FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 17 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 38,014,715 | 2.76% | 25,416,502 | 1.84% | |||
(2) Cash-settled derivatives: | 7,721,797 | 0.56% | 37,354,538 | 2.71% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 45,736,512 | 3.32% | 62,771,040 | 4.55% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
10p ordinary | Purchase | 232,769 | 4.4123 GBP | ||||
10p ordinary | Purchase | 193,046 | 4.4200 GBP | ||||
10p ordinary | Purchase | 146,860 | 4.4166 GBP | ||||
10p ordinary | Purchase | 138,200 | 4.3936 GBP | ||||
10p ordinary | Purchase | 104,392 | 4.3760 GBP | ||||
10p ordinary | Purchase | 81,138 | 4.3752 GBP | ||||
10p ordinary | Purchase | 63,530 | 4.3787 GBP | ||||
10p ordinary | Purchase | 52,231 | 4.3757 GBP | ||||
10p ordinary | Purchase | 49,497 | 4.3780 GBP | ||||
10p ordinary | Purchase | 41,373 | 4.3720 GBP | ||||
10p ordinary | Purchase | 27,778 | 4.3800 GBP | ||||
10p ordinary | Purchase | 25,898 | 4.3786 GBP | ||||
10p ordinary | Purchase | 25,119 | 4.3759 GBP | ||||
10p ordinary | Purchase | 23,021 | 4.4076 GBP | ||||
10p ordinary | Purchase | 21,785 | 4.4118 GBP | ||||
10p ordinary | Purchase | 17,491 | 4.3756 GBP | ||||
10p ordinary | Purchase | 16,919 | 4.3733 GBP | ||||
10p ordinary | Purchase | 12,935 | 4.3772 GBP | ||||
10p ordinary | Purchase | 9,693 | 4.3771 GBP | ||||
10p ordinary | Purchase | 9,145 | 4.3806 GBP | ||||
10p ordinary | Purchase | 7,823 | 4.3817 GBP | ||||
10p ordinary | Purchase | 7,327 | 4.3791 GBP | ||||
10p ordinary | Purchase | 5,989 | 4.3982 GBP | ||||
10p ordinary | Purchase | 4,346 | 4.3855 GBP | ||||
10p ordinary | Purchase | 4,339 | 4.3788 GBP | ||||
10p ordinary | Purchase | 4,055 | 4.4144 GBP | ||||
10p ordinary | Purchase | 3,346 | 4.3821 GBP | ||||
10p ordinary | Purchase | 3,329 | 4.3819 GBP | ||||
10p ordinary | Purchase | 2,877 | 4.3761 GBP | ||||
10p ordinary | Purchase | 2,765 | 4.3598 GBP | ||||
10p ordinary | Purchase | 2,184 | 4.3600 GBP | ||||
10p ordinary | Purchase | 2,015 | 4.3792 GBP | ||||
10p ordinary | Purchase | 2,007 | 4.3960 GBP | ||||
10p ordinary | Purchase | 1,895 | 4.3724 GBP | ||||
10p ordinary | Purchase | 1,871 | 4.3965 GBP | ||||
10p ordinary | Purchase | 1,775 | 4.3981 GBP | ||||
10p ordinary | Purchase | 1,750 | 4.3740 GBP | ||||
10p ordinary | Purchase | 1,702 | 4.3715 GBP | ||||
10p ordinary | Purchase | 1,695 | 4.3987 GBP | ||||
10p ordinary | Purchase | 1,448 | 4.4052 GBP | ||||
10p ordinary | Purchase | 1,206 | 4.3640 GBP | ||||
10p ordinary | Purchase | 1,092 | 4.3610 GBP | ||||
10p ordinary | Purchase | 1,009 | 4.3813 GBP | ||||
10p ordinary | Purchase | 839 | 4.4286 GBP | ||||
10p ordinary | Purchase | 767 | 4.4087 GBP | ||||
10p ordinary | Purchase | 300 | 4.3820 GBP | ||||
10p ordinary | Purchase | 1 | 4.4000 GBP | ||||
10p ordinary | Sale | 314,800 | 4.4159 GBP | ||||
10p ordinary | Sale | 201,828 | 4.4123 GBP | ||||
10p ordinary | Sale | 183,362 | 4.3726 GBP | ||||
10p ordinary | Sale | 136,483 | 4.4116 GBP | ||||
10p ordinary | Sale | 133,810 | 4.4200 GBP | ||||
10p ordinary | Sale | 125,975 | 4.4202 GBP | ||||
10p ordinary | Sale | 114,155 | 4.4081 GBP | ||||
10p ordinary | Sale | 75,203 | 4.3791 GBP | ||||
10p ordinary | Sale | 60,241 | 4.4042 GBP | ||||
10p ordinary | Sale | 57,404 | 4.4094 GBP | ||||
10p ordinary | Sale | 50,287 | 4.3969 GBP | ||||
10p ordinary | Sale | 44,139 | 4.3949 GBP | ||||
10p ordinary | Sale | 31,599 | 4.3854 GBP | ||||
10p ordinary | Sale | 24,802 | 4.3160 GBP | ||||
10p ordinary | Sale | 23,818 | 4.3934 GBP | ||||
10p ordinary | Sale | 22,538 | 4.3975 GBP | ||||
