FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 24 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,415,614 | 0.55% | 3,525,304 | 1.37% | |||
(2) Cash-settled derivatives: | 3,337,706 | 1.30% | 1,287,336 | 0.50% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,753,320 | 1.85% | 4,812,640 | 1.87% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 32195 | 2.5420 GBP | 2.5180 GBP | |||
5p ordinary | Purchase | 917193 | 2.5416 GBP | 2.5273 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Increasing Long | 885 | 2.5289 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,486 | 2.5469 GBP | |||
5p ordinary | CFD | Increasing Long | 5,850 | 2.5224 GBP | |||
5p ordinary | CFD | Decreasing Long | 11,224 | 2.5362 GBP | |||
5p ordinary | SWAP | Decreasing Short | 952 | 2.5377 GBP | |||
5p ordinary | SWAP | Decreasing Short | 65 | 2.5419 GBP | |||
5p ordinary | SWAP | Increasing Short | 500 | 2.5408 GBP | |||
5p ordinary | SWAP | Increasing Long | 632 | 2.5199 GBP | |||
5p ordinary | SWAP | Increasing Long | 176 | 2.5358 GBP | |||
5p ordinary | SWAP | Decreasing Short | 3,819 | 2.5379 GBP | |||
5p ordinary | SWAP | Increasing Short | 13,933 | 2.5324 GBP | |||
5p ordinary | SWAP | Increasing Short | 593,996 | 2.5356 GBP | |||
5p ordinary | SWAP | Decreasing Short | 153 | 2.5279 GBP | |||
5p ordinary | SWAP | Increasing Long | 360 | 2.5180 GBP | |||
5p ordinary | SWAP | Decreasing Long | 11,850 | 2.5356 GBP | |||
5p ordinary | SWAP | Decreasing Long | 69,992 | 2.5362 GBP | |||
5p ordinary | SWAP | Decreasing Long | 43,685 | 2.5386 GBP | |||
5p ordinary | SWAP | Increasing Long | 4,294 | 2.5259 GBP | |||
5p ordinary | SWAP | Decreasing Long | 331 | 2.5172 GBP | |||
5p ordinary | SWAP | Decreasing Long | 368 | 2.5204 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,770 | 2.5253 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,905 | 2.5300 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,638 | 2.5345 GBP | |||
5p ordinary | SWAP | Decreasing Long | 40,153 | 2.5360 GBP | |||
5p ordinary | SWAP | Decreasing Long | 15,915 | 2.5387 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,182 | 2.5400 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,138 | 2.5401 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,871 | 2.5404 GBP | |||
5p ordinary | SWAP | Decreasing Long | 8,227 | 2.5410 GBP | |||
5p ordinary | SWAP | Decreasing Short | 35 | 2.5419 GBP | |||
5p ordinary | SWAP | Decreasing Short | 198 | 2.5476 GBP | |||
5p ordinary | SWAP | Increasing Long | 13,975 | 2.5308 GBP | |||
5p ordinary | SWAP | Decreasing Long | 4,109 | 2.5330 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,339 | 2.5352 GBP | |||
5p ordinary | SWAP | Decreasing Long | 5,672 | 2.5360 GBP | |||
5p ordinary | SWAP | Decreasing Long | 57,790 | 2.5365 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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