FORM 8.5 (EPT/NON-RI) Amendment 2a and 3b Replaces form released at 11/07/2024 12:57 RNS Number : 0928W | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose | BARRATT DEVELOPMENTS PLC | |||||
(c) | Name of the party to the offer with which exempt | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 10 Jul 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal | YES: | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 11,007,887 | 1.13% | 6,486,968 | 0.67% | |||
(2) Cash-settled derivatives: | 5,510,516 | 0.57% | 9,592,802 | 0.98% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 16,518,403 | 1.69% | 16,079,770 | 1.65% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to |
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Details, including nature of the rights |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
| | | | | |
Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
10p ordinary | Purchase | 1398493 | 5.0259 GBP | 4.7640 GBP | |||
10p ordinary | Sale | 1564820 | 4.9120 GBP | 4.7640 GBP | |||
| | | | | | | |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
10p ordinary | SWAP | Opening Long | 19,955 | 4.8354 GBP | |||
10p ordinary | SWAP | Decreasing Short | 23,551 | 4.7805 GBP | |||
10p ordinary | CFD | Decreasing Short | 10,099 | 4.7914 GBP | |||
10p ordinary | CFD | Decreasing Short | 120,552 | 4.8014 GBP | |||
10p ordinary | CFD | Opening Long | 12,742 | 4.8316 GBP | |||
10p ordinary | CFD | Increasing Long | 3,485 | 4.8506 GBP | |||
10p ordinary | CFD | Opening Short | 27,714 | 4.8347 GBP | |||
10p ordinary | CFD | Increasing Short | 3,485 | 4.8503 GBP | |||
10p ordinary | CFD | Increasing Short | 92,838 | 4.8510 GBP | |||
10p ordinary | CFD | Increasing Short | 3,302 | 4.8606 GBP | |||
10p ordinary | SWAP | Increasing Short | 449 | 4.7870 GBP | |||
10p ordinary | SWAP | Opening Long | 18,021 | 4.8510 GBP | |||
10p ordinary | SWAP | Increasing Long | 234 | 4.8606 GBP | |||
10p ordinary | SWAP | Closing Long | 18,251 | 4.8512 GBP | |||
10p ordinary | SWAP | Decreasing Short | 13,197 | 4.8368 GBP | |||
10p ordinary | SWAP | Decreasing Short | 44,603 | 4.8506 GBP | |||
10p ordinary | SWAP | Increasing Short | 373 | 4.8133 GBP | |||
10p ordinary | SWAP | Decreasing Short | 165,479 | 4.7825 GBP | |||
10p ordinary | SWAP | Decreasing Short | 60,000 | 4.8072 GBP | |||
10p ordinary | SWAP | Decreasing Short | 25,000 | 4.8491 GBP | |||
10p ordinary | SWAP | Decreasing Short | 20,747 | 4.8502 GBP | |||
10p ordinary | SWAP | Decreasing Short | 20,000 | 4.8557 GBP | |||
10p ordinary | SWAP | Decreasing Short | 35,000 | 4.8627 GBP | |||
10p ordinary | SWAP | Increasing Long | 20,260 | 4.8381 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2 | 4.7921 GBP | |||
10p ordinary | SWAP | Decreasing Long | 176,229 | 4.8528 GBP | |||
10p ordinary | SWAP | Decreasing Long | 2,575 | 4.8230 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,711 | 4.7806 GBP | |||
10p ordinary | SWAP | Decreasing Short | 46,940 | 4.8500 GBP | |||
10p ordinary | SWAP | Decreasing Short | 24,843 | 4.8514 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,923 | 4.7748 GBP | |||
10p ordinary | SWAP | Increasing Short | 158,028 | 4.8213 GBP | |||
10p ordinary | SWAP | Increasing Short | 63,344 | 4.8510 GBP | |||
10p ordinary | SWAP | Increasing Short | 160 | 4.8590 GBP | |||
10p ordinary | SWAP | Decreasing Short | 18,022 | 4.8052 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,783 | 4.8225 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17,375 | 4.8350 GBP | |||
10p ordinary | SWAP | Decreasing Short | 59,511 | 4.8372 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,212 | 4.8378 GBP | |||
10p ordinary | SWAP | Decreasing Short | 54,809 | 4.8433 GBP | |||
10p ordinary | SWAP | Decreasing Short | 18,902 | 4.8464 GBP | |||
10p ordinary | SWAP | Opening Long | 13,769 | 4.8477 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,759 | 4.8567 GBP | |||
10p ordinary | SWAP | Increasing Long | 4,418 | 4.8573 GBP | |||
10p ordinary | SWAP | Decreasing Long | 4,096 | 4.7834 GBP | |||
10p ordinary | SWAP | Opening Short | 12,361 | 4.7873 GBP | |||
10p ordinary | SWAP | Increasing Short | 6,565 | 4.7876 GBP | |||
10p ordinary | SWAP | Increasing Short | 7,163 | 4.7993 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,932 | 4.8107 GBP | |||
10p ordinary | SWAP | Increasing Short | 7,513 | 4.8404 GBP | |||
10p ordinary | SWAP | Increasing Short | 748 | 4.7924 GBP | |||
10p ordinary | SWAP | Opening Short | 1,718 | 4.8575 GBP | |||
10p ordinary | SWAP | Increasing Short | 102,000 | 4.7704 GBP | |||
10p ordinary | SWAP | Increasing Short | 102,000 | 4.8455 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17,473 | 4.8588 GBP | |||
10p ordinary | SWAP | Opening Long | 188,671 | 4.9120 GBP | |||
10p ordinary | SWAP | Opening Short | 43,998 | 4.8136 GBP | |||
10p ordinary | SWAP | Increasing Short | 46,000 | 4.8510 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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