| FORM 8.3 - Amendment 2a and 3a | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
| |||||
| (c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| (d) | If an exempt fund manager connected with an |
| |||||
| (e) | Date position held/dealing undertaken: | 17 Jul 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| Class of relevant security: | 1p ordinary | ||||||
| | Interests | Short Positions | |||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 26,588,973 | 3.80% | 190,438 | 0.03% | |||
| (2) Cash-settled derivatives: | 28,639 | 0.00% | 26,254,908 | 3.75% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| | 26,617,612 | 3.80% | 26,445,346 | 3.78% | |||
| (b) | Rights to subscribe for new securities (including directors and | ||||||
| Class of relevant security in relation to | | ||||||
| Details, including nature of the rights | | ||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchase and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| 1p ordinary | Purchase | 645,322 | 5.7938 GBP | ||||
| 1p ordinary | Purchase | 235,565 | 5.7387 GBP | ||||
| 1p ordinary | Purchase | 154,579 | 5.7637 GBP | ||||
| 1p ordinary | Purchase | 74,300 | 5.7375 GBP | ||||
| 1p ordinary | Purchase | 39,800 | 5.7441 GBP | ||||
| 1p ordinary | Purchase | 35,273 | 5.7636 GBP | ||||
| 1p ordinary | Purchase | 14,543 | 5.7640 GBP | ||||
| 1p ordinary | Purchase | 10,409 | 5.7517 GBP | ||||
| 1p ordinary | Purchase | 9,399 | 5.7556 GBP | ||||
| 1p ordinary | Purchase | 9,229 | 5.7359 GBP | ||||
| 1p ordinary | Purchase | 7,226 | 5.7560 GBP | ||||
| 1p ordinary | Purchase | 4,626 | 5.7555 GBP | ||||
| 1p ordinary | Purchase | 1,752 | 5.7360 GBP | ||||
| 1p ordinary | Purchase | 1,700 | 5.7401 GBP | ||||
| 1p ordinary | Purchase | 1,326 | 5.7527 GBP | ||||
| 1p ordinary | Purchase | 1,204 | 5.7506 GBP | ||||
| 1p ordinary | Purchase | 1,141 | 5.7590 GBP | ||||
| 1p ordinary | Purchase | 1,092 | 5.7598 GBP | ||||
| 1p ordinary | Purchase | 1,092 | 5.7600 GBP | ||||
| 1p ordinary | Purchase | 808 | 5.7500 GBP | ||||
| 1p ordinary | Purchase | 798 | 5.7432 GBP | ||||
| 1p ordinary | Purchase | 783 | 5.7479 GBP | ||||
| 1p ordinary | Purchase | 477 | 5.7320 GBP | ||||
| 1p ordinary | Sale | 107,428 | 5.7465 GBP | ||||
| 1p ordinary | Sale | 78,088 | 5.7497 GBP | ||||
| 1p ordinary | Sale | 48,305 | 5.7565 GBP | ||||
| 1p ordinary | Sale | 35,905 | 5.7526 GBP | ||||
| 1p ordinary | Sale | 32,258 | 5.7642 GBP | ||||
| 1p ordinary | Sale | 11,918 | 5.7434 GBP | ||||
| 1p ordinary | Sale | 9,182 | 5.7581 GBP | ||||
| 1p ordinary | Sale | 3,023 | 5.7444 GBP | ||||
| 1p ordinary | Sale | 2,641 | 5.7437 GBP | ||||
| 1p ordinary | Sale | 1,908 | 5.7340 GBP | ||||
| 1p ordinary | Sale | 1,221 | 5.7520 GBP | ||||
| 1p ordinary | Sale | 1,151 | 5.7460 GBP | ||||
| 1p ordinary | Sale | 1,092 | 5.7600 GBP | ||||
| 1p ordinary | Sale | 938 | 5.7440 GBP | ||||
| 1p ordinary | Sale | 862 | 5.7534 GBP | ||||
| 1p ordinary | Sale | 743 | 5.7387 GBP | ||||
| 1p ordinary | Sale | 649 | 5.7550 GBP | ||||
| 1p ordinary | Sale | 463 | 5.7380 GBP | ||||
| 1p ordinary | Sale | 282 | 5.7500 GBP | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product description | Nature of dealing | Number of | Price per | |||
| 1p ordinary | SWAP | Decreasing Short | 455 | 5.7549 GBP | |||
| 1p ordinary | CFD | Increasing Short | 1,647 | 5.7534 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 2,509 | 5.7637 GBP | |||
| 1p ordinary | SWAP | Opening Long | 20,249 | 5.7468 GBP | |||
| 1p ordinary | SWAP | Opening Short | 119,038 | 5.7636 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 14,543 | 5.7640 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 132 | 5.7511 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 463 | 5.7380 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 3,023 | 5.7444 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 78,088 | 5.7497 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 27,789 | 5.7640 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 798 | 5.7432 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 783 | 5.7479 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 9,399 | 5.7556 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 19,522 | 5.7640 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 15,186 | 5.7643 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 743 | 5.7387 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 478 | 5.7527 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 15,700 | 5.7522 GBP | |||
| 1p ordinary | SWAP | Decreasing Short | 15,340 | 5.7640 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 4,626 | 5.7555 GBP | |||
| 1p ordinary | SWAP | Increasing Short | 833 | 5.7640 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 11,395 | 5.7938 GBP | |||
| 1p ordinary | SWAP | Decreasing Long | 633,927 | 5.7938 GBP | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 23 Jul 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
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