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FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 19 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 883,756 | 0.34% | 3,741,224 | 1.46% | |||
(2) Cash-settled derivatives: | 3,534,430 | 1.38% | 752,178 | 0.29% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,418,186 | 1.72% | 4,493,402 | 1.75% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 88497 | 2.5480 GBP | 2.5270 GBP | |||
5p ordinary | Purchase | 62908 | 2.5480 GBP | 2.5240 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Increasing Long | 600 | 2.5303 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,000 | 2.5517 GBP | |||
5p ordinary | CFD | Increasing Long | 1,547 | 2.5297 GBP | |||
5p ordinary | CFD | Increasing Long | 627 | 2.5519 GBP | |||
5p ordinary | CFD | Decreasing Long | 1,009 | 2.5401 GBP | |||
5p ordinary | SWAP | Decreasing Short | 1,753 | 2.5376 GBP | |||
5p ordinary | SWAP | Increasing Short | 100 | 2.5440 GBP | |||
5p ordinary | SWAP | Increasing Short | 100 | 2.5520 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,215 | 2.5478 GBP | |||
5p ordinary | SWAP | Increasing Long | 315 | 2.5580 GBP | |||
5p ordinary | SWAP | Decreasing Long | 31 | 2.5438 GBP | |||
5p ordinary | SWAP | Decreasing Short | 905 | 2.5431 GBP | |||
5p ordinary | SWAP | Decreasing Short | 23,748 | 2.5480 GBP | |||
5p ordinary | SWAP | Increasing Short | 1,891 | 2.5279 GBP | |||
5p ordinary | SWAP | Increasing Short | 642 | 2.5429 GBP | |||
5p ordinary | SWAP | Increasing Long | 205 | 2.5440 GBP | |||
5p ordinary | SWAP | Increasing Long | 371 | 2.5480 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,395 | 2.5322 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,592 | 2.5393 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,543 | 2.5480 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,385 | 2.5239 GBP | |||
5p ordinary | SWAP | Increasing Long | 321 | 2.5403 GBP | |||
5p ordinary | SWAP | Increasing Long | 205 | 2.5469 GBP | |||
5p ordinary | SWAP | Increasing Long | 28,297 | 2.5479 GBP | |||
5p ordinary | SWAP | Decreasing Long | 365 | 2.5440 GBP | |||
5p ordinary | SWAP | Increasing Short | 500 | 2.5287 GBP | |||
5p ordinary | SWAP | Decreasing Short | 155 | 2.5459 GBP | |||
5p ordinary | SWAP | Decreasing Short | 16,866 | 2.5449 GBP | |||
5p ordinary | SWAP | Increasing Short | 4,484 | 2.5453 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,158 | 2.5332 GBP | |||
5p ordinary | SWAP | Decreasing Long | 6,090 | 2.5401 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,026 | 2.5480 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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