FORM 8.5 (EPT/NON-RI)- Amendment to section 2a, 3a and 3b |
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Replaces form released 11:15:30 03 July 2024 |
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RNS number: 0018V |
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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1 | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
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relevant securities this form relates: | |||||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
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principal trader is connected | |||||||
(d) | Date position held/dealing undertaken: | 05-Jun-24 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO | |||||
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trader making disclosures in respect of any other party to the offer? | |||||||
2 | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 297,686 | 0.03% | 2,069,619 | 0.25% | |||
(2) Cash-settled derivatives: | 1,775,401 | 0.22% | 21,298 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 2,073,087 | 0.25% | 2,090,917 | 0.25% | |||
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TOTAL: | |||||||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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which subscription right exists | |||||||
Details, including nature of the rights |
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concerned and relevant percentages: | |||||||
3 | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
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security | securities | paid/received | paid/received | ||||
1p ordinary | Sale | 126946 | 0.6040 GBP | 0.5999 GBP | |||
1p ordinary | Purchase | 722575 | 0.6070 GBP | 0.6007 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
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relevant | reference | unit | |||||
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security | securities | | |||||
1p ordinary | SWAP | Increasing Long | 2,772 | 0.6018 GBP | |||
1p ordinary | SWAP | Decreasing Long | 45 | 0.5950 GBP | |||
1p ordinary | SWAP | Decreasing Long | 293 | 0.6025 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,263 | 0.6022 GBP | |||
1p ordinary | SWAP | Decreasing Long | 2,550 | 0.6029 GBP | |||
1p ordinary | SWAP | Decreasing Long | 10,041 | 0.6032 GBP | |||
1p ordinary | SWAP | Decreasing Long | 17,481 | 0.6027 GBP | |||
1p ordinary | SWAP | Decreasing Long | 26,658 | 0.6007 GBP | |||
1p ordinary | CFD | Decreasing Long | 27,273 | 0.6025 GBP | |||
1p ordinary | CFD | Decreasing Long | 27,801 | 0.6019 GBP | |||
1p ordinary | SWAP | Decreasing Long | 41,630 | 0.6020 GBP | |||
1p ordinary | SWAP | Decreasing Long | 146,906 | 0.6023 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,772 | 0.6040 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,031 | 0.6023 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,124 | 0.5999 GBP | |||
1p ordinary | SWAP | Increasing Long | 11,091 | 0.6018 GBP | |||
1p ordinary | CFD | Increasing Long | 20,197 | 0.6027 GBP | |||
1p ordinary | CFD | Increasing Long | 55,074 | 0.6039 GBP | |||
1p ordinary | SWAP | Opening Long | 470 | 0.6019 GBP | |||
1p ordinary | SWAP | Opening Long | 2,200 | 0.6025 GBP | |||
1p ordinary | SWAP | Opening Short | 23,949 | 0.6024 GBP | |||
1p ordinary | CFD | Decreasing Long | 164,524 | 0.6000 GBP | |||
1p ordinary | CFD | Decreasing Long | 206,946 | 0.6002 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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of | description | purchasing, | of | price | date | money | |
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relevant | | selling, | securities | per unit | | paid/ | |
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security | | varying etc | to which | | | received | |
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| | | option | | | per unit | |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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security | securities | unit | |||||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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security | applicable) | ||||||
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4 | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
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formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by | |||||||
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the exempt principal trader making the disclosure and any party | |||||||
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to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30-Jul-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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