FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 25 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,326,957 | 0.52% | 3,533,301 | 1.38% | |||
(2) Cash-settled derivatives: | 3,351,764 | 1.30% | 1,198,679 | 0.47% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,678,721 | 1.82% | 4,731,980 | 1.84% | |||
| | | | | | | |
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 230843 | 2.6240 GBP | 2.5160 GBP | |||
5p ordinary | Purchase | 134189 | 2.6268 GBP | 2.5040 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Opening Long | 5,575 | 2.5920 GBP | |||
5p ordinary | SWAP | Increasing Long | 500 | 2.5579 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,993 | 2.5954 GBP | |||
5p ordinary | CFD | Increasing Long | 423 | 2.6077 GBP | |||
5p ordinary | CFD | Decreasing Long | 4,572 | 2.6142 GBP | |||
5p ordinary | CFD | Decreasing Long | 3,051 | 2.6175 GBP | |||
5p ordinary | SWAP | Decreasing Short | 64 | 2.5919 GBP | |||
5p ordinary | SWAP | Decreasing Short | 322 | 2.6054 GBP | |||
5p ordinary | SWAP | Increasing Short | 900 | 2.5864 GBP | |||
5p ordinary | SWAP | Increasing Long | 7,340 | 2.5910 GBP | |||
5p ordinary | SWAP | Decreasing Long | 18,433 | 2.6140 GBP | |||
5p ordinary | SWAP | Decreasing Long | 102 | 2.6149 GBP | |||
5p ordinary | SWAP | Closing Long | 1,400 | 2.6140 GBP | |||
5p ordinary | SWAP | Decreasing Short | 56,477 | 2.5986 GBP | |||
5p ordinary | SWAP | Decreasing Short | 34,756 | 2.6079 GBP | |||
5p ordinary | SWAP | Increasing Short | 3,651 | 2.6121 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,467 | 2.5540 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,488 | 2.5648 GBP | |||
5p ordinary | SWAP | Increasing Long | 52 | 2.5860 GBP | |||
5p ordinary | SWAP | Increasing Long | 16,182 | 2.6167 GBP | |||
5p ordinary | SWAP | Decreasing Long | 8,392 | 2.6001 GBP | |||
5p ordinary | SWAP | Decreasing Long | 17,853 | 2.6140 GBP | |||
5p ordinary | SWAP | Increasing Long | 11 | 2.5199 GBP | |||
5p ordinary | SWAP | Increasing Long | 754 | 2.5581 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,050 | 2.5715 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,305 | 2.5748 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,559 | 2.5750 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,016 | 2.5789 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,419 | 2.5841 GBP | |||
5p ordinary | SWAP | Increasing Long | 170 | 2.6079 GBP | |||
5p ordinary | SWAP | Increasing Long | 258 | 2.6111 GBP | |||
5p ordinary | SWAP | Increasing Long | 41,140 | 2.6139 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,933 | 2.5743 GBP | |||
5p ordinary | SWAP | Decreasing Long | 9,754 | 2.6140 GBP | |||
5p ordinary | SWAP | Decreasing Long | 965 | 2.6170 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,998 | 2.6187 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,533 | 2.6218 GBP | |||
5p ordinary | SWAP | Decreasing Long | 156 | 2.6268 GBP | |||
5p ordinary | SWAP | Decreasing Long | 130 | 2.6283 GBP | |||
5p ordinary | SWAP | Decreasing Long | 88 | 2.6300 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,625 | 2.6048 GBP | |||
5p ordinary | SWAP | Increasing Short | 250 | 2.5620 GBP | |||
5p ordinary | SWAP | Decreasing Short | 36 | 2.5919 GBP | |||
5p ordinary | SWAP | Decreasing Short | 178 | 2.6053 GBP | |||
5p ordinary | SWAP | Increasing Long | 20,217 | 2.6057 GBP | |||
5p ordinary | SWAP | Decreasing Long | 59 | 2.6003 GBP | |||
5p ordinary | SWAP | Decreasing Long | 7,054 | 2.6050 GBP | |||
5p ordinary | SWAP | Decreasing Long | 193 | 2.6142 GBP | |||
5p ordinary | SWAP | Increasing Long | 12,495 | 2.6206 GBP | |||
5p ordinary | SWAP | Decreasing Long | 742 | 2.5685 GBP | |||
5p ordinary | SWAP | Decreasing Long | 16,962 | 2.6140 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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