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FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 22 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 35,984,876 | 2.61% | 28,091,122 | 2.04% | |||
(2) Cash-settled derivatives: | 7,656,604 | 0.55% | 35,941,484 | 2.61% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 43,641,480 | 3.16% | 64,032,606 | 4.64% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 229,588 | 4.5277 GBP | ||||
10p ordinary | Purchase | 183,445 | 4.5180 GBP | ||||
10p ordinary | Purchase | 122,204 | 4.5173 GBP | ||||
10p ordinary | Purchase | 89,573 | 4.5117 GBP | ||||
10p ordinary | Purchase | 86,482 | 4.5119 GBP | ||||
10p ordinary | Purchase | 52,682 | 4.5171 GBP | ||||
10p ordinary | Purchase | 22,817 | 4.5072 GBP | ||||
10p ordinary | Purchase | 6,324 | 4.4940 GBP | ||||
10p ordinary | Purchase | 5,703 | 4.5003 GBP | ||||
10p ordinary | Purchase | 3,922 | 4.4850 GBP | ||||
10p ordinary | Purchase | 2,834 | 4.5251 GBP | ||||
10p ordinary | Purchase | 2,759 | 4.4972 GBP | ||||
10p ordinary | Purchase | 2,568 | 4.4945 GBP | ||||
10p ordinary | Purchase | 2,453 | 4.5049 GBP | ||||
10p ordinary | Purchase | 1,278 | 4.4900 GBP | ||||
10p ordinary | Purchase | 1,171 | 4.4680 GBP | ||||
10p ordinary | Purchase | 733 | 4.5120 GBP | ||||
10p ordinary | Purchase | 643 | 4.4920 GBP | ||||
10p ordinary | Purchase | 643 | 4.4915 GBP | ||||
10p ordinary | Purchase | 631 | 4.4539 GBP | ||||
10p ordinary | Purchase | 607 | 4.5260 GBP | ||||
10p ordinary | Purchase | 535 | 4.5310 GBP | ||||
10p ordinary | Purchase | 395 | 4.4960 GBP | ||||
10p ordinary | Purchase | 348 | 4.4820 GBP | ||||
10p ordinary | Purchase | 153 | 4.5320 GBP | ||||
10p ordinary | Purchase | 69 | 4.4840 GBP | ||||
10p ordinary | Sale | 302,879 | 4.5184 GBP | ||||
10p ordinary | Sale | 232,054 | 4.5211 GBP | ||||
10p ordinary | Sale | 112,034 | 4.5117 GBP | ||||
10p ordinary | Sale | 73,893 | 4.5105 GBP | ||||
10p ordinary | Sale | 49,552 | 4.5293 GBP | ||||
10p ordinary | Sale | 45,192 | 4.5262 GBP | ||||
10p ordinary | Sale | 43,894 | 4.5183 GBP | ||||
10p ordinary | Sale | 39,039 | 4.5245 GBP | ||||
10p ordinary | Sale | 34,902 | 4.5180 GBP | ||||
10p ordinary | Sale | 29,026 | 4.5203 GBP | ||||
10p ordinary | Sale | 26,426 | 4.4421 GBP | ||||
10p ordinary | Sale | 22,446 | 4.5267 GBP | ||||
10p ordinary | Sale | 20,776 | 4.5260 GBP | ||||
10p ordinary | Sale | 13,480 | 4.5295 GBP | ||||
10p ordinary | Sale | 9,330 | 4.5297 GBP | ||||
10p ordinary | Sale | 6,860 | 4.5257 GBP | ||||
10p ordinary | Sale | 4,327 | 4.5268 GBP | ||||
10p ordinary | Sale | 3,171 | 4.4791 GBP | ||||
10p ordinary | Sale | 2,460 | 4.5301 GBP | ||||
10p ordinary | Sale | 1,512 | 4.5285 GBP | ||||
10p ordinary | Sale | 1,171 | 4.4680 GBP | ||||
10p ordinary | Sale | 643 | 4.4920 GBP | ||||
10p ordinary | Sale | 604 | 4.4560 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | CFD | Decreasing Short | 10,287 | 4.5180 GBP | |||
10p ordinary | CFD | Increasing Short | 1,171 | 4.4680 GBP | |||
10p ordinary | CFD | Increasing Short | 69 | 4.4843 GBP | |||
10p ordinary | CFD | Increasing Short | 332 | 4.5180 GBP | |||
10p ordinary | SWAP | Increasing Long | 1,847 | 4.5172 GBP | |||
10p ordinary | SWAP | Increasing Long | 14,325 | 4.5173 GBP | |||
10p ordinary | SWAP | Decreasing Short | 604 | 4.4560 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,171 | 4.4791 GBP | |||
10p ordinary | SWAP | Decreasing Short | 112,034 | 4.5117 GBP | |||
10p ordinary | SWAP | Decreasing Short | 30,355 | 4.5175 GBP | |||
10p ordinary | SWAP | Decreasing Short | 81,376 | 4.5180 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,200 | 4.4680 GBP | |||
10p ordinary | SWAP | Increasing Short | 348 | 4.4820 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,922 | 4.4850 GBP | |||
10p ordinary | SWAP | Increasing Short | 86,482 | 4.5119 GBP | |||
10p ordinary | SWAP | Increasing Short | 59,656 | 4.5183 GBP | |||
10p ordinary | SWAP | Increasing Long | 29,026 | 4.5203 GBP | |||
10p ordinary | SWAP | Decreasing Long | 5,480 | 4.5054 GBP | |||
10p ordinary | SWAP | Decreasing Long | 17,337 | 4.5078 GBP | |||
10p ordinary | SWAP | Decreasing Long | 30 | 4.5120 GBP | |||
10p ordinary | SWAP | Decreasing Short | 26,426 | 4.4421 GBP | |||
10p ordinary | SWAP | Decreasing Short | 73,893 | 4.5105 GBP | |||
10p ordinary | SWAP | Decreasing Short | 85,327 | 4.5180 GBP | |||
10p ordinary | SWAP | Increasing Short | 631 | 4.4540 GBP | |||
10p ordinary | SWAP | Increasing Short | 37,546 | 4.5175 GBP | |||
10p ordinary | SWAP | Increasing Short | 25,000 | 4.5180 GBP | |||
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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