FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 05 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 33,445,869 | 2.42% | 32,408,168 | 2.35% | |||
(2) Cash-settled derivatives: | 12,227,546 | 0.89% | 33,129,210 | 2.40% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 45,673,415 | 3.31% | 65,537,378 | 4.75% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 223,989 | 4.3392 GBP | ||||
10p ordinary | Purchase | 186,992 | 4.3347 GBP | ||||
10p ordinary | Purchase | 152,158 | 4.3387 GBP | ||||
10p ordinary | Purchase | 150,079 | 4.3465 GBP | ||||
10p ordinary | Purchase | 128,016 | 4.3397 GBP | ||||
10p ordinary | Purchase | 117,040 | 4.3395 GBP | ||||
10p ordinary | Purchase | 57,082 | 4.3379 GBP | ||||
10p ordinary | Purchase | 54,053 | 4.3381 GBP | ||||
10p ordinary | Purchase | 34,074 | 4.3380 GBP | ||||
10p ordinary | Purchase | 32,287 | 4.3433 GBP | ||||
10p ordinary | Purchase | 23,695 | 4.3403 GBP | ||||
10p ordinary | Purchase | 22,289 | 4.3342 GBP | ||||
10p ordinary | Purchase | 18,753 | 4.3295 GBP | ||||
10p ordinary | Purchase | 18,253 | 4.3400 GBP | ||||
10p ordinary | Purchase | 17,670 | 4.3360 GBP | ||||
10p ordinary | Purchase | 15,494 | 4.3422 GBP | ||||
10p ordinary | Purchase | 14,910 | 4.3389 GBP | ||||
10p ordinary | Purchase | 10,823 | 4.3635 GBP | ||||
10p ordinary | Purchase | 7,864 | 4.3451 GBP | ||||
10p ordinary | Purchase | 7,406 | 4.3341 GBP | ||||
10p ordinary | Purchase | 6,100 | 4.3391 GBP | ||||
10p ordinary | Purchase | 5,578 | 4.3423 GBP | ||||
10p ordinary | Purchase | 4,883 | 4.3294 GBP | ||||
10p ordinary | Purchase | 4,822 | 4.3408 GBP | ||||
10p ordinary | Purchase | 4,556 | 4.3203 GBP | ||||
10p ordinary | Purchase | 4,301 | 4.3385 GBP | ||||
10p ordinary | Purchase | 4,103 | 4.3523 GBP | ||||
10p ordinary | Purchase | 2,942 | 4.3820 GBP | ||||
10p ordinary | Purchase | 2,883 | 4.3394 GBP | ||||
10p ordinary | Purchase | 2,849 | 4.3377 GBP | ||||
10p ordinary | Purchase | 2,683 | 4.3231 GBP | ||||
10p ordinary | Purchase | 2,579 | 4.3309 GBP | ||||
10p ordinary | Purchase | 2,375 | 4.3201 GBP | ||||
10p ordinary | Purchase | 2,237 | 4.3411 GBP | ||||
10p ordinary | Purchase | 2,159 | 4.3285 GBP | ||||
10p ordinary | Purchase | 1,762 | 4.3302 GBP | ||||
10p ordinary | Purchase | 1,440 | 4.3063 GBP | ||||
10p ordinary | Purchase | 1,288 | 4.3780 GBP | ||||
10p ordinary | Purchase | 1,268 | 4.3370 GBP | ||||
10p ordinary | Purchase | 1,195 | 4.3760 GBP | ||||
10p ordinary | Purchase | 1,111 | 4.3511 GBP | ||||
10p ordinary | Purchase | 1,079 | 4.3200 GBP | ||||
10p ordinary | Purchase | 891 | 4.3500 GBP | ||||
10p ordinary | Purchase | 882 | 4.3675 GBP | ||||
10p ordinary | Purchase | 689 | 4.3520 GBP | ||||
10p ordinary | Purchase | 608 | 4.3100 GBP | ||||
10p ordinary | Purchase | 321 | 4.3460 GBP | ||||
10p ordinary | Purchase | 259 | 4.3160 GBP | ||||
10p ordinary | Purchase | 215 | 4.3099 GBP | ||||
10p ordinary | Purchase | 121 | 4.3740 GBP | ||||
10p ordinary | Purchase | 118 | 4.3660 GBP | ||||
10p ordinary | Purchase | 37 | 4.3020 GBP | ||||
10p ordinary | Sale | 246,879 | 4.3421 GBP | ||||
10p ordinary | Sale | 243,157 | 4.3400 GBP | ||||
10p ordinary | Sale | 139,431 | 4.3435 GBP | ||||
10p ordinary | Sale | 35,403 | 4.3224 GBP | ||||
10p ordinary | Sale | 22,531 | 4.3053 GBP | ||||
10p ordinary | Sale | 20,066 | 4.3448 GBP | ||||
10p ordinary | Sale | 17,337 | 4.3389 GBP | ||||
10p ordinary | Sale | 13,534 | 4.3438 GBP | ||||
