FORM 8.3 - Amendment to 2a, 3a and 3b | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 12 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 26,329,135 | 3.76% | 905,873 | 0.13% | |||
(2) Cash-settled derivatives: | 37,145 | 0.01% | 25,797,623 | 3.68% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 26,366,280 | 3.76% | 26,703,496 | 3.81% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 412,462 | 5.7847 GBP | ||||
1p ordinary | Purchase | 132,533 | 5.7626 GBP | ||||
1p ordinary | Purchase | 36,850 | 5.8190 GBP | ||||
1p ordinary | Purchase | 28,847 | 5.7557 GBP | ||||
1p ordinary | Purchase | 6,898 | 5.7920 GBP | ||||
1p ordinary | Purchase | 5,140 | 5.8075 GBP | ||||
1p ordinary | Purchase | 3,685 | 5.7560 GBP | ||||
1p ordinary | Purchase | 2,917 | 5.7713 GBP | ||||
1p ordinary | Purchase | 2,061 | 5.8000 GBP | ||||
1p ordinary | Purchase | 1,989 | 5.8020 GBP | ||||
1p ordinary | Purchase | 1,988 | 5.8001 GBP | ||||
1p ordinary | Purchase | 1,295 | 5.7980 GBP | ||||
1p ordinary | Purchase | 1,087 | 5.8035 GBP | ||||
1p ordinary | Purchase | 651 | 5.7990 GBP | ||||
1p ordinary | Sale | 708,959 | 5.7865 GBP | ||||
1p ordinary | Sale | 32,551 | 5.7560 GBP | ||||
1p ordinary | Sale | 30,635 | 5.7642 GBP | ||||
1p ordinary | Sale | 16,504 | 5.7971 GBP | ||||
1p ordinary | Sale | 13,476 | 5.8031 GBP | ||||
1p ordinary | Sale | 4,486 | 5.8025 GBP | ||||
1p ordinary | Sale | 2,324 | 5.8140 GBP | ||||
1p ordinary | Sale | 2,068 | 5.7999 GBP | ||||
1p ordinary | Sale | 1,891 | 5.7551 GBP | ||||
1p ordinary | Sale | 1,072 | 5.8055 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 2,590 | 5.7865 GBP | |||
1p ordinary | CFD | Increasing Short | 2,228 | 5.7983 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,534 | 5.7744 GBP | |||
1p ordinary | SWAP | Opening Short | 213 | 5.7562 GBP | |||
1p ordinary | SWAP | Increasing Short | 120 | 5.7940 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,891 | 5.7551 GBP | |||
1p ordinary | SWAP | Decreasing Short | 137 | 5.7887 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,042 | 5.8020 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,922 | 5.7560 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,486 | 5.8025 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,476 | 5.8031 GBP | |||
1p ordinary | SWAP | Increasing Short | 44,973 | 5.7560 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,419 | 5.7574 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,087 | 5.8035 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,140 | 5.8075 GBP | |||
1p ordinary | SWAP | Increasing Short | 36,850 | 5.8190 GBP | |||
1p ordinary | SWAP | Opening Long | 16,504 | 5.7971 GBP | |||
1p ordinary | SWAP | Decreasing Long | 651 | 5.7990 GBP | |||
1p ordinary | SWAP | Decreasing Short | 417 | 5.8027 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,469 | 5.7560 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,072 | 5.8056 GBP | |||
1p ordinary | SWAP | Increasing Short | 61,897 | 5.7560 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,898 | 5.7920 GBP | |||
1p ordinary | SWAP | Increasing Short | 170 | 5.7560 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 31 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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