FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | CREST NICHOLSON HOLDINGS PLC | |||||
(c) | Name of the party to the offer with which exempt | CREST NICHOLSON HOLDINGS PLC | |||||
(d) | Date position held/dealing undertaken: | 17 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 5p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 928,554 | 0.36% | 3,763,523 | 1.46% | |||
(2) Cash-settled derivatives: | 3,560,479 | 1.39% | 801,096 | 0.31% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 4,489,033 | 1.75% | 4,564,619 | 1.78% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
5p ordinary | Sale | 219715 | 2.5560 GBP | 2.5281 GBP | |||
5p ordinary | Purchase | 258010 | 2.5621 GBP | 2.5320 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
5p ordinary | SWAP | Increasing Long | 1,975 | 2.5364 GBP | |||
5p ordinary | SWAP | Decreasing Long | 2,727 | 2.5522 GBP | |||
5p ordinary | CFD | Increasing Long | 4,927 | 2.5324 GBP | |||
5p ordinary | CFD | Increasing Long | 992 | 2.5521 GBP | |||
5p ordinary | CFD | Decreasing Long | 1,374 | 2.5501 GBP | |||
5p ordinary | SWAP | Decreasing Short | 2,925 | 2.5464 GBP | |||
5p ordinary | SWAP | Increasing Short | 242 | 2.5387 GBP | |||
5p ordinary | SWAP | Increasing Short | 200 | 2.5621 GBP | |||
5p ordinary | SWAP | Increasing Long | 500 | 2.5378 GBP | |||
5p ordinary | SWAP | Opening Long | 71,138 | 2.5380 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,055 | 2.5385 GBP | |||
5p ordinary | SWAP | Opening Short | 194,824 | 2.5378 GBP | |||
5p ordinary | SWAP | Decreasing Short | 248 | 2.5353 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,031 | 2.5379 GBP | |||
5p ordinary | SWAP | Increasing Long | 821 | 2.5552 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,600 | 2.5320 GBP | |||
5p ordinary | SWAP | Decreasing Long | 4,599 | 2.5362 GBP | |||
5p ordinary | SWAP | Decreasing Long | 9,874 | 2.5380 GBP | |||
5p ordinary | SWAP | Decreasing Long | 10,103 | 2.5455 GBP | |||
5p ordinary | SWAP | Decreasing Long | 210 | 2.5560 GBP | |||
5p ordinary | SWAP | Increasing Long | 5,788 | 2.5321 GBP | |||
5p ordinary | SWAP | Increasing Long | 6,814 | 2.5333 GBP | |||
5p ordinary | SWAP | Increasing Long | 12,126 | 2.5338 GBP | |||
5p ordinary | SWAP | Increasing Long | 740 | 2.5339 GBP | |||
5p ordinary | SWAP | Increasing Long | 9,597 | 2.5352 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,312 | 2.5353 GBP | |||
5p ordinary | SWAP | Increasing Long | 3,649 | 2.5372 GBP | |||
5p ordinary | SWAP | Increasing Long | 28,730 | 2.5379 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,359 | 2.5389 GBP | |||
5p ordinary | SWAP | Increasing Long | 12,917 | 2.5403 GBP | |||
5p ordinary | SWAP | Decreasing Short | 260 | 2.5354 GBP | |||
5p ordinary | SWAP | Decreasing Short | 28,218 | 2.5401 GBP | |||
5p ordinary | SWAP | Increasing Short | 5,180 | 2.5403 GBP | |||
5p ordinary | SWAP | Increasing Long | 44 | 2.5380 GBP | |||
5p ordinary | SWAP | Increasing Long | 1,595 | 2.5548 GBP | |||
5p ordinary | SWAP | Decreasing Long | 3,049 | 2.5380 GBP | |||
5p ordinary | SWAP | Decreasing Long | 1,902 | 2.5398 GBP | |||
5p ordinary | SWAP | Decreasing Long | 7,172 | 2.5438 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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