10p ordinary | Sale | 11,311 | 4.3371 GBP | ||||
10p ordinary | Sale | 9,954 | 4.3379 GBP | ||||
10p ordinary | Sale | 8,840 | 4.3548 GBP | ||||
10p ordinary | Sale | 8,549 | 4.3376 GBP | ||||
10p ordinary | Sale | 7,946 | 4.3535 GBP | ||||
10p ordinary | Sale | 6,055 | 4.3403 GBP | ||||
10p ordinary | Sale | 5,821 | 4.3445 GBP | ||||
10p ordinary | Sale | 5,578 | 4.3428 GBP | ||||
10p ordinary | Sale | 5,091 | 4.3193 GBP | ||||
10p ordinary | Sale | 5,004 | 4.3236 GBP | ||||
10p ordinary | Sale | 4,883 | 4.3299 GBP | ||||
10p ordinary | Sale | 3,954 | 4.3213 GBP | ||||
10p ordinary | Sale | 2,942 | 4.3820 GBP | ||||
10p ordinary | Sale | 2,849 | 4.3382 GBP | ||||
10p ordinary | Sale | 2,693 | 4.3610 GBP | ||||
10p ordinary | Sale | 2,535 | 4.3439 GBP | ||||
10p ordinary | Sale | 2,159 | 4.3289 GBP | ||||
10p ordinary | Sale | 1,281 | 4.3579 GBP | ||||
10p ordinary | Sale | 908 | 4.3210 GBP | ||||
10p ordinary | Sale | 908 | 4.3200 GBP | ||||
10p ordinary | Sale | 710 | 4.3500 GBP | ||||
10p ordinary | Sale | 689 | 4.3520 GBP | ||||
10p ordinary | Sale | 608 | 4.3100 GBP | ||||
10p ordinary | Sale | 450 | 4.3553 GBP | ||||
10p ordinary | Sale | 321 | 4.3460 GBP | ||||
10p ordinary | Sale | 278 | 4.3179 GBP | ||||
10p ordinary | Sale | 259 | 4.3160 GBP | ||||
10p ordinary | Sale | 121 | 4.3740 GBP | ||||
10p ordinary | Sale | 118 | 4.3660 GBP | ||||
10p ordinary | Sale | 37 | 4.3020 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | CFD | Decreasing Short | 810 | 4.3400 GBP | |||
10p ordinary | CFD | Decreasing Short | 2,942 | 4.3819 GBP | |||
10p ordinary | CFD | Increasing Short | 215 | 4.3099 GBP | |||
10p ordinary | CFD | Increasing Short | 25,149 | 4.3341 GBP | |||
10p ordinary | CFD | Increasing Short | 16,411 | 4.3400 GBP | |||
10p ordinary | SWAP | Increasing Short | 6 | 4.3633 GBP | |||
10p ordinary | SWAP | Increasing Long | 22,531 | 4.3053 GBP | |||
10p ordinary | SWAP | Decreasing Long | 32,287 | 4.3433 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5,004 | 4.3236 GBP | |||
10p ordinary | SWAP | Decreasing Short | 118,222 | 4.3402 GBP | |||
10p ordinary | SWAP | Decreasing Short | 13,534 | 4.3438 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,281 | 4.3579 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,087 | 4.3272 GBP | |||
10p ordinary | SWAP | Increasing Short | 186,992 | 4.3347 GBP | |||
10p ordinary | SWAP | Increasing Short | 37,117 | 4.3363 GBP | |||
10p ordinary | SWAP | Increasing Short | 8,449 | 4.3364 GBP | |||
10p ordinary | SWAP | Increasing Short | 34,074 | 4.3380 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,100 | 4.3391 GBP | |||
10p ordinary | SWAP | Increasing Short | 105,087 | 4.3401 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,195 | 4.3760 GBP | |||
10p ordinary | SWAP | Increasing Long | 278 | 4.3179 GBP | |||
10p ordinary | SWAP | Decreasing Long | 23,695 | 4.3403 GBP | |||
10p ordinary | SWAP | Increasing Short | 23,235 | 4.3351 GBP | |||
10p ordinary | SWAP | Increasing Short | 35,960 | 4.3363 GBP | |||
10p ordinary | SWAP | Increasing Short | 54,053 | 4.3382 GBP | |||
10p ordinary | SWAP | Increasing Short | 58,643 | 4.3400 GBP | |||
10p ordinary | SWAP | Increasing Long | 67,991 | 4.5660 GBP | |||
10p ordinary | SWAP | Increasing Short | 29,397 | 4.4380 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 06 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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