FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 22 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 835,414 | 0.33% | 3,822,898 | 1.49% | |||
(2) Cash-settled derivatives: | 3,617,114 | 1.41% | 704,846 | 0.27% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,452,528 | 1.73% | 4,527,744 | 1.76% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 453874 | 2.5800 GBP | 2.5337 GBP | |||
5p ordinary | Purchase | 323858 | 2.5800 GBP | 2.5400 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Increasing Long | 400 | 2.5799 GBP | |||
5p ordinary | SWAP | Decreasing Long | 265 | 2.5570 GBP | |||
5p ordinary | CFD | Increasing Long | 7,433 | 2.5624 GBP | |||
5p ordinary | CFD | Decreasing Long | 1,792 | 2.5321 GBP | |||
5p ordinary | SWAP | Decreasing Short | 3,701 | 2.5671 GBP | |||
5p ordinary | SWAP | Decreasing Long | 4 | 2.5600 GBP | |||
5p ordinary | SWAP | Decreasing Short | 9,510 | 2.5649 GBP | |||
5p ordinary | SWAP | Decreasing Short | 24,142 | 2.5660 GBP | |||
5p ordinary | SWAP | Increasing Short | 2,797 | 2.5707 GBP | |||
5p ordinary | SWAP | Decreasing Short | 153 | 2.5459 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,541 | 2.5517 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,639 | 2.5520 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,286 | 2.5626 GBP | |||
5p ordinary | SWAP | Decreasing Long | 4,048 | 2.5615 GBP | |||
5p ordinary | SWAP | Decreasing Long | 9,779 | 2.5622 GBP | |||
5p ordinary | SWAP | Decreasing Long | 12,715 | 2.5659 GBP | |||
5p ordinary | SWAP | Decreasing Long | 322 | 2.5740 GBP | |||
5p ordinary | SWAP | Increasing Long | 52,018 | 2.5323 GBP | |||
5p ordinary | SWAP | Increasing Long | 51,333 | 2.5659 GBP | |||
5p ordinary | SWAP | Increasing Long | 89 | 2.5739 GBP | |||
5p ordinary | SWAP | Increasing Long | 699 | 2.5759 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,294 | 2.5799 GBP | |||
5p ordinary | SWAP | Increasing Long | 789 | 2.5819 GBP | |||
5p ordinary | SWAP | Decreasing Long | 339 | 2.5570 GBP | |||
5p ordinary | SWAP | Decreasing Long | 556 | 2.5583 GBP | |||
5p ordinary | SWAP | Decreasing Long | 341 | 2.5638 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3 | 2.5660 GBP | |||
5p ordinary | SWAP | Decreasing Long | 51 | 2.5703 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,933 | 2.5800 GBP | |||
5p ordinary | SWAP | Decreasing Short | 277 | 2.5702 GBP | |||
5p ordinary | SWAP | Decreasing Short | 16,028 | 2.5632 GBP | |||
5p ordinary | SWAP | Increasing Short | 3,598 | 2.5618 GBP | |||
5p ordinary | SWAP | Increasing Short | 84 | 2.5644 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,148 | 2.5641 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,095 | 2.5695 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,459 | 2.5598 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,708 | 2.5610 GBP | |||
5p ordinary | SWAP | Decreasing Long | 7,765 | 2.5660 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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