10p ordinary | Sale | 17,210 | 4.3904 GBP | ||||
10p ordinary | Sale | 17,174 | 4.3939 GBP | ||||
10p ordinary | Sale | 15,403 | 4.4014 GBP | ||||
10p ordinary | Sale | 13,836 | 4.3960 GBP | ||||
10p ordinary | Sale | 12,935 | 4.3772 GBP | ||||
10p ordinary | Sale | 10,046 | 4.3770 GBP | ||||
10p ordinary | Sale | 9,145 | 4.3806 GBP | ||||
10p ordinary | Sale | 7,936 | 4.3762 GBP | ||||
10p ordinary | Sale | 7,927 | 4.3828 GBP | ||||
10p ordinary | Sale | 7,823 | 4.3817 GBP | ||||
10p ordinary | Sale | 7,195 | 4.3851 GBP | ||||
10p ordinary | Sale | 6,118 | 4.4193 GBP | ||||
10p ordinary | Sale | 4,576 | 4.3664 GBP | ||||
10p ordinary | Sale | 4,339 | 4.3788 GBP | ||||
10p ordinary | Sale | 3,870 | 4.3619 GBP | ||||
10p ordinary | Sale | 3,329 | 4.3819 GBP | ||||
10p ordinary | Sale | 2,772 | 4.3907 GBP | ||||
10p ordinary | Sale | 2,707 | 4.3964 GBP | ||||
10p ordinary | Sale | 2,123 | 4.3734 GBP | ||||
10p ordinary | Sale | 1,857 | 4.3754 GBP | ||||
10p ordinary | Sale | 1,420 | 4.3900 GBP | ||||
10p ordinary | Sale | 1,016 | 4.3875 GBP | ||||
10p ordinary | Sale | 847 | 4.4259 GBP | ||||
10p ordinary | Sale | 650 | 4.3800 GBP | ||||
10p ordinary | Sale | 4 | 4.3740 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | CFD | Decreasing Short | 2,541 | 4.3737 GBP | |||
10p ordinary | CFD | Decreasing Short | 2,650 | 4.3819 GBP | |||
10p ordinary | CFD | Decreasing Short | 644 | 4.3820 GBP | |||
10p ordinary | CFD | Decreasing Short | 15,279 | 4.4200 GBP | |||
10p ordinary | CFD | Increasing Short | 2,650 | 4.3819 GBP | |||
10p ordinary | CFD | Increasing Short | 644 | 4.3820 GBP | |||
10p ordinary | CFD | Increasing Short | 138,004 | 4.4200 GBP | |||
10p ordinary | SWAP | Decreasing Long | 442 | 4.4073 GBP | |||
10p ordinary | SWAP | Increasing Long | 6,118 | 4.4193 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,576 | 4.3664 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,123 | 4.3734 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,857 | 4.3754 GBP | |||
10p ordinary | SWAP | Decreasing Short | 48,173 | 4.3979 GBP | |||
10p ordinary | SWAP | Decreasing Short | 201,828 | 4.4124 GBP | |||
10p ordinary | SWAP | Decreasing Short | 48,204 | 4.4166 GBP | |||
10p ordinary | SWAP | Decreasing Short | 113,126 | 4.4200 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,895 | 4.3724 GBP | |||
10p ordinary | SWAP | Increasing Short | 25,119 | 4.3759 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,877 | 4.3761 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,009 | 4.3813 GBP | |||
10p ordinary | SWAP | Increasing Short | 585 | 4.3940 GBP | |||
10p ordinary | SWAP | Increasing Short | 15,188 | 4.4183 GBP | |||
10p ordinary | SWAP | Increasing Long | 57,404 | 4.4094 GBP | |||
10p ordinary | SWAP | Decreasing Long | 895 | 4.3820 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2,451 | 4.3822 GBP | |||
10p ordinary | SWAP | Decreasing Long | 839 | 4.4286 GBP | |||
10p ordinary | SWAP | Decreasing Long | 100,000 | 4.3765 GBP | |||
10p ordinary | SWAP | Decreasing Long | 100,000 | 4.3789 GBP | |||
10p ordinary | SWAP | Decreasing Short | 24,802 | 4.3161 GBP | |||
10p ordinary | SWAP | Decreasing Short | 32,963 | 4.3983 GBP | |||
10p ordinary | SWAP | Decreasing Short | 60,241 | 4.4042 GBP | |||
10p ordinary | SWAP | Decreasing Short | 81,654 | 4.4200 GBP | |||
10p ordinary | SWAP | Decreasing Short | 746 | 4.1191 GBP | |||
10p ordinary | SWAP | Decreasing Long | 39,774 | 4.1191 GBP | |||
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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