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| FORM 8.5 - Amendment to section 2a |
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| Replaces form released on 10:45 22/07/2024 |
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| RNS Number : 2879X |
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| FORM 8.5 (EPT/NON-RI) | ||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | ||||||||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | ||||||||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | ||||||||||||
| Rule 8.5 of the Takeover Code (the "Code") | ||||||||||||
| 1. | KEY INFORMATION | |||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||
| (b) | Name of offeror/offeree in relation to whose | HARGREAVES LANSDOWN PLC | ||||||||||
| (c) | Name of the party to the offer with which exempt | HARGREAVES LANSDOWN PLC | ||||||||||
| (d) | Date position held/dealing undertaken: | 19 Jul 2024 | ||||||||||
| (e) | In addition to the company in 1(b) above, is the exempt principal | NO | ||||||||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | |||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||
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| to which the disclosure relates following the dealing (if any) | |||||||||||
| Class of relevant security: | 0.4p ordinary | |||||||||||
| | Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | |||||||||
| (1) Relevant securities owned and/or controlled: | 771,664 | 0.16% | 4,377,053 | 0.92% | ||||||||
| (2) Cash-settled derivatives: | 4,249,497 | 0.90% | 580,255 | 0.12% | ||||||||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||
| | 5,021,161 | 1.06% | 4,957,308 | 1.05% | ||||||||
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| (b) | Rights to subscribe for new securities (including directors and other executive options) | |||||||||||
| Class of relevant security in relation to |
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| Details, including nature of the rights |
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| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | |||||||||||
| (a) | Purchase and sales |
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| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | ||||||||
| 0.4p ordinary | Purchase | 295334 | 11.1700 GBP | 10.9775 GBP | ||||||||
| 0.4p ordinary | Sale | 257172 | 11.1700 GBP | 10.9951 GBP | ||||||||
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(b) | Cash-settled derivative transactions |
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Class of | Product description | Nature of dealing | Number of | Price per |
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0.4p ordinary | SWAP | Increasing Short | 100 | 11.1100 GBP |
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0.4p ordinary | SWAP | Increasing Long | 69 | 11.0700 GBP |
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0.4p ordinary | SWAP | Increasing Long | 21,999 | 11.0797 GBP |
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0.4p ordinary | SWAP | Increasing Long | 9,524 | 11.0951 GBP |
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0.4p ordinary | SWAP | Increasing Long | 30,694 | 11.1084 GBP |
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0.4p ordinary | SWAP | Increasing Long | 5,575 | 11.1157 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 1,513 | 11.0852 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 1,130 | 11.0942 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 669 | 11.0971 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 65,416 | 11.1000 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 17,445 | 11.1003 GBP |
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0.4p ordinary | SWAP | Increasing Long | 6,946 | 11.1174 GBP |
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0.4p ordinary | SWAP | Increasing Long | 290 | 11.1199 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 13,650 | 11.1000 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 1,143 | 11.1109 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 1,766 | 11.1113 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 8,040 | 11.1118 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 529 | 11.1129 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 1,489 | 11.1296 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 385 | 11.1410 GBP |
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0.4p ordinary | SWAP | Increasing Short | 875 | 11.0175 GBP |
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0.4p ordinary | SWAP | Increasing Long | 6,239 | 11.0933 GBP |
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0.4p ordinary | SWAP | Increasing Long | 6,828 | 11.0943 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 37,855 | 11.1000 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 2,186 | 11.1045 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 797 | 11.1052 GBP |
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0.4p ordinary | SWAP | Decreasing Long | 4,338 | 11.1109 GBP |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if |
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4. | OTHER INFORMATION |
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(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO |
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Date of disclosure: | 23 Jul 2024 |
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Contact name: | Large Holdings Regulatory Operations |
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Telephone number: | 020 3134 7213 |
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