FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | TRITAX EUROBOX PLC | |||||
(c) | Name of the party to the offer with which exempt | TRITAX EUROBOX PLC | |||||
(d) | Date position held/dealing undertaken: | 29 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 18,167,316 | 2.25% | 1,779,106 | 0.22% | |||
(2) Cash-settled derivatives: | 1,526,080 | 0.19% | 17,804,056 | 2.21% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 19,693,396 | 2.44% | 19,583,162 | 2.43% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
| ||||||
Details, including nature of the rights |
| ||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
1p ordinary | Purchase | 3206074 | 0.6889 GBP | 0.6724 GBP | |||
1p ordinary | Sale | 585223 | 0.6897 GBP | 0.6724 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Short | 1,112 | 0.6797 GBP | |||
1p ordinary | SWAP | Increasing Short | 118,159 | 0.6884 GBP | |||
1p ordinary | CFD | Increasing Long | 10,754 | 0.6775 GBP | |||
1p ordinary | CFD | Increasing Long | 32,085 | 0.6780 GBP | |||
1p ordinary | CFD | Increasing Long | 16 | 0.6800 GBP | |||
1p ordinary | CFD | Increasing Long | 27,899 | 0.6863 GBP | |||
1p ordinary | CFD | Decreasing Long | 3,748 | 0.6779 GBP | |||
1p ordinary | CFD | Decreasing Long | 59,984 | 0.6812 GBP | |||
1p ordinary | CFD | Decreasing Long | 26,724 | 0.6871 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,641 | 0.6796 GBP | |||
1p ordinary | SWAP | Increasing Long | 4,793 | 0.6800 GBP | |||
1p ordinary | SWAP | Decreasing Short | 603 | 0.6880 GBP | |||
1p ordinary | SWAP | Increasing Short | 7,669 | 0.6780 GBP | |||
1p ordinary | SWAP | Increasing Short | 19,494 | 0.6783 GBP | |||
1p ordinary | SWAP | Increasing Short | 270,758 | 0.6795 GBP | |||
1p ordinary | SWAP | Increasing Short | 450,000 | 0.6826 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,561 | 0.6727 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,101 | 0.6730 GBP | |||
1p ordinary | SWAP | Increasing Long | 11,351 | 0.6741 GBP | |||
1p ordinary | SWAP | Increasing Long | 18,126 | 0.6749 GBP | |||
1p ordinary | SWAP | Increasing Long | 30,962 | 0.6751 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,110 | 0.6752 GBP | |||
1p ordinary | SWAP | Increasing Long | 10,625 | 0.6757 GBP | |||
1p ordinary | SWAP | Increasing Long | 75,187 | 0.6779 GBP | |||
1p ordinary | SWAP | Decreasing Long | 5,147 | 0.6829 GBP | |||
1p ordinary | SWAP | Decreasing Long | 10,036 | 0.6848 GBP | |||
1p ordinary | SWAP | Decreasing Long | 23,344 | 0.6855 GBP | |||
1p ordinary | SWAP | Decreasing Long | 19,412 | 0.6858 GBP | |||
1p ordinary | SWAP | Decreasing Long | 7,143 | 0.6860 GBP | |||
1p ordinary | SWAP | Decreasing Long | 10,565 | 0.6862 GBP | |||
1p ordinary | SWAP | Decreasing Long | 18,161 | 0.6866 GBP | |||
1p ordinary | SWAP | Decreasing Long | 53,342 | 0.6887 GBP | |||
1p ordinary | SWAP | Decreasing Long | 1,113 | 0.6900 GBP | |||
1p ordinary | SWAP | Increasing Long | 107 | 0.6769 GBP | |||
1p ordinary | SWAP | Increasing Short | 871,184 | 0.6774 GBP | |||
1p ordinary | SWAP | Increasing Short | 930 | 0.6780 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,321 | 0.6813 GBP | |||
1p ordinary | SWAP | Increasing Short | 875,909 | 0.6843 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
|
|
|
|
|
|
|
|
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
|
|
|
|
| |||
| | | | | | | |
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.