FORM 8.5 (EPT/NON-RI)- Amendment to section 2a, 3a and 3b |
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Replaces form released 11:44:14 07 June 2024 |
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RNS number: 6510R |
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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
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relevant securities this form relates: | |||||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
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principal trader is connected | |||||||
(d) | Date position held/dealing undertaken: | 06-Jun-24 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO | |||||
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trader making disclosures in respect of any other party to the offer? | |||||||
2 | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 564,442 | 0.06% | 1,912,802 | 0.23% | |||
(2) Cash-settled derivatives: | 1,666,059 | 0.20% | 331,259 | 0.04% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 2,230,501 | 0.26% | 2,244,061 | 0.27% | |||
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TOTAL: | |||||||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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which subscription right exists | |||||||
Details, including nature of the rights |
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concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
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security | securities | paid/received | paid/received | ||||
1p ordinary | Sale | 124813 | 0.6060 GBP | 0.5999 GBP | |||
1p ordinary | Purchase | 548386 | 0.6054 GBP | 0.5999 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
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relevant | reference | unit | |||||
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security | securities | | |||||
1p ordinary | SWAP | Decreasing Long | 95 | 0.6060 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,824 | 0.6050 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,859 | 0.6050 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,086 | 0.6047 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,316 | 0.6046 GBP | |||
1p ordinary | CFD | Decreasing Long | 12,406 | 0.6054 GBP | |||
1p ordinary | CFD | Decreasing Long | 19,409 | 0.6000 GBP | |||
1p ordinary | SWAP | Decreasing Long | 64,015 | 0.6041 GBP | |||
1p ordinary | SWAP | Decreasing Long | 90,111 | 0.6000 GBP | |||
1p ordinary | CFD | Decreasing Long | 132,282 | 0.6009 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,304 | 0.6054 GBP | |||
1p ordinary | SWAP | Increasing Long | 38 | 0.5950 GBP | |||
1p ordinary | SWAP | Increasing Long | 122 | 0.6019 GBP | |||
1p ordinary | SWAP | Increasing Long | 697 | 0.6039 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,576 | 0.6064 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,162 | 0.5999 GBP | |||
1p ordinary | SWAP | Increasing Long | 3,180 | 0.5999 GBP | |||
1p ordinary | SWAP | Increasing Long | 3,534 | 0.6050 GBP | |||
1p ordinary | CFD | Increasing Long | 4,387 | 0.6056 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,999 | 0.6032 GBP | |||
1p ordinary | CFD | Increasing Long | 8,019 | 0.6000 GBP | |||
1p ordinary | SWAP | Increasing Long | 10,864 | 0.6038 GBP | |||
1p ordinary | CFD | Increasing Long | 20,130 | 0.6027 GBP | |||
1p ordinary | CFD | Increasing Long | 23,071 | 0.6006 GBP | |||
1p ordinary | CFD | Increasing Long | 132,282 | 0.6009 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,489 | 0.6027 GBP | |||
1p ordinary | CFD | Decreasing Long | 183,265 | 0.6003 GBP | |||
1p ordinary | CFD | Decreasing Long | 127,511 | 0.6002 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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of | description | purchasing, | of | price | date | money | |
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relevant | | selling, | securities | per unit | | paid/ | |
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security | | varying etc | to which | | | received | |
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| | | option | | | per unit | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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security | securities | unit | |||||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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security | applicable) | ||||||
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4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
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formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by | |||||||
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the exempt principal trader making the disclosure and any party | |||||||
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to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
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the exempt principal trader making the disclosure and any other person relating to: | |||||||
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(i) the voting rights of any relevant securities under any option; or | |||||||
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
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any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30-Jul-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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