FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Barratt Developments plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Barratt Developments plc |
| (d) Date dealing undertaken: | 05 August 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| 10p ordinary | Buy
| 650043 | 5.22249 GBP | 5.04000 GBP |
| 10p ordinary | Sell
| 588466 | 5.22249 GBP | 5.02800 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| 10p ordinary | CFD
| Long | 4905 | 5.10207379973089 GBP |
| 10p ordinary | CFD
| Long | 4324 | 5.07339593201434 GBP |
| 10p ordinary | CFD
| Long | 41 | 5.0909512195122 GBP |
| 10p ordinary | CFD
| Long | 1334 | 5.049 GBP |
| 10p ordinary | CFD
| Long | 163839 | 5.092 GBP |
| 10p ordinary | CFD
| Long | 5899 | 5.09193635 GBP |
| 10p ordinary | CFD
| Long | 2338 | 5.11773738 GBP |
| 10p ordinary | CFD
| Long | 1918 | 5.072 GBP |
| 10p ordinary | CFD
| Long | 1836 | 5.074 GBP |
| 10p ordinary | CFD
| Long | 1606 | 5.069441 GBP |
| 10p ordinary | CFD
| Long | 2460 | 5.029365 GBP |
| 10p ordinary | CFD
| Long | 1310 | 5.047982 GBP |
| 10p ordinary | CFD
| Long | 2251 | 5.04 GBP |
| 10p ordinary | CFD
| Long | 283 | 5.06 GBP |
| 10p ordinary | CFD
| Long | 147503 | 5.056021 GBP |
| 10p ordinary | CFD
| Long | 894 | 5.032 GBP |
| 10p ordinary | CFD
| Long | 2308 | 5.042 GBP |
| 10p ordinary | CFD
| Long | 924 | 5.036 GBP |
| 10p ordinary | CFD
| Long | 2426 | 5.028 GBP |
| 10p ordinary | CFD
| Long | 823 | 5.066 GBP |
| 10p ordinary | CFD
| Long | 669 | 5.069 GBP |
| 10p ordinary | CFD
| Long | 669 | 5.063 GBP |
| 10p ordinary | CFD
| Long | 11383 | 5.05072231 GBP |
| 10p ordinary | CFD
| Long | 6300 | 5.08595555555556 GBP |
| 10p ordinary | CFD
| Long | 165 | 5.079976 GBP |
| 10p ordinary | CFD
| Long | 539 | 5.05381818181818 GBP |
| 10p ordinary | CFD
| Long | 388 | 5.064 GBP |
| 10p ordinary | CFD
| Long | 83 | 5.071639 GBP |
| 10p ordinary | CFD
| Long | 1629 | 5.0914 GBP |
| 10p ordinary | CFD
| Long | 2644 | 5.091744 GBP |
| 10p ordinary | CFD
| Long | 1932 | 5.05514596 GBP |
| 10p ordinary | CFD
| Long | 1646 | 5.04503102 GBP |
| 10p ordinary | CFD
| Long | 24081 | 5.04747863 GBP |
| 10p ordinary | CFD
| Long | 9877 | 5.08377017 GBP |
| 10p ordinary | CFD
| Long | 61006 | 5.081401 GBP |
| 10p ordinary | CFD
| Short | 6294 | 5.0794863361932 GBP |
| 10p ordinary | CFD
| Short | 1636 | 5.07429951126528 GBP |
| 10p ordinary | CFD
| Short | 17047 | 5.09562052 GBP |
| 10p ordinary | CFD
| Short | 746 | 5.074249 GBP |
| 10p ordinary | CFD
| Short | 36022 | 5.092255 GBP |
| 10p ordinary | CFD
| Short | 179572 | 5.092 GBP |
| 10p ordinary | CFD
| Short | 460 | 5.09265645 GBP |
| 10p ordinary | CFD
| Short | 1565 | 5.1035885 GBP |
| 10p ordinary | CFD
| Short | 63672 | 5.08271846665379 GBP |
| 10p ordinary | CFD
| Short | 19439 | 5.07901064997634 GBP |
| 10p ordinary | CFD
| Short | 3707 | 5.09020448 GBP |
| 10p ordinary | CFD
| Short | 4860 | 5.09443845 GBP |
| 10p ordinary | CFD
| Short | 2951 | 5.05441206 GBP |
| 10p ordinary | CFD
| Short | 570 | 5.07438597 GBP |
| 10p ordinary | CFD
| Short | 486 | 5.08587139 GBP |
| 10p ordinary | CFD
| Short | 100708 | 5.094999 GBP |
| 10p ordinary | CFD
| Short | 3381 | 5.108 GBP |
| 10p ordinary | CFD
| Short | 647 | 5.111 GBP |
| 10p ordinary | CFD
| Short | 1106 | 5.112 GBP |
| 10p ordinary | CFD
| Short | 3004 | 5.07945505992011 GBP |
| 10p ordinary | CFD
| Short | 35920 | 5.07221408685969 GBP |
| 10p ordinary | CFD
| Short | 16915 | 5.09833994 GBP |
| 10p ordinary | CFD
| Short | 584 | 5.09009247 GBP |
| 10p ordinary | CFD
| Short | 32102 | 5.09017774324185 GBP |
| 10p ordinary | CFD
| Short | 4531 | 5.08710041666299 GBP |
| 10p ordinary | CFD
| Short | 3541 | 5.10578001 GBP |
| 10p ordinary | CFD
| Short | 14087 | 5.08486760825584 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 06 August 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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