,107,859 | 0.21% | 8,633,012 | 0.88% |
-3 | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 12,029,360 | 1.22% | 11,646,285 | 1.18% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
security |
| securities | paid/received | paid/received | |||
10p ordinary | Purchase | 565,581 | 5.2920 GBP | 5.2520 GBP | |||
10p ordinary | Sale | 536,230 | 5.2900 GBP | 5.2520 GBP | |||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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| securities |
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10p ordinary | CFD | Increasing Long | 665 | 5.2655 GBP | |||
10p ordinary | CFD | Increasing Long | 14,836 | 5.2695 GBP | |||
10p ordinary | CFD | Increasing Long | 7,068 | 5.2768 GBP | |||
10p ordinary | CFD | Increasing Long | 10,435 | 5.2900 GBP | |||
10p ordinary | CFD | Decreasing Long | 40,011 | 5.2783 GBP | |||
10p ordinary | CFD | Opening Short | 25,271 | 5.2860 GBP | |||
10p ordinary | CFD | Increasing Short | 665 | 5.2904 GBP | |||
10p ordinary | SWAP | Decreasing Short | 12,564 | 5.2710 GBP | |||
10p ordinary | SWAP | Increasing Short | 12 | 5.2625 GBP | |||
10p ordinary | SWAP | Decreasing Short | 486 | 5.2764 GBP | |||
10p ordinary | SWAP | Decreasing Short | 148,115 | 5.2822 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,620 | 5.2573 GBP | |||
10p ordinary | SWAP | Increasing Short | 11,348 | 5.2604 GBP | |||
10p ordinary | SWAP | Increasing Short | 75 | 5.2723 GBP | |||
10p ordinary | SWAP | Increasing Short | 889 | 5.2743 GBP | |||
10p ordinary | SWAP | Increasing Short | 32,251 | 5.2752 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,123 | 5.2807 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,748 | 5.2822 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,946 | 5.2828 GBP | |||
10p ordinary | SWAP | Increasing Short | 118,915 | 5.2858 GBP | |||
10p ordinary | SWAP | Increasing Short | 61,237 | 5.2873 GBP | |||
10p ordinary | SWAP | Decreasing Short | 460 | 5.2820 GBP | |||
10p ordinary | SWAP | Decreasing Short | 19,068 | 5.2842 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,668 | 5.2888 GBP | |||
10p ordinary | SWAP | Decreasing Short | 39,091 | 5.2891 GBP | |||
10p ordinary | SWAP | Decreasing Short | 903 | 5.2900 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,010 | 5.2631 GBP | |||
10p ordinary | SWAP | Increasing Short | 533 | 5.2660 GBP | |||
10p ordinary | SWAP | Increasing Short | 82,250 | 5.2737 GBP | |||
10p ordinary | SWAP | Increasing Short | 242 | 5.2790 GBP | |||
10p ordinary | SWAP | Increasing Short | 741 | 5.2873 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5,712 | 5.2767 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,064 | 5.2793 GBP | |||
10p ordinary | SWAP | Decreasing Short | 38,847 | 5.2805 GBP | |||
10p ordinary | SWAP | Decreasing Short | 11,944 | 5.2819 GBP | |||
10p ordinary | SWAP | Decreasing Short | 28,012 | 5.2820 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5,008 | 5.2821 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,553 | 5.2843 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,253 | 5.2848 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,825 | 5.2865 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,056 | 5.2874 GBP | |||
10p ordinary | SWAP | Decreasing Short | 35,081 | 5.2899 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,546 | 5.2660 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,328 | 5.2666 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,684 | 5.2716 GBP | |||
10p ordinary | SWAP | Increasing Short | 18,682 | 5.2758 GBP | |||
10p ordinary | SWAP | Decreasing Short | 967 | 5.2752 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5 | 5.2900 GBP | |||
10p ordinary | SWAP | Increasing Short | 33,242 | 5.2801 GBP | |||
10p ordinary | SWAP | Increasing Short | 13,894 | 5.2900 GBP | |||
10p ordinary | SWAP | Increasing Long | 28,700 | 5.2885 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 16-Aug-